- SMBC (Jersey City, NJ)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** The Regulatory Change Management Officer works with the ... matters related to overseeing timely implementation for SMBC. **Role Objectives** The Regulatory Change Management Officer role works with departments… more
- Citigroup (New York, NY)
- …Objective:** The objective of this role is to support the execution of regulatory interactions across Risk Management , to ensure the organization is responsive, ... agile and well-prepared for unique and demanding regulatory requests. The position will require project ...exams and ad hoc requests related to Enterprise Risk Management , Risk Chief Administrative Officer , Data Analytics… more
- Bloomberg (New York, NY)
- …with our Shared Risk and Compliance team. **What's The Role?** As the Global Exam Management and Regulatory Inquiries Officer , you will work with the Global ... responses. + Maintainregulatory engagement data and prepare and produce management information andreporting on the global regulatory engagement program… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a **Lead Control Management Officer ** to join our dynamic Technology Risk and Control Management team. This is ... executive-level presentations that clearly communicate risk insights using data visualizations + ** Change Management ** : Demonstrated ability to lead change ,… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a **Senior Lead Control Management Officer ** to play a pivotal role in transforming how we manage technology controls ... of operational risk management and/or operations process management . + ** Regulatory Compliance Insight** - Knowledge...leaders to drive alignment and achieve business objectives. + ** Change Management & Execution** - Ability to… more
- Wells Fargo (New York, NY)
- …on developing corrective action plans and effectively managing regulatory change . + Prepare and provide management ready communications and reporting ... direction to the business on developing corrective action plans and effectively managing regulatory change . + Develop, oversee, and provide expert business and … more
- MTA (New York, NY)
- …all operations, training, and development aspects to promote organizational effectiveness and change management . Coordinate with MTA HQ People leads on delivery ... departmental leadership. Recommend strategies to address identified needs and facilitate change management . Foster a climate of professionalism, continuous… more
- MTA (New York, NY)
- …code development, rapid application coding, DevSecOps, and accommodate the strategic change the Agile Product Management team is currently implementing. ... Cybersecurity Officer - Application Security Job ID: 11991 Business Unit:...of this position is to provide technical leadership and management of MTA's cyber security program in one or… more
- Bank of America (New York, NY)
- …issues such as talent management , employee relations, org design/development, change management , etc. + Must have experience working directly with/consulting ... across the bank such as talent acquisition, compensation, employee relations, regulatory compliance, performance management , and employee engagement and… more
- Scotiabank (New York, NY)
- …and procedures. + Proactively identify issues and participate in remediation and regulatory change initiatives and provide regular updates to relevant ... Director, Markets Compliance Officer **Requisition ID:** 225527 **Salary Range:** 180,000.00 -...a full range of investment banking, credit and risk management products and services relevant to the financing and… more
- Citigroup (New York, NY)
- …the Chief Legal Officer , the Head of HR, the Chief Compliance Officer , other senior management , the Compensation, Performance Management and Culture ... as appropriate. Based in New York, the Ethics Lead Officer will report to an Ethics Sr Group Manager...of a global financial services company in a dynamic regulatory environment. + Determine the handling and assignment of… more
- Amalgamated Bank (New York, NY)
- …to lending, deposit, and loan servicing regulations. 3. Collaborate with Chief Compliance Officer in executing the Bank's Compliance Management System. 4. Assist ... Amalgamated Bank is seeking a Testing Compliance Officer to assist the Compliance Officers to ensure...Organize and execute day-to-day operational Consumer Compliance and Risk Management activities relative to the business line. By joining… more
- Marex (New York, NY)
- …+ Complete or assist in completing broker-dealer guidance, related to business change proposals, for management review. + Manage broker-dealer Business Line ... (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide compliance advisory services… more
- Marex (New York, NY)
- … inquiries. + Complete or assist in completing US Broker Dealer BCAC (Business Change Approval Committee ()guidance for management review + Manage US Broker ... visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide compliance advisory services… more
- MTA (New York, NY)
- Training Officer - Conductors Job ID: 11271 Business Unit: Metro-North Railroad Location: New York, NY, United States Regular/Temporary: Regular Department: ... Posted: Jun 11, 2025 Description POSTING NO. 11271 JOB TITLE: Training Officer - Conductor DEPT/DIV: Operations Support and Organizational Resiliency WORK LOCATION:… more
- TD Bank (New York, NY)
- …firm + Contribute, as needed, to annual compliance training requirements and regulatory change impact assessments **Education & Experience:** + Bachelors degree ... this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS US...detail, solid judgment, and the ability to evaluate complex regulatory business issues. + Project management skills… more
- Marex (New York, NY)
- …with the design of controls and tests, development of supervisory MI, implementing regulatory change events and remediation efforts, development of policies and ... (http://www.marex.com/) Purpose of Role: Marex is seeking a Compliance Officer - Swap Advisory who will provide compliance advisory...procedures, and assisting with regulatory exams. This role may also expand to cover… more
- City of New York (New York, NY)
- …to ensure compliance with court orders, consent decrees, and other legal and regulatory mandates. OGC also works closely with the NYC Law Department to minimize ... and other amendments. Under the supervision of the Deputy Agency Chief Contracting Officer (DACCO), and the Assistant Deputy Agency Chief Contracting Officer … more
- TD Bank (New York, NY)
- …the firm + Contribute, as needed, to annual compliance training requirements and regulatory change impact assessments **Depth & Scope:** + Works independently as ... the senior officer and may coach and educate others + Individual...detail, solid judgment, and the ability to evaluate complex regulatory business issues. + Project management skills… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for the Independent Compliance Risk Management (ICRM)'s Control Room team. The ICRM Global Surveillance platform encompasses ... barriers, policies, and procedures. + Advise Investment Banking groups of regulatory requirements on a transaction-specific basis. + Liaise with other legal… more