- Citigroup (New York, NY)
- …or global business. **Responsibilities:** + Design, develop, deliver, and maintain best-in-class AML Compliance policies and practices; provide a mechanism for ... the feedback / root causes from various channels is consolidated and shared within AML Compliance to allow for enhancements to Policy/Standards and Learning &… more
- Scotiabank (New York, NY)
- Director, Head of GBM/GTB AML Risk & Controls Assessments **Requisition ID:** 223161 **Salary Range:** 180,000.00 - 301,500.00 _Please note that the Salary ... risk -based approach, the director provides strategic oversight of AML controls, ensuring compliance with global regulatory...to improve effectiveness. Regulatory Compliance & International Risk Management + Ensure the AML … more
- JPMorgan Chase (Jersey City, NJ)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Global Banking, AML Risk , Executive Director within the ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...Sector Head . You will focus on addressing AML compliance issues related to correspondent banking… more
- Amalgamated Bank (New York, NY)
- …is now available at America's Socially Responisble Bank! Amalgamated Bank is seeking a Head of Financial Crimes Compliance to oversee all aspects of the ... bank-wide BSA/ AML /OFAC Compliance program and to ensure that the Bank is...)/Office of Foreign Assets Control (OFAC) Policy, conducting the BSA/ AML /OFAC Risk Assessment, and reporting Suspicious Activity… more
- MUFG (New York, NY)
- …management and the Board of Directors informed of the operation and progress of CUSO AML compliance and Financial Crime risk management efforts. + Execute ... rules and regulations in a manner that ensures full compliance . The Head of FCOA reports directly...represent a reasonable reflection of MUBK US and America's risk . + Based upon informed AML and… more
- Axis (New York, NY)
- …of interest, fair market conduct, and financial crime prevention. * Conduct ongoing compliance risk assessments to identify potential exposure areas in broker ... request for candidates taking part in the selection process. Head of US Broker Compliance Job Family...appointment, and registration obligations. * Establish and maintain broker compliance policies related to anti-money laundering ( AML ),… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational, compliance , AML /ATF/sanctions and conduct risk . + Understand how ... Director & Head , Digital Channels - Portal and Mobile, Global...changes throughout the development lifecycle and ensure adherence to risk & compliance guideline. + Produce and… more
- Citigroup (New York, NY)
- …regulatory approvals wherein required, compliance with all internal credit requirements, Risk , AML etc. GARP is one the main sub products within ... and Trade Services (TTS). This is the dual role comprising of Global Head of GARP (bilateral financing, growing at double digits annually) and Cluster Receivables… more
- SMBC (Jersey City, NJ)
- …compliance with Financial Crimes regulations, including Anti-Money Laundering ( AML ) and Sanctions. **Key Responsibilities** + **Strategic Leadership:** Develop ... portfolio of benefits to its employees. **Role Description** The " Head of FCC Technology" at SMBC is a senior...overseeing and managing the technology strategy for Financial Crimes Compliance (FCC). This role involves leading a team of… more
- Scotiabank (New York, NY)
- …effectiveness of day-to-day business controls to meet obligations with respect to operational, compliance , AML /ATF/sanctions and conduct risk . + Leads a high ... Director & Head , Payments Strategy and Planning **Requisition ID:** 217179...simplify payments, improve working capital performance, and mitigate financial risk . At Scotiabank, we embrace your strengths, ideas, and… more
- TD Bank (New York, NY)
- …degree is preferred + 10+ years of experience in financial crimes management, risk management, or compliance within the financial services or related industry ... + Proven experience in managing and leading teams in a regulatory and risk -focused environment + In-depth knowledge of AML regulations, fraud detection, and… more
- Mastercard (New York, NY)
- …governments realize their greatest potential._ **Title and Summary** Vice President and Head of FI Growth Overview Imagine working with world's leading Financial ... industry relationships that you can leverage to get a head start on the job - Familiarity with regulatory...with regulatory requirements in the payments industry, including KYC, AML , and data protection laws across multiple jurisdictions -… more
- SMBC (Jersey City, NJ)
- …how emerging data and technology issues may impact the achievement of BSA/ AML Compliance Department's objectives. **Qualifications and Skills** + Bachelor's ... develop reports for use by SMBC Americas Division and Head Office stakeholders and performs analysis in support of...Analytics, or other related field). + 10-15 years of BSA/ AML compliance experience, particularly with data, platforms,… more
- MUFG (Jersey City, NJ)
- …quality control review of KYC files submitted by the Onboarding Unit to ensure compliance with the BSA/ AML policy. This position is typically expected to review ... expert for KYC process. The position reports into the Head of KYC QC Reassessments within the First Line...customer service. Requires close working relationships with Financial Crime Risk Management business partners. + Assists the Manager with… more
- CIBC (New York, NY)
- …Management and maintains credit files including copies of credit applications, Risk Management approvals, deal committee approvals, financials, compliance ... Administration in leading projects with multiple infrastructure team stakeholders including Compliance , Legal, Risk , IT, Operations and Finance. **Who You… more