- Mizuho Corporate Bank (New York, NY)
- …closely with all business lines and corporate functions to ensure an effective control environment. First Line Risk & Control Officer The First ... changes to determine impact, identify and assess operational risk issues. + First Line Control Officers may also be asked to support non-financial … more
- Tradeweb (New York, NY)
- …is seeking a motivated and execution-focused Vice President to join the First Line Risk & Control function. Operating under the direction and guidance ... in collaboration with control owners. + Oversee first line control design and...experience in operational risk , business controls, or first line risk management, ideally… more
- Santander US (New York, NY)
- … risk assessments; Developing relationships with key stakeholders within the Bank (eg, Legal, Risk , First Line Control teams) and build credibility ... Advisory Compliance Officer - Fixed Income Business Line Compliance Country: United States of America **Your Journey Starts Here:** Santander is a global leader and… more
- American Express (New York, NY)
- …risk oversight to the first line , providing guidance on risk identification, control enhancements, and remediation efforts + Support risk ... a critical part in assessing, monitoring, and challenging the first line 's risk management practices.... risk identification, assessment, and mitigation efforts (ie, Risk & Control Self-Assessment) within Global Merchant… more
- Tradeweb (New York, NY)
- …capabilities. + Provide assurance and validation on first - line risk assessments, including methodology alignment, control coverage adequacy, and issue ... fiscal quarters, topping $2.5 trillion in ADV for the first quarter of 2025. Since our IPO in 2019,...leading key components of the firm's ERM program, including control testing oversight, regulatory risk assessments, … more
- TD Bank (New York, NY)
- …TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First - Line Risk and Control , and Front Office Technology ... Location** : New York, New York, United States of America **Hours:** 40 ** Line of Business:** Compliance **Pay Detail:** $150,000 - $250,000 USD TD is committed… more
- Citizens (New York, NY)
- Description As the First Line Risk Senior Manager for the Embedded Banking business, you will represent the First Line of Defense and identify and ... banking relationships and payment structures to establish mitigating controls, risk thresholds, and continuously monitor control effectiveness....federal regulatory requirements. You will also work with the First Line Risk Manager to… more
- S&P Global (New York, NY)
- …technology risk and governance strategy, partnering with the second line of defense in Information Security, Digital Technology Services, and Corporate ... on the technology aspects. + Support the development of Key Risk Indicators (KRIs) and Key Control Indicators (KCIs) + Establish and manage thresholds for … more
- Mizuho Corporate Bank (New York, NY)
- …ensure the firm maintains a robust control environment, MUSO has developed a first line , risk based Internal Controls Testing (ICT) Program. As Business ... Testing (ICT) AVP: Business Risk and Control (BRC) is a 1st line of...effectiveness. Internal controls serve as a component of the first line of defense in mitigating risks,… more
- American Express (New York, NY)
- …meet its objectives and demonstrating an effective control framework. The objective of the first line of defense (1LOD) in GCS Control Management Risk ... clear methodology of inherent and residual risk . GCS is looking for a first line of defense (1LOD) Senior Manager, Control Management - Product Risk … more
- MUFG (New York, NY)
- …Losses, etc) + Risk Assessments + Assist with the execution of front- line risk assessment activities (ad hoc Risk /Controls review, all components ... group, it's part of our culture to put people first , listen to new and diverse ideas and collaborate...member of our recruitment team will provide more details. Risk and control officer will be responsible… more
- TD Bank (New York, NY)
- …knowledge to execute a localized challenge strategy while developing strong relationships with risk partners and first line governance teams** **Create ... can provide you more specific details for this role. ** Line of Business:** Risk Management **Job Description:**...Business:** Risk Management **Job Description:** **The** **Senior Risk Analyst Governance and Control ** **manages the… more
- MUFG (Jersey City, NJ)
- …building out a sustainable and repeatable process + Issue validation: + Perform first line validation of issues including MSIs, SLoD, TLoD, and regulatory ... group, it's part of our culture to put people first , listen to new and diverse ideas and collaborate...+ Certified Information Systems Auditor (CISA) + Certified in Risk and Information Systems Control (CRISC) +… more
- JPMorgan Chase (New York, NY)
- As a Digital Risk and Control Manager - Credit...safety, stability, and resilience. As part of the 1st line of defense, you will oversee risks and controls, ... Provide leadership support for the end-to-end execution of the Control and Operational Risk Evaluation (CORE), ensuring...problems + Able to think about a problem from first principles, taking innovative approaches to address user needs… more
- US Bank (New York, NY)
- …excel at-all from Day One. **Job Description** The Cloud Compliance Engineer provides risk management support to line of business by identifying, documenting, ... coordinates efforts to foster awareness and understanding of key risk management concepts within the business line ...**Azure and/or AWS experience** + **Terraform and/or Python** + ** Risk management and control design concepts** **Basic… more
- S&P Global (New York, NY)
- …technology risk and governance strategy, partnering with the second line of defense in Information Security, Digital Technology Services, and Corporate ... Impact:** This role reports to the Head of Technology Risk and Governance in the Global Digital Technology Organization....Management Process document/ methodology + Lead efforts to centralize control gaps/ issues in GRC tool + Lead efforts… more
- CIBC (New York, NY)
- …operational risk and control framework and policies related advice to the first line of defense to enhance the management of operational risk and ... of defense in ensuring that the bank's operational risk and control frameworks, policies, standards and... programs, processes and tools). + Collaborate with the first line of defense in the management,… more
- MUFG (New York, NY)
- …the assigned business lines' adherence to the operational risk framework in effectively managing risk as the bank's first line of defense and the second ... group, it's part of our culture to put people first , listen to new and diverse ideas and collaborate...Strong interpersonal skills to manage relationships with Business Unit Risk and Control Managers, Line … more
- MUFG (New York, NY)
- …with a structured credit business or Counterparty Credit in either a first (Business or Risk ) or second line ( Risk ) role. This can be from either the ... Underwriting: The candidate will work closely with the Business Line in the structuring and underwriting and control...is a strong plus. + Experience in a Second line Risk function at a financial institution… more
- City National Bank (New York, NY)
- …a particular focus on strengthening operational risk management efforts in the first line of defense (1LOD) to support decision-making. The ORBO Manager 1 ... limited to 1LOD output of risk identification assessments and scenario analysis, Risk and Control Self Assessments (RCSA's), Key Risk Indicators (KRI's),… more