- SMBC (New York, NY)
- …of 10-15 years' experience in the relevant financial industry and audit experience covering sales and trading businesses with focus on electronic trading ... be able to lead or execute other capital market related audit coverage, including sales , trading capital market, and operations. The ideal candidate will be… more
- SMBC (New York, NY)
- …to lead audit coverage of Front Office and associated support functions including Sales , Trading , risk management and Operations within the Internal Audit ... + Good understand of capital markets products (interest rate swaps, fixed income securities ) + Good understanding of electronic trading + Experience related to… more
- MUFG (New York, NY)
- …next medium term business plan. You will be working closely with MUFG's sales representatives to provide often bespoke trading solutions, to corporate, ... and enhance trading tools contributing to system platform upgrades. Produce own Trading research and work along with Sales team to leverage it. **Work… more
- Citigroup (New York, NY)
- …program that gives you the opportunity to actively participate in the research, trading and marketing of securities to our institutional client base. In ... to bring your knowledge from the classroom to the trading floor, and Citi wants to help you get...gain varied and thorough knowledge in this diverse rotational program . Our Markets Analyst Program is unlike… more
- MUFG (New York, NY)
- …team will provide more details. **Job Summary** The main objectives of this Markets Trading Desk Quant (Swaps and xVA) in the Global Markets Division of the Americas ... to work very closely with the swaps and xVA trading desk to support trading decisions, risk...and risk management enhancements by advising key stakeholders including sales , traders, risk managers, model validators, product control, legal,… more
- MUFG (New York, NY)
- …**General Responsibilities** The Candidate will act as Global Markets Front Office Sales and Trading Project Manager responsible for specific deliverables within ... global/regional/Line of Business focused program initiatives. This role will...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- MUFG (New York, NY)
- …provide more details. **Job Summary:** This role will be part of the MUFG Securities ICRO Team reporting directly to the ICRO. The role will have global ... performance-based bonus and/or incentive compensation. Additionally, our Total Rewards program provides colleagues with a competitive benefits package (in accordance… more
- Citigroup (Jersey City, NJ)
- …We partner extensively with a range of internal stakeholders such as Front Office Sales and Trading Desks, Compliance, Legal, Finance and HR; alongside having ... The Securities & Derivatives Sr Manager is a senior...an effort to process orders and transactions originating from trading desks and branch offices in coordination with the… more
- HSBC (New York, NY)
- …HSBC is looking for a candidate to join the America's Prime Finance Business as a Securities Lending Trader based in New York. As our Securities Loan Trader you ... Loan Trader for the America's Prime Finance business + Trading US equities, providing market colour for internal desks...equities, providing market colour for internal desks (especially Prime Sales ) and direct to clients on borrow rates and… more
- TD Bank (New York, NY)
- …businesses, functions and topics, including operations, finance, regulatory reporting, and sales and trading , and prepare business personnel for meetings ... JD desirable but not required. + Knowledge of operations, finance, regulatory reporting, sales and trading , and applicable rules and regulations, and the ability… more
- TD Bank (New York, NY)
- …considered. + Experience in providing legal, regulatory or compliance advice to Markets sales and trading + Knowledge Corporate Investment Banking and Capital ... Director will primarily focus on the management of the firms compliance program supporting all corporate investment banking Functions including M&A, Debt and Equity… more
- TD Bank (New York, NY)
- …sales and trading . + Knowledge of fixed income sales and trading markets + Strong knowledge of applicable securities laws, rules and regulations with ... with focus on the fixed income and municipal finance sales and trading business lines including developing...essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products… more
- JPMorgan Chase (Brooklyn, NY)
- …Real Estate Services, Securities Lending, Collateral Management, Prime Custody and Trading Services. + Project and program management skills. + Highly ... driving client requirements gathering and proposing target solutions in the Securities Services industry. Your expertise will ensure seamless project execution and… more
- TD Bank (New York, NY)
- …JD desirable but not required + Knowledge of operations, finance, regulatory reporting, sales and trading , at a global financial institution. + Firm ... will also support other aspects of the Core Compliance program as needed. Compliance Monitoring and Testing + Develop...understanding of securities and derivatives rules and regulations, and the ability… more
- Citigroup (Jersey City, NJ)
- …We partner extensively with a range of internal stakeholders such as Front Office Sales and Trading Desks, Compliance, Legal, Finance and HR; alongside having ... Clearing and Foreign Exchange Prime Brokerage) where Citi has a significant growth program to continue to build out its capabilities and services; and Syndicates… more
- TD Bank (New York, NY)
- …JD desirable but not required. + Knowledge of operations, finance, regulatory reporting, sales and trading , and applicable rules and regulations, and the ability ... Recruit and develop talented testing professionals to support the program . + Liaise and build a strong relationship with...essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products… more
- TD Bank (New York, NY)
- …JD desirable but not required + Knowledge of operations, finance, regulatory reporting, sales and trading , and applicable rules and regulations, and the ability ... essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products...application process, email the TD Bank US Workplace Accommodations Program at ###@td.com . Include your full name, best… more
- Raymond James Financial, Inc. (New York, NY)
- …relationships, drive positive revenue outcomes with institutional clients by capturing Program Trading business. + Develop new relationships by effectively ... products into new and existing clients. + Work with Sales and Sales Trading to...regulations. **Knowledge of** + US and Global Markets + Program Trading Strategies + Algorithmic Trading… more
- Citigroup (New York, NY)
- …will also work with the broader franchise across Global Markets, including: High Touch Cash Sales Trading , Program Trading , Prime Brokerage, Advisory ... cash trading needs - working closely with Sales Trading and Execution Advisory Services team...and the Plan of Supervision for Global Markets and Securities Services + Adhere to all policies and procedures… more
- S&P Global (New York, NY)
- …and collaboration, we drive innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate ... conflicts of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global… more