• VP Compliance Manager, Trade Surveillance Quality…

    TD Bank (New York, NY)
    …Intelligence Unit, comprised of the Surveillance Data Quality Team, Surveillance Quantitative Analysis Team, and Surveillance Quality Assurance Team. The SIU in ... ensure that surveillance alerts related to trading activities of firm employees ( sales and trading) and clients, and employee electronic communications alert, are… more
    TD Bank (10/12/25)
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