- Yorktown Search Partners (New York, NY)
- About the job Vice President, Investor Relations - Real Estate Our client is a distinguished real estate investment firm specializing in co-General Partner (co-GP) ... search for a highly experienced and strategic Vice President of Investor Relations to lead our client's investor communications and relationship management efforts.… more
- American Express (New York, NY)
- …Affairs group within the General Counsel's Organization seeks a Director, US Regulatory Relations (USRR). As the principal intermediary between the company ... successful candidate will lead a team and report to a VP, US Regulatory Relations . The new Director will work closely with, and directly support, leaders across… more
- Scotiabank (New York, NY)
- Director, Regulatory Relations Group **Requisition ID:** 222216 **Salary Range:** 180,000.00 - 301,500.00 _Please note that the Salary Range shown is a guideline ... for every future! **Overview** The incumbent supports with delivery of the Regulatory Relations Group ("RRG") mandate in the United States and is responsible for… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists in the development and execution ... covering various businesses, functions and topics, including operations, finance, regulatory reporting, and sales and trading, and prepare business personnel… more
- Mizuho Corporate Bank (New York, NY)
- …the organization, and implementing necessary changes to ensure ongoing compliance. SummaryThe Regulatory Relations Team is seeking an Assistant Vice President ... About the TeamThe Mizuho US Operations ("MUSO") Regulatory Affairs Group is responsible for managing the... Affairs Group is responsible for managing the Bank's regulatory relationships and supervisory engagement across MUSO, ensuring that… more
- TD Bank (New York, NY)
- …**Line of Business:** TD Securities **Job Description:** The TD Securities, Employee Relations Director, Regulatory and Controls is responsible for leading the ... oversight and management of employee relations . This senior leader will ensure that TDS HR...processes for TDS HR to ensure operational effectiveness and regulatory adherence. The day accountabilities would entail: working closely… more
- SMBC (New York, NY)
- …employees. **Role Description** The Director, Sr. Regulatory Officer works with the Regulatory Relations team to implement and execute SMBC's regulatory ... its supervisory and prudential regulators. This role reports to the Head of Regulatory Relations . **Role Objectives** + Serve as the primary Regulatory … more
- American Express (New York, NY)
- …control on key regulatory deliverables, in partnership with US Regulatory Relations + Supporting other risk management-related efforts and ... a Subject Matter Expert on the data generated during regulatory exams and findings to deliver effective reporting to...include: + Data management, which includes data entry of regulatory information in the system of record. + Maintaining… more
- American Express (New York, NY)
- …Practices group responsible for managing audit operations, quality, and standards; regulatory relations ; reporting; training and professional development; and ... (GCE) function / compliance process audits, business monitoring, and management and regulatory action plan validations, leveraging in depth knowledge of US banking… more
- American Express (New York, NY)
- …Practices group responsible for managing audit operations, quality, and standards; regulatory relations ; reporting; training and professional development; and ... project and change risk taxonomy, associated risk management policies, and regulatory expectations including OCC Heightened Standards through Audit activities. **Key… more
- American Express (New York, NY)
- …Practices group responsible for managing audit operations, quality, and standards; regulatory relations ; reporting; training and professional development; and ... functions generally and liquidity specifically who understands and applies US regulatory requirements specific to Liquidity Risk Management (LRM), including OCC… more
- American Express (New York, NY)
- …Practices group responsible for managing audit operations, quality, and standards; regulatory relations ; reporting; training and professional development; and ... Audit Plan with adequate coverage + Support and/or lead regulatory activities and attend regulatory meetings as appropriate + Lead delivery and execution of… more
- American Express (New York, NY)
- …Practices group responsible for managing audit operations, quality, and standards; regulatory relations ; reporting; training and professional development; and ... effective design and operating effectiveness of application-level controls that support regulatory , operational, and business objectives. In this role, the ideal… more
- American Express (New York, NY)
- …Practices group responsible for managing audit operations, quality, and standards; regulatory relations ; reporting; training and professional development; and ... and trends; stay up to date with evolving industry trends, external news and regulatory changes, and analyze the impact to the business exams + Delegate tasks to… more
- American Express (New York, NY)
- …Practices group responsible for managing audit operations, quality, and standards; regulatory relations ; reporting; training and professional development; and ... and mitigating risks with effective strategies and collaboration; support the regulatory response, remediation, and implementation of changes related to … more
- Bank of America (New York, NY)
- …to Detail + Change Management + Issue Management + Presentation Skills + Regulatory Relations + Business Acumen + Continuous Improvement + Controls Management ... skills (written, verbal and presentation) with the ability to translate regulatory language into actionable technical requirements. + Strong experience driving the… more
- Capital One (New York, NY)
- …CRA Strategy and Program Management, the Government and Political Affairs Group, Regulatory Relations , and Strategy and Engagement. Through our teams, we ... management approvals, ensuring alignment with Capital One's risk appetite and regulatory requirements. + Drive innovation and process improvements in underwriting,… more
- Scotiabank (New York, NY)
- …of materials to these regulators and speak during examinations. Interact with the Regulatory Relations team. Work within the US Market Risk team, and ... overall US risk management effort including Liquidity Risk, Model Risk, Credit Risk, Operational Risk, and other risk disciplines. Perform risk management efforts for trading desks and products on the floor, including day-to-day activity, prioritization, and… more
- Mizuho Corporate Bank (New York, NY)
- …anti-money laundering (AML) and know your customer (KYC) matters, and coordinating regulatory examinations and relations . Summary The AML Surveillance Associate ... The Compliance function manages compliance and regulatory risk by establishing compliance policies, providing training, conducting compliance reviews, monitoring… more
- JPMorgan Chase (New York, NY)
- …digital product offerings. + Partner with several internal groups, including regulatory affairs, government relations , treasury policy, liquidity management, ... in the future of payments and digital assets, changing regulatory landscape and its impact on the financial industry,...JPM digital asset offering. + Adapt to the evolving regulatory and product landscape as we continue to play… more
