- Raymond James Financial, Inc. (Hartford, CT)
- …risk typologies. + Financial services operations, products, and transaction channels. + Regulatory change management and exam response processes. + Concepts, ... The Fraud Governance Manager plays a key role in the oversight...governance activities, including policy and standard development, risk assessments, regulatory response, and fraud risk monitoring. This role requires… more
- Coinbase (Hartford, CT)
- …Tax, Finance and Audit to ensure a best-in class control framework. * Partner with exam management team to respond to all regulatory exams and inquiries. * Work ... Product Group to develop effective compliance programs to meet Coinbase's regulatory obligations across the business. This role will provide critical support… more
- Veterans Affairs, Veterans Health Administration (Newington, CT)
- …are met. The individual ensures compliance with accrediting agencies and regulatory requirements. The supervisory CLS establishes and monitors the quality of ... assignments (including, Ancillary Testing Coordinator, Education Coordinator, Laboratory Information Manager , Quality Manager , Laboratory Manager , Regional… more
- Wells Fargo (Watertown, CT)
- …to leverage partners and connect customer with the appropriate partner or relationship manager to meet their needs + Partner with financial advisors to understand ... customers and partners **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or… more
- Hartford HealthCare (Hartford, CT)
- …Under the supervision of a Clinical Supervisor, provider and/or practice manager performs a variety of medical assisting and administrative support functions ... & organization. All responsibilities are performed in accordance with established regulatory , state and company standards, and department policies and procedures.… more