- USAA (Phoenix, AZ)
- …truly makes us special and impactful. **The Opportunity** We are seeking a Compliance and Operational Risk Testing Analyst Lead for our Bank Risk ... + 8 or more years of meaningful work experience (internal/external audit, operational risk / compliance testing , quality assurance) + Knowledge of relevant… more
- USAA (Phoenix, AZ)
- …us special and impactful. **The Opportunity** As a dedicated Compliance and Operational Risk Testing Analyst, you will execute independent testing ... of a degree. + Minimum 6 years' relevant work experience (internal/external audit, operational risk / compliance testing , quality assurance) + Demonstrated… more
- USAA (Phoenix, AZ)
- …makes us special and impactful. **The Opportunity** As a Compliance and Operational Risk Testing Analyst Lead specializing in IT Infrastructure, you ... degree. + 8 or more years of work experience (internal/external audit, operational risk / compliance testing , quality assurance) + Experience interpreting… more
- Wells Fargo (Tempe, AZ)
- …Specialist will be accountable for developing and executing independent operational and compliance risk control testing focusing on emerging issues and ... work experience, training, military experience, education. **Desired Qualifications:** + Experience in Audit, Compliance , Risk and Testing . + Full testing… more
- Wells Fargo (Tempe, AZ)
- … Officer will be accountable for developing and executing independent operational and compliance risk and control testing focusing on the Technology and ... Testing & Validation (IT&V) as part of Corporate Risk . Learn more about the career areas and lines...applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following… more
- MUFG (Tempe, AZ)
- …risk , effective design and evaluation of controls, and sustainable solutions to mitigate operational and technology risk . Control testing is an integral ... bank policies, procedures, and regulatory requirements to mitigate technology risk to the firm + Execute testing ...in IT external audit, IT internal audit and technology risk and/or ITGC assessment for compliance with… more
- MUFG (Tempe, AZ)
- …reviewer for Product & Services risk assessments 2) Perform sample-based framework compliance testing (e,g, QA, testing or monitoring) 3) Support ... in control testing techniques and documentation + Strong understanding of operational risk management programs and practices, including third party risk… more
- City National Bank (Phoenix, AZ)
- …banking environment * Minimum 10 years of experience in risk management, operational risk management, compliance , or audit functions in the financial ... * OPERATIONAL RISK BUSINESS OVERSIGHT PROGRAM MANAGER*...literacy * Lead the execution of ORM framework key risk activities, including monitoring compliance with ORM… more
- MUFG (Tempe, AZ)
- …provide more details. Job Summary: Utilizing Models for decision making introduces Model Risk . Americas Model Risk Management's strategic vision is to actively ... identify, monitor and report on MUFG Americas Model risk in a transparent and timely manner. Serving as...in use across the Americas with a focus on Compliance and Fraud areas. The candidates will contribute to… more
- Wells Fargo (Tempe, AZ)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... enhance, manage, and govern data management and reporting processes for credit risk regulatory reporting. This includes ensuring compliance with policy… more
- City National Bank (Phoenix, AZ)
- …in ORMS/Archer. * Prepare Self-assessment Reports for Service Owner sign-off. Collaborate with Operational Risk colleagues and risk domain experts (eg ... to ensure the maximum level of preparedness, conforming to policy, regulatory compliance relative to Operational Resilience. They will help define project… more
- Wells Fargo (Chandler, AZ)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... risk -related information + Strong understanding of cybersecurity frameworks, risk management principles, and regulatory compliance + Experience interpreting… more
- MUFG (Tempe, AZ)
- …our recruitment team will provide more details. **Job Summary** : Reporting to Operational Risk Management (ORM) SLoD Framework team Director, provide direction, ... Managers (BURMs) and Third-Party Managers (TPMs) to ensure risk program is in compliance with applicable...**Experience/Abilities** : + 6+ yrs experience in third party risk in an operational risk … more
- MUFG (Tempe, AZ)
- …activities designed to evaluate and assess the effectiveness of the Bank's governance, risk management and control processes. This role includes, but is not limited ... activities related to the end-to-end audit process (eg, planning, fieldwork testing , reporting, issues validation, etc.) and supporting general audit administration… more
- American Express (Phoenix, AZ)
- … risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data ... is to protect and enhance organizational value by providing independent, objective, risk -based assurance, advisory services and to influence the way the company… more
- Edward Jones (Tempe, AZ)
- …context of AI. + Primary focus includes issue/incident management, control testing , critical business process mapping/inventorying, and risk assessment support, ... Management or Data Science preferred) + 5+ years of AI/ML and/or technology risk management experience, financial regulatory compliance + Knowledge of AI/ML… more
- Wells Fargo (Chandler, AZ)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- US Bank (Tempe, AZ)
- …the proven skills and experience to contribute toward the success of the CBB Risk Operational Loss Reporting program and in the ongoing process and/or activities ... complete the root cause memo. - Respond to event testing notifications from Operational Loss Management. -...work experience. PREFERRED - 5+ years of experience in operational risk and/or issue management. - Considerable… more
- Amazon (Tempe, AZ)
- …Financial Integrity Trust (FIT) division, which operates as part of our Financial Risk Mitigation (FRM) team. FIT is focused on financial integrity of engagement ... reducing bad actors' ability to scale fraud and ensure compliance . We also compute and withhold account-level disbursement reserves,...that ensure customer and business goals are met in operational launch plans. Assess and make trade-offs based on… more
- Navient (Phoenix, AZ)
- … policies that stick. **About You:** + 3-4+ years of experience in regulatory compliance , audit, or operational risk & controls within the consumer ... drive alignment and transparency. + Lead the charge on compliance testing by executing the First Line...remote work environment. **Even Better:** + Certifications in regulatory compliance , audit, or risk management disciplines are… more