- USAA (Plano, TX)
- …of what truly makes us special and impactful. **The Opportunity** As a dedicated ** Staff Auditor ,** you will perform audit assignments on the Finance Audit team ... covering Financial Regulatory Reports filed with FRB, OCC...timely and professionally with guidance and support from the Auditor -in-Charge (AIC) in support of the annual audit plan… more
- Capital One (Plano, TX)
- Principal Auditor - Risk Management Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the ... and professional opportunity. Capital One is seeking an energetic, self-motivated Principal Auditor (Experienced Senior Auditor ) interested in becoming part of… more
- Capital One (Plano, TX)
- …(CPA) or Certified Regulatory Compliance Manager (CRCM) or Certified Information Systems Auditor (CISA) or Certified Bank Auditor (CBA) At this time, Capital ... Principal Auditor (Experienced Senior Auditor ), Card and...+ Provide coaching, on-the-job training, and feedback to audit staff , including junior associates and recent hires. Here's what… more
- Capital One (Plano, TX)
- …Degree in Finance, or Master of Business Administration + Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance ... Principal Auditor (Experienced Senior Auditor ) Corporate Compliance...+ Provide coaching, on-the-job training, and feedback to audit staff , including junior associates and recent hires. Here's what… more
- US Bank (Irving, TX)
- …experience **Preferred Skills/Experience** - Advanced knowledge of applicable laws, regulations, financial services, and regulatory trends that impact their ... best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We… more
- US Bank (Irving, TX)
- …Skills/Experience** - Relevant Financial Service Industry knowledge (eg, Financial Reporting, Accounting, Tax, SOX, Regulatory Compliance, Risk Management) ... and businesses we serve to make better and smarter financial decisions and enabling the communities we support to...and evaluating control design adequacy. - Performing or supervising staff auditors in the testing of controls based on… more
- Capital One (Plano, TX)
- …Internal Auditor (CIA), Certified Public Accountant (CPA), or Certified Regulatory Compliance Manager (CRCM) + Experience with consumer compliance, privacy and ... Audit Director, Financial Crimes Compliance **Overview:** Capital One's Audit function...audits within Capital One, including the supervision of audit staff on related audit engagements. + Proactively monitor the… more
- Capital One (Plano, TX)
- …with privacy compliance in the financial services industry + Certified Regulatory Compliance Manager (CRCM); Certified Internal Auditor (CIA) or Certified ... audit projects to management (written reports/oral presentations). + Manage staff during audit engagements and provide feedback on work...believer that data will only make you a better Auditor . This part will require looking at some data,… more
- Capital One (Plano, TX)
- …+ Professional certification such as Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Chartered Financial Analyst (CFA) or a relevant ... responsibilities. The Director will ensure adherence to internal policies, regulatory requirements, and industry best practices, identifying potential risks,… more
- DR Horton, Inc. (Arlington, TX)
- …) certification recommended * Other applicable certifications are a plus * Mortgage Industry/ Financial Regulatory knowledge is a plus * Five years' experience in ... amendments to regulations * Develop and maintain positive relationships with IT staff and customers * Monitor activities to ensure compliance with applicable… more