- Avet Pharmaceuticals Inc (East Brunswick, NJ)
- …the recognition, evaluation, and control of EHS risk at the facilities and the overall compliance of the site to EPA, OSHA, and state and local codes. The position ... the site lead on EHS measures and work to build a strong culture of EHS compliance at the site to support and protect the people and property assets of Avet Pharma.… more
- SMBC (New York, NY)
- …of benefits to its employees. **Role Description** Americas Division (AD) New Business Manager with responsibility to facilitate the end-to-end delivery of ... a clear framework to facilitate the consistent cross functional delivery of New Business proposals in compliance with regulatory and group guidance. + Engage… more
- SMBC (New York, NY)
- …range of compliance and regulatory issues and works hand-in-hand with business /function partners to advise on compliance matters, frequently in real time ... Risk Assessment + Communications and Transaction Surveillance + Employee Compliance (ie, Registrations, Outside Business Activities and Personal Account… more
- Neuberger Berman (New York, NY)
- …Charles River, Eze) and investment workflows (trading, portfolio construction, compliance ). + Familiarity with investment guideline oversight , investment ... We are seeking a technically strong, self-directed Product Manager with deep investment management experience to lead solutions across NB's investment platforms (eg,… more
- SMBC (New York, NY)
- …Agreements (MSAs) to maintain alignment with organizational requirements. Risk & Compliance Oversight + Identify and mitigate third-party risks, including ... of benefits to its employees. **Role Description** The Third-Party Vendor Relationship Manager plays a role in supporting the CISO Organization by overseeing the… more
- Neuberger Berman (New York, NY)
- …departmental procedures, and implement continuous improvements that enhance model delivery, manager -traded account oversight , and business scalability. ... delivery, anchoring data governance and operational enablement for the SMA business . Partnering with Portfolio Management, Legal/ Compliance , Technology, Sales,… more
- Neuberger Berman (New York, NY)
- …address root causes and ensure timely resolution + Establish and manage business -wide governance routines, ensuring ongoing oversight and escalation of control ... 15+ years of experience in financial services, with significant experience in business controls, risk management, audit, or compliance within Wealth Management,… more
- Neuberger Berman (New York, NY)
- …of the finance team responsible for the accounting and financial reporting oversight for Neuberger Berman's Specialty Finance business + Experience managing ... certificates, covenant reporting, etc. + Managing all communication with lenders + Oversight and compliance of fund credit facilities by accurately comprehending… more
- Haleon (Warren, NJ)
- …with regulatory compliance , impact can be broad within the US business . Strong organizational skills with out-of-the-box thinking a must. Ability to focus while ... It isn't a question. **About the role** The **Sr. Manager Regulatory Affairs - Wellness** has responsibility for end-to-end...for new product launches with the correct alignment and compliance to current regulations. + Manage compliance … more
- Wyndham Hotels & Resorts (Parsippany, NJ)
- Wyndham Hotels & Resorts is now seeking a Manager , International Accounting to join our team at the Parsippany - 22 Sylvan Way location in Parsippany, New Jersey. ... wait to welcome you! **The Role** We are seeking a motivated and detail-oriented Manager of International Accounting to join our global finance team. This role is… more
- SMBC (Jersey City, NJ)
- …CFE-Certified Fraud Examiner, CPA-Certified Public Accountant, and Certified Regulatory + Compliance Manager -CRCM). Software Systems / Programming Languages + ... risk areas. The Head of FCC M&T will have oversight of a team of compliance professionals...+ Stay abreast of changing regulatory requirements and SMBC's business model to maintain a solid foundation of the… more
- Neuberger Berman (New York, NY)
- …team overseeing accounting and financial reporting for Neuberger Berman's Secondary Funds business + Support accounting and financial reporting oversight for ... equity funds across the Neuberger Berman platform, as well as providing oversight of fund administrators in recording and reconciling transactions within the… more
- SMBC (New York, NY)
- …Americas Division Control Office is seeking a highly organized and experienced program manager to join our team. The Program Management and Documentation VP will be ... control office, helping to oversee effective governance, risk management, and compliance across the organization. + Program Management: Assist with managing multiple… more
- Neuberger Berman (New York, NY)
- …Investment Risk group in our New York office, supporting independent risk oversight for the firm's Equity, Fixed Income, Alternatives, and Multi-Asset Class ... true team player. The highest integrity relates to corporate standards and compliance + Exposure to industry's standard risk models/platforms such as Aladdin, Barra,… more
- Hercules Capital (New York, NY)
- …performance analytics to senior management. Essential Responsibilities *Support Fund Senior Manager in preparation, review, oversight and management of 3rd ... loan administration, supporting capital activity, liquidity management, shadow NAV preparation, oversight of the 3rd party fund administrator, and assisting in the… more
- TD Bank (New York, NY)
- …and manage regulatory compliance risk and conduct risk.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and ... and the US Wealth business in the implementation and execution of enterprise Compliance programs (ie, risk assessments, 2nd line oversight of business … more
- TD Bank (New York, NY)
- …a team of enthusiastic colleagues dedicated to setting new industry standards. The Senior Compliance Business Oversight Manager provides advice, support ... you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Why Work with...Compliance , Regulatory Inventory and Regulatory Change, the Senior Manager is responsible for the governance and oversight… more
- TD Bank (New York, NY)
- …vary depending on availability and individual circumstances._ **Job Profile Summary:** The Senior Compliance Business Oversight Manager provides advice, ... that will cascade throughout the organization. The Senior Compliance Business Manager will serve... programs + Guides partner through the development, implementation, oversight and management of effective Compliance Programs… more
- TD Bank (New York, NY)
- …may vary depending on availability and individual circumstances._ **Job Profile Summary:** The Compliance Business Oversight Manager provides advice, ... you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Why Work with...Banking Compliance team is seeking an experienced compliance professional to assist with complaint oversight … more
- TD Bank (New York, NY)
- …Reporting to the Senior Manager , Global Regulatory Change & Library Governance, the Compliance Business Oversight Manager will support the Global ... various lines of business , banking offices, and operating departments. The Compliance Manager Interacts with senior management in assigned areas, developing,… more
