- Marex (New York, NY)
- …more information visit www.marex.com (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Onboarding Associate will facilitate the onboarding ... DMA, plus award-winning data, insights and analytics [do not delete]. The US Onboarding team is responsible for facilitating the account opening process across a… more
- Robert Half Finance & Accounting (New York, NY)
- …in midtown Manhattan New York. Our client requires 8+ years Investment and Broker Dealer Compliance experience within a Registered Investment Advisor (RIA), with ... Robert Half Financial Services are currently recruiting for an Associate Director of Compliance role for a $100+bn AUM...Form ADV, Form PF, Form Ds, OSC filings, routine broker dealer related filings such as U4s,… more