- Neuberger Berman (New York, NY)
- …._ Founded in 1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities worldwide, the firm ... in financial services, with significant experience in business controls, risk management, audit , or compliance within Wealth Management, Private Banking, or a… more
- Neuberger Berman (New York, NY)
- …Neuberger Berman Portfolio Managers, Asset Management Business Control (AMBC), the Private Wealth Investment Group and internal and external operational groups + ... The Client Reporting Associate will join a seasoned nine-person Wealth Advisor Team with over $4 billion in assets...in 1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities… more
- City National Bank (Jersey City, NJ)
- * AUDIT MANAGER II- WEALTH MANAGEMENT* WHAT IS THE OPPORTUNITY? The Audit Manager II position is a leadership role as an auditor-in-charge to guide a ... performed, and effectively communicate audit results to the Senior Audit Manager /Director and senior management in meetings, presentations, and/or written… more
- JPMorgan Chase (Jersey City, NJ)
- …management, and shape the future of risk management in a dynamic industry. As an Internal Audit Manager on the Asset Wealth and Management team, you will ... to elevate your career in a role that combines leadership, expertise, and innovation? As an Audit Manager , Vice President, you'll be at the forefront of Asset & … more
- JPMorgan Chase (Jersey City, NJ)
- … testing, and participate in applicable control and governance forums. As a Technology Audit Manager within Asset and Wealth Management, you will participate ... This is an opportunity to develop and execute annual audit plans, manage audit engagements, oversee and...200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking,… more
- TD Bank (New York, NY)
- …management regarding audit scope, status, and findings + Works at direction of Audit Manager + May perform testing procedures for more critical areas of ... discipline + Works independently but receives assistance/coaching from the audit manager + May be Auditor in...+ Undergraduate degree required + 5+ years of related Audit experience required **Preferred Skills:** + Bank Investments… more
- JPMorgan Chase (Jersey City, NJ)
- We are on the lookout for a talented Audit Manager to join our Asset Management Internal Audit team. This is your opportunity to play a crucial role in ... enhancing our organization's governance and operational excellence! As an Audit Manager within our Asset Management Internal Audit Team, you will execute the… more
- Citigroup (New York, NY)
- …business aligned projects globally so experience in areas of technology and wealth ( investment , private bank, high net worth banking) preferred.** **Job ... The Audit Director is a senior level management position...degree preferred \#NAMInternalAudit **This specific role will focus on Wealth technology which is a fast moving area with… more
- US Bank (New York, NY)
- … audit professionals within our Technology and Operations Services Team as a Senior Audit Project Manager . This role will align to the Technology Services ... Information Office collaborates with business partners (Consumer and Business Banking, Wealth Management and Investment Services, Corporate and Commercial… more
- M&T Bank (New York, NY)
- …As the manager for a book of client relationships, the Wealth Advisor is responsible and accountable for coordinating activities of the relationship team ... and coordinates on the delivery of solutions for a comprehensive wealth management strategy for individuals, business owners, and/or families. **Primary… more
- Scotiabank (New York, NY)
- …range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and ... Senior Manager , Credit Risk - Corporates - US Risk...Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the… more
- Scotiabank (New York, NY)
- …range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and ... Senior Manager , Data Governance **Requisition ID:** 229642 **Salary Range:**...future. Act as primary point of contact for all Audit and Regulatory engagements for the GBM Data Office.… more
- Scotiabank (New York, NY)
- …range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and ... Senior Manager , Business Risk Management US GTB **Requisition ID:**...the collation of information required by regulators and internal audit to facilitate the latter's examinations/reviews; + Review regulatory… more
- Citigroup (New York, NY)
- …client transactions with respect to business and individual banking, credit and investment products. Ensure transactions are completed within audit and ... consistently high quality banking, credit, trust, fiduciary, capital markets and investment services to target market clients + Strengthen private banking… more
- Scotiabank (New York, NY)
- …range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and ... Senior Manager , US Liquidity Management Deposit Product Solutions, Global...compliance to any relevant regulations and internal / external audit , compliance and control requirements + Produce and monitor… more
- Citigroup (Rutherford, NJ)
- …products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth ... of systems supporting global functions such as Compliance, Controls, Internal Audit and Risk, and introducing innovative technologies that provide new business… more
- Capital One (New York, NY)
- …Auditor (Experienced Senior Auditor) Corporate Compliance Audits (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering ... top-quality assurance services to the organization's Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate within a… more
- City National Bank (New York, NY)
- …regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). * For Wealth Management Compliance roles, experience with ... a financial institution such as a broker/dealer and/or registered investment adviser. * For Wealth Management Compliance roles, experience working within a… more