- JPMorgan Chase (New York, NY)
- …Your responsibilities include conducting risk reviews and in-depth assessments of investment activities, metrics, and control activities for JP Morgan Wealth ... As a Risk Management - Wealth Management Investment Risk Associate within the Wealth Management...Management. Collaborating closely with other Risk Management colleagues, the Business, and key … more
- JPMorgan Chase (New York, NY)
- …culture encourages innovative thinking and excellence. As part of the Treasury and Chief Investment Office, you'll manage credit risk for the firm's diverse ... and government bonds. As an Senior Associate in Credit Risk Management - Treasury and Chief Investment ...income products, securitization, and financial statement analysis + Strong risk and control mindset, with the ability… more
- SMBC (New York, NY)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... regarding trade reconciliation issues. Review transaction cost analysis to ensure quality control , proof for errors and help identify data trends for next level… more
- SMBC (New York, NY)
- …offers a competitive portfolio of benefits to its employees. **Role Description** The Trading Risk & Control group in Capital Markets is established under Sales ... its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects… more
- Bank of America (New York, NY)
- …of internal audit or front office business control or compliance or risk management experience covering the corporate and investment banking (GCIB) business ... Audit Supervisor - Global Corporate and Investment Banking New York, New York **To proceed...Banking Business within an organization (GCIB) + Experience with risk and control identification and assessment +… more
- Neuberger Berman (New York, NY)
- …+ Build deep relationships with PMs, Traders, Operations, Compliance, Technology, and Risk ; represent investment teams in process , regulatory, and ... teams receive timely, high-quality Aladdin support. + Represent the voice of the investment teams in forums related to process improvement, regulatory change,… more
- JPMorgan Chase (New York, NY)
- …development, and product launches. + Collaborate with Legal Department colleagues and control functions (Compliance, Risk ) to resolve legal and reputational ... managers globally. Make a direct impact by advising on complex alternative investment products and supporting innovative solutions for ultra-high net worth clients.… more
- JPMorgan Chase (New York, NY)
- …maintaining a strong commitment to diversity and inclusion. Using a broad investment product and thought leadership platform along with cutting edge digital ... representing our brand and interacting with our clients to offer the best investment solutions to meet their financial needs. As a Private Client Investment… more
- TD Bank (New York, NY)
- …existing Customer relationships and is the bridge between client and internal credit/ risk partners. The CRE REITs and Investment Funds Relationship Manager ... sales + Contributes and provides input to loan decision process based on evaluation of credit risk ...job specific, compliance-related training + Understands, utilizes and follows Compliance/ Risk and control programs + Consults with… more
- Citigroup (New York, NY)
- …management team and recommend attractive investment opportunities based upon our investment process + Stay abreast of trends and news, maintain pro-active ... Citi Investment Management (CIM) is a group within Citi...developments + Prepare specific industry reviews + Appropriately assess risk when business decisions are made, demonstrating particular consideration… more
- JPMorgan Chase (New York, NY)
- …Line of Business (LOB) and global/regional Compliance teams, including Internal Audit, Operational Risk , and other Control functions, as well as Legal and ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center...through action plans and partnering with the front office process owners in control design, control… more
- JPMorgan Chase (Jersey City, NJ)
- …activities, regulatory issue validations, risk assessments), including planning, testing, risk and control evaluation, issue dimensioning and report drafting ... for a talented Vice President to join our Commercial Investment Banking Audit team. This is your opportunity to...Business Audit teams. + Finalize audit findings and use risk -based judgment to provide an overall opinion on the… more
- TD Bank (New York, NY)
- …Risk TDS will serve as a point person to provide oversight in regards to market risk control for trading desks in the region. **Depth & Scope:** + Assists in ... measuring and managing the Bank's interest rate and liquidity risk , including the oversight of the Bank's investment...to non-trading market risks. + Maintain a culture of risk management and control , supported by effective… more
- JPMorgan Chase (New York, NY)
- …Corporate & Investment Bank provides strategic advice, raises capital, manages risk and extends liquidity in markets around the world. The Strategic Financing ... the Strategic Financing Solutions team. JP Morgan's Corporate & Investment Bank (CIB) is a global leader across banking,...inquiries and pitching new ideas + Manage the execution process by coordinating among sales, trading, Banking, Risk… more
- Marex (New York, NY)
- …in the investment management industry preferred. + Experienced in governance, risk , assurance, compliance, or internal control roles in Financial Services. + ... is responsible for assisting the Firm in identification, evaluation, control testing, and management of operational risk ,...with business areas in the region to build out Risk Registers and end-to-end process mapping, working… more
- Raymond James Financial, Inc. (New York, NY)
- …and/or deliver a plan for significant aspects of the financial management and/or control process . Analyze, assess, and quantify the risks associated with ... business activities, and the market to determine whether any risk is within the agreed risk appetite....with regulations and good financial practice. Analyze and forecast investment or market trends by designing and developing nonroutine… more
- KeyBank (Boulevard, NY)
- …teammates. **ESSENTIAL JOB FUNCTIONS** + Develop and maintain reporting processes for the Risk and Control Self-Assessment (RCSA) process , ensuring accuracy, ... Brooklyn Ohio **ABOUT THE JOB (JOB BRIEF)** Assists Business Risk and Control supported line(s) of business...through the application of appropriate communication behaviors. + Business Process Design - Knowledge of business process … more
- Scotiabank (New York, NY)
- …Americas and the world. Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the ... Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the...and operational risk * Design and improve risk , margin, and control reports for clients… more
- Raymond James Financial, Inc. (New York, NY)
- …audiences. + Develop and/or deliver a contingency plan for significant aspects of the risk management and/or risk control processes. Skills: + Acts as ... underlying procedures and monitoring their implementation. + Manage a range of investment portfolios through in-depth market and sector analysis while maintaining a… more
- TD Bank (New York, NY)
- …within US FCRM TDS Business Oversight. **Primary duties include:** + Demonstrate governance, control and risk management behaviors aligned with TD policies and ... reports when needed. + Participate in the annual enterprise-wide AML/BSA/Sanctions/ABAC risk assessment process . + Conduct targeted AML/OFAC training, as… more