- USAA (Phoenix, AZ)
- …position. As a member of the second line of defense, the Compliance and Operational Risk Testing Analyst implements independent testing under the ... requirements are adhered to. + Completes assigned compliance and operational risk testing activities in accordance with established timelines and high… more
- USAA (Phoenix, AZ)
- …makes us special and impactful. **The Opportunity** As a Compliance and Operational Risk Testing Analyst Lead specializing in IT Infrastructure, you ... degree. + 8 or more years of work experience (internal/external audit, operational risk / compliance testing , quality assurance) + Experience interpreting… more
- USAA (Phoenix, AZ)
- …a Degree. + 8 or more years of relevant work experience (internal/external audit, operational risk / compliance testing , quality assurance) + Expert ... Leads and manages a grouping of tests to ensure operational risks and compliance requirements are adhered...laws and regulations and guidance or operational risk principles/concepts. + Advanced knowledge of testing … more
- MUFG (Tempe, AZ)
- …risk , effective design and evaluation of controls, and sustainable solutions to mitigate operational and technology risk . Control testing is an integral ... bank policies, procedures, and regulatory requirements to mitigate technology risk to the firm + Execute testing ...in IT external audit, IT internal audit and technology risk and/or ITGC assessment for compliance with… more
- MUFG (Tempe, AZ)
- …reviewer for Product & Services risk assessments 2) Perform sample-based framework compliance testing (e,g, QA, testing or monitoring) 3) Support ... in control testing techniques and documentation + Strong understanding of operational risk management programs and practices, including third party risk… more
- Wells Fargo (Tempe, AZ)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Lead Operational Risk Officer within Operational ...Risk types (L2). + Awareness of applicable major compliance requirements and attributes. + Established analytical skills and… more
- City National Bank (Phoenix, AZ)
- …banking environment * Minimum 10 years of experience in risk management, operational risk management, compliance , or audit functions in the financial ... * OPERATIONAL RISK BUSINESS OVERSIGHT PROGRAM MANAGER*...literacy * Lead the execution of ORM framework key risk activities, including monitoring compliance with ORM… more
- Lincoln Financial (Phoenix, AZ)
- …provide subject matter expertise on design and effectiveness of financial and operational controls for various vendor services. You will partner with internal and ... You will develop and execute on more complex audit testing to evaluate the effectiveness and efficiency of operations...of operations and controls, reliability of SOC-1 reporting, and compliance with applicable law. You will also provide control… more
- Wells Fargo (Tempe, AZ)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... Testing & Validation (IT&V) as part of Corporate Risk . Learn more about the career areas and lines...policies. The Testing Manager will execute horizontal compliance testing and UDAAP testing .… more
- MUFG (Tempe, AZ)
- …provide more details. Job Summary: Utilizing Models for decision making introduces Model Risk . Americas Model Risk Management's strategic vision is to actively ... identify, monitor and report on MUFG Americas Model risk in a transparent and timely manner. Serving as...in use across the Americas with a focus on Compliance and Fraud areas. The candidates will contribute to… more
- American Express (Phoenix, AZ)
- …with regulatory updates) + Support control monitoring (supplemental to BU process owners testing ) and compile key operational risk trends, activities, and ... and work closely on technical issues **Required Qualifications:** + 2 Years experience in operational risk management (eg, within Risk and/or Internal Audit… more
- American Express (Phoenix, AZ)
- … Testing and Reporting team is to identify, assess, mitigate, and report on Operational Risk within BU processes for GCS to ensure adherence to regulatory ... Control Management - Product Risk Assessments, within Risk ID, Assessment, Testing & Reporting. The...management teams **Required Qualifications:** + 4 Years experience in operational risk management (eg, within Risk… more
- American Express (Phoenix, AZ)
- …drives the continuous improvement of Technology processes through targeted efforts to reduce operational risk and steps in when noteworthy issues or events ... processes under review Additionally, the team services as an operational risk subject matter expert for the...implement, monitor, and report on appropriate control ratings and compliance ratings **Evolve** **with Process Risk Reduction… more
- Wells Fargo (Tempe, AZ)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... enhance, manage, and govern data management and reporting processes for credit risk regulatory reporting. This includes ensuring compliance with policy… more
- City National Bank (Phoenix, AZ)
- …in ORMS/Archer. * Prepare Self-assessment Reports for Service Owner sign-off. Collaborate with Operational Risk colleagues and risk domain experts (eg ... to ensure the maximum level of preparedness, conforming to policy, regulatory compliance relative to Operational Resilience. They will help define project… more
- Wells Fargo (Tempe, AZ)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... and act as key participant in data aggregation, monitoring, and reporting of stress testing and portfolio analysis for Risk Analytics. + Make decisions in… more
- Wells Fargo (Phoenix, AZ)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... to prevent, adapt to, respond to, recovery from, and learn from operational resilience, including Scenario Analysis testing and execution. + **Communications:**… more
- Wells Fargo (Tempe, AZ)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... policy governance + Lead complex initiatives related to portfolio loss forecasting, stress testing , allowance, and risk appetite for credit cards + Inform Credit… more
- MUFG (Tempe, AZ)
- …our recruitment team will provide more details. **Job Summary** : Reporting to Operational Risk Management (ORM) SLoD Framework team Director, provide direction, ... Managers (BURMs) and Third-Party Managers (TPMs) to ensure risk program is in compliance with applicable...**Experience/Abilities** : + 6+ yrs experience in third party risk in an operational risk … more
- PNC (Phoenix, AZ)
- …Making and Critical Thinking, Effective Communications, Industry Knowledge, Internal Controls, Operational Risk , Operations - Back Office, Process Management, ... understanding of internal audit processes (eg evidence collection, control testing ) - Ability to track and follow up on... expertise while working with the businesses and other risk partners (eg, Compliance , Credit, Legal, Audit).… more