- Marex (New York, NY)
- …information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is recruiting for a Surveillance Compliance officer to join their team in New ... + Documented UAT Review of new scenarios. + Provide Surveillance expertise to BD and FCM Advisory Compliance... Surveillance expertise to BD and FCM Advisory Compliance , adding context and counsel to the objective response.… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and ... Other job-related duties may be assigned as required. **Job Family Group:** Compliance **Job Family:** Surveillance **Time Type:** Full time **Primary… more
- Wells Fargo (New York, NY)
- …Join us! **About this role:** Wells Fargo is seeking a Lead Control Management Officer within FICC Trade Surveillance . Learn more about our career areas and ... Mortgage Servicing, FCM, and Prime Services businesses. The Trade Surveillance FICC Subject Matter Expert (SME) will report to...+ Manage key relationships with Business Heads, Desk Heads, Compliance , COO and CIB Control for Rates + Represent… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for the Independent Compliance Risk Management (ICRM)'s Control Room team. The ICRM Global Surveillance platform ... issues with transparency. **Qualifications:** + 8+ Years serving in a compliance or surveillance role within financial services preferred + 3+ in a Control… more
- TD Bank (New York, NY)
- …communication and/or escalation of issues * Network with other colleagues in Global Surveillance and the wider Compliance teams and showcase presence * Provide ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $150,000 USD TD is...is looking for Associate candidates to join the trade surveillance team. Preferred 3-5 years of experience in … more
- TD Bank (New York, NY)
- …bank/systemically important financial institution in the US. Our team of trusted Surveillance Compliance professionals engages with key stakeholders across TD ... global Markets business, by delivering and comprehensive and effective second-line compliance surveillance function. Safeguarding the reputation of Compliance… more
- Marex (New York, NY)
- …information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide ... the Compliance Manual and Written Supervisory Procedures. + Provide Compliance Advisory services for broker-dealer Trade Surveillance process. + Provide… more
- Marex (New York, NY)
- …For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide ... US Broker Policies and Procedures and Written Supervisory Procedures. + Provide Compliance Advisory services for US Broker Trade Surveillance process. +… more
- Marex (New York, NY)
- …information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Compliance Officer - Swap Advisory who will provide compliance ... Compliance Advisory services for US Swap Dealer Trade Surveillance process. + Provide Compliance Advisory services...Swap Dealer Trade Surveillance process. + Provide Compliance Advisory services for US Swap Dealer Regulatory Reporting… more
- BMO Financial Group (New York, NY)
- …the office each week is the expectation Our team is growing its Fixed Income Compliance team in New York with a focus on FINRA and SEC broker-dealer requirements and ... and fiduciary obligations are met. You will have a specific focus on compliance oversight over BMO's Fixed Income activities, and maintain current knowledge of… more
- New York State Civil Service (New York, NY)
- NY HELP Yes Agency Labor, Department of Title Investigative Officer 1/Trainee (Public Work Wage)- NYC (NY HELPS) Occupational Category Enforcement or Protective ... NY Zip Code 10027 Duties Description As an Investigative Officer 1 (Public Work Wage) under supervision of an...setting the prevailing rates;* Inspect payroll records to determine compliance with the law;* Investigate to determine the proper… more
- City of New York (New York, NY)
- …with assigned Special Officer to ensure that all reports are in compliance with required trainings. **IMPORTANT NOTES TO ALL CANDIDATES: Please note: If you are ... Open to candidates who are permanent in the Civil Service title of Special Officer and will therefore be eligible to take the promotional exam for Supervising… more
- Atlantic Health System (Hackettstown, NJ)
- …procedures related to safety and security. Duties and Responsibilities of an AHS Security Officer 1 1. Security and Surveillance - Patrol hospital buildings and ... An AHS Security Officer 1 is responsible for maintaining a safe...unauthorized access. - Monitor security cameras, alarms, and other surveillance equipment to ensure the safety of the premises.… more
- Bank of America (New York, NY)
- GCIB Business Controls Officer , Communications Review & Enterprise Programs Associate / VP New York, New York **Job Description:** Global Corporate & Investment ... executive-level reporting to senior managers, including preparing metrics, and reporting surveillance results to senior management to identifying potential trends or… more
- JPMorgan Chase (New York, NY)
- …of security and safety policies and procedures, regulatory and legislative compliance , Security Guard management, alarm response, branch and corporate building ... physical crime investigations, workplace violence, fire and life safety. As a Security Officer within the Global Security Team, you will be responsible for ensuring… more
- Securitas Security Services USA, Inc. (Brooklyn, NY)
- **Now Hiring: Lead Retail Security Officer - Brooklyn, NY** **Full-Time | $23.55/hour | Evening & Overnight Shifts** We are seeking an experienced and professional ... **Lead Security Officer ** to oversee safety operations at a busy multi-retail...ensure safety, and address disturbances Oversee access control, monitor surveillance systems, and respond to incidents Complete daily activity… more
- Wells Fargo (New York, NY)
- …the business and wider organization including but not limited to trade surveillance , conflicts of interest, unauthorized trading, compliance with key ... to key aspects of the bank's controls and trade surveillance framework within the First Line business. The successful...COO teams as well as other support functions (eg, Compliance , Testing, Audit, Risk, Operations, Technology, Legal, and Human… more
- New York State Civil Service (New York, NY)
- …No Agency Insurance Fund, State Title Investigator 1, Senior Investigative Officer Occupational Category Other Professional Careers Salary Grade NS Bargaining Unit ... applicable NYS Laws.* Utilize familiarity with critical concepts such as compliance with discovery laws and practices, evidence collection, undercover operations and… more
- Pixalate, Inc. (New York, NY)
- Chief Operating Officer (COO), ad-tech, NY The COO will serve as a key member of our executive team, responsible for overseeing and optimizing our Sales, Customer ... these functions. Pixalate offers the market-leading fraud protection, privacy, and compliance analytics platform for Connected TV (CTV), Mobile Apps, and Websites.… more
- Allied Universal (Jersey City, NJ)
- …ANALYSIS AND MONITORING/ INCIDENT RESPONSE:INTERPRETING EVENTS AND ESCALATION** MONITOR SURVEILLANCE AND CAMERA SYSTEMS, ALARMS FROM ACCESS CONTROL AND INTRUSION ... reports from our Access Control System to support Investigations, Audit and Compliance , and office utilization among other business requirements as needed. Job… more