- Charles Schwab (Westlake, TX)
- … controls. The Broker -Dealer/Asset Management enterprise team is seeking an Internal Audit Manager . The Broker -Dealer/Asset Management team ... a Director of the Broker -Dealer/Asset Management enterprise team, the Internal Audit Manager will have responsibility for the independent and objective… more
- Charles Schwab (Westlake, TX)
- … audit testing, identify and draft audit observations for review by the Internal Audit Manager /Senior Manager (and above levels) and subsequent ... Management enterprise team is seeking a Senior Auditor (Senior Specialist). The Broker -Dealer/Asset Management team provides internal audit coverage of… more
- Charles Schwab (Westlake, TX)
- … audit testing, identify and draft audit observations for review by the Internal Audit Manager /Senior Manager (and above levels) and subsequent ... processes, risk management, and internal controls. The Broker Dealer Asset Management (BDAM) Audit Team...and data processing. Reporting to a Director or Senior Manager of the BDAM Application Controls team, the Senior… more
- Charles Schwab (Westlake, TX)
- …and timely settlement of large cash and securities transactions. + Lead ongoing internal audit reviews and update procedures. + Support ad-hoc projects involving ... be in the office 4 days a week. The ** Manager of Treasury Settlement Services** (TSS) is primarily responsible... internal and external stakeholders. + Engage and help lead… more
- Forward Air (Coppell, TX)
- Position: Senior Trade Compliance Manager Job Description: The Senior Trade Compliance Manager will be responsible for the development, implementation, and ... a best-in-class global trade compliance program, including policies, procedures, and internal controls to ensure adherence to all applicable laws + Regulatory… more
- PennyMac (Carrollton, TX)
- …through the complete mortgage journey. A Typical Day The Mortgage Fulfillment Manager acts as a key contributor in workflow management, new initiatives, process ... development and culture building. As the Mortgage Fulfillment Manager , you will monitor workflows and queues to...team performs the following: + + Condition Review & Audit : Oversee and manage all work commencing once the… more