- Citigroup (New York, NY)
- The Regulatory Communications , Advisory & Management team within the Enterprise Data Office's (EDO) Business Enablement and Data Governance group leads ... address senior leaders' questions, concerns and direction. The Regulatory Communications , Advisory & Management Senior Vice President (for EDO) reports… more
- SMBC (New York, NY)
- …Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance Alerts and other Communications Governance and Reporting: ... business is conducted and transactions are executed. **Role Objectives** The Broker Dealer Regulatory Governance Advisory Team within the CPAD Advisory … more
- City National Bank (New York, NY)
- …are in place to mitigate compliance risk. Maintaining regulatory change management , policies and procedures, training, and advisory matters. This role is ... *COMPLIANCE OFFICER SENIOR-INVESTMENT ADVISORY * *WHAT IS THE OPPORTUNITY?* The Senior Compliance...* Provide credible challenge at committee meetings. * Manage regulatory change management and participate with business… more
- Raymond James Financial, Inc. (New York, NY)
- …in investment and financial planning, in addition to capital markets and asset management . At Raymond James, we are putting the power of perspectives into action ... **Job Summary** _Investment Banking Summer_ _Associates_ _(part of the Capital Markets & Advisory area)_ are given a high level of responsibility on matters of… more
- MUFG (Jersey City, NJ)
- …for managing complex, critical professional disciplinary areas such as Policy Management , Cybersecurity Controls and Reporting, and Cyber Risk Quantification in both ... environments with an emphasis on the role also emphasizes comprehensive risk management , including the identification, assessment, and management of inherent,… more
- Truist (New York, NY)
- …invited to create a profile, which will let you see your application status and any communications . If you already have a profile with us, you can log in to check ... the business on existing and emerging risks. Responsible for supporting strong risk management practices in alignment with the firm's risk appetite and the assigned… more
- SMBC (New York, NY)
- …and findings and circulates information in periodic status reports. + Maintaining regulatory communications , transmittal letters, management responses, and ... strategies. The Regulatory Relations team is the primary contact for regulatory interactions and exam management for US regulators. Role Description The… more
- TD Bank (New York, NY)
- …and futures), and FICC highly desired. + Strong understanding of global regulatory expectations for trade and communications surveillance programs, and deep ... the effectiveness of the firm's surveillance framework across trade and communications monitoring. The incumbent will report to the Director of Surveillance… more
- Merck (Rahway, NJ)
- …+ **Stakeholder Collaboration:** Work closely with cross-functional teams (medical affairs, communications , regulatory , GEMs etc.) to ensure alignment and ... management , preferably in patient engagement, advocacy, or healthcare communications . + Strong organizational and multitasking skills, with a proven track… more
- JPMorgan Chase (New York, NY)
- …on regulatory updates (SEC and other) impacting the asset management business **Required qualifications, capabilities, and skills** + Bachelor's degree + 8+ ... your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of...possess expertise in Compliance and a strong understanding of regulatory , audit, and related best practices. The responsibilities include… more
- Bank of America (New York, NY)
- …+ Collaboration + Oral Communications + Relationship Building + Business Operations Management + Client Solutions Advisory + Planning + Talent Development + ... years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Merrill-Market-Supervision-Manager\_25032095) **Job Description:** Merrill Wealth Management is a leading provider of comprehensive wealth … more
- Bank of America (New York, NY)
- …team work. **Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical Thinking + ... + Business Process Analysis + Decision Making + Negotiation + Process Management + Written Communications **Required Qualifications:** + Minimum of seven years… more
- Cognizant (New York, NY)
- …clients reimagine their business. Blending our deep industry and technology advisory capability, we create innovative business solutions for Fortune 500 clients. ... end-to-end reporting flows-data lineage, transformation, rendering, and distribution-and ensure regulatory and client-specific SLAs are met. **In this role, you… more
- Bank of America (New York, NY)
- …systems. **Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical Thinking + ... + Business Process Analysis + Decision Making + Negotiation + Process Management + Written Communications **Shift:** 1st shift (United States of America)… more
- Pfizer (New York, NY)
- …+ Ensure the scientific accuracy and compliance of promotional materials, regulatory submissions, and safety communications . **Stakeholder Engagement** + Build ... scientific expertise, and cross-cultural leadership to drive product introduction, lifecycle management , and maximize public health impact in complex and evolving… more
- City National Bank (New York, NY)
- …are in place to mitigate compliance risk. Maintaining regulatory change management , policies and procedures, training, and advisory matters for mortgage ... ensuring materials comply with regulatory and business standards. * Manage regulatory change management and participate with business areas supported such as… more
- Mizuho Corporate Bank (New York, NY)
- About the Team Credit Review provides the Board and bank management with an independent view of the quantity, quality and direction of credit risk in the America's ... compliance with Bank policies and procedures as well as adherence with regulatory guidelines thereby minimizing losses. The ideal candidate will possess the ability… more
- Sanofi Group (Morristown, NJ)
- …Our Medical Affairs function serves as key strategic partners for commercial, regulatory , R&D, market access and external affairs to develop and launch first ... Lead for Tolebrutinib, the Global Senior Medical Director for Life Cycle Management (LCM) will oversee all data generation activities (phase IV interventional… more
- TD Bank (New York, NY)
- …(eg, order management systems, execution platforms, and market data feeds). + Regulatory Compliance & Risk Management : Ensure TDS meet regulatory ... This is a global role, the incumbent will work with the Trade and Communications Surveillance leads across geographies (US, Canada, EMEA, and APAC), as well as key… more
- Insight Global (New York, NY)
- …client * CPA preferred, not required. * Experience in the asset and wealth management industry. * Experience with regulatory reporting MANAGER LEVEL * Bachelors ... accounting solutions to clients in the asset and wealth management industry. We are hiring at the Senior Associate...and monitoring of a fund's net asset value), and regulatory reporting. We're looking for a strong background supporting… more