- MUFG (New York, NY)
- …recruitment team will provide more details. **Job Summary:** The VP of Markets and Trading Operational Risk Management reports directly to the Head of ... Markets and Trading Operational Risk Management. The Operational Risk Management department is responsible for the management of the … more
- TD Bank (New York, NY)
- …market abuse risk assessments for approvals + Assist in the investigation of e- trading related Operational Risk Events + Work with you Supervisors on ... of Supervisory programs, policies and procedures to manage global markets sales, trading and origination activities is...framework + Assist in the onboarding of new automated trading activities + Assist in risk assessment… more
- BMO Financial Group (New York, NY)
- …physical and financial commodity markets , including logistics, delivery, and operational risk considerations. + **Leadership:** Proven ability to influence ... to clients around the world. #bmocapitalmarkets The **Director, Commodities Trading Risk Strategy** , will lead first-line...to trading desks, providing expert guidance on market , credit, operational , and physical/logistics risks. This… more
- JPMorgan Chase (New York, NY)
- …oversee all aspects of the execution product suite, including portal strategy, algorithmic trading , analytics, risk management, market access, and post-trade ... strategy, including portal enhancements, algorithmic trading capabilities, analytics, risk management frameworks, market access, and post-trade service… more
- Bank of America (New York, NY)
- …processes. Work with other groups as needed, including Middle Office, Sales and Trading , Technology, Compliance, Operational Risk , and Enterprise Capital ... of all aspects of risk , including strategic, market , credit, compliance, liquidity, operational , model and...+ Familiarity with one of the following areas - Trading , Consumer Banking, Wealth Management, Transaction Banking + Understanding… more
- Wells Fargo (New York, NY)
- …accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational , Regulatory Compliance), which includes effectively ... Equities, Foreign Exchange, Municipal Products Group, Credit Sales & Trading . **The Electronic Trading Risk ...change management and mitigate technology-related risks + Contribute to operational risk activities such as RCSA, scenario… more
- Scotiabank (New York, NY)
- …office environment near a standard trading floor maintaining focus within operational risk + Previous experience using Microsoft Office with projects ... 2026 Business Risk Management, Summer Internship **Requisition ID:** 237587 **Employee...environments for everyone to enjoy. Scotiabank Global Banking & Markets provides a full range of investment banking, credit… more
- Bank of America (New York, NY)
- …basis. Work with other groups as needed, including Middle Office, Sales and Trading , Technology, Compliance, Operational Risk , and Enterprise Capital ... of all aspects of risk , including strategic, market , credit, compliance, liquidity, operational , model and reputational risk matters to support… more
- CIBC (New York, NY)
- …fixed income, currency, and commodity markets . The team partners closely with trading , sales, and risk management functions to develop and support electronic ... reliable, scalable, and low-latency solutions that support the bank's trading and risk management objectives. The successful...Income Markets : Solid understanding of Rates products, trading lifecycle, and market conventions. + Order… more
- Wells Fargo (New York, NY)
- …accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational , Regulatory Compliance), which includes effectively ... Bank (CIB)** delivers a comprehensive suite of banking, capital markets and advisory solutions, including a full complement of...+ 5+ Years proven track record in Rates electronic trading with a strong emphasis on leveraging market… more
- Wells Fargo (New York, NY)
- …accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational , Regulatory Compliance), which includes effectively ... conditions and client-specific needs. + Design and maintain frameworks to manage trading risk and ensure compliance with internal and regulatory standards. +… more
- Scotiabank (New York, NY)
- …help ensure the adequacy, and effectiveness of day-to-day business controls. Understand that operational risk , regulatory compliance risk , AML/ATF risk , ... Sales, Sales / US FICC / Credit Sales & Trading ** Global Banking & Markets provides a...includes but is not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance … more
- JPMorgan Chase (New York, NY)
- …for relative value trading in both cash and derivative products + Manage operational duties related to P&L, risk reporting, and ad hoc projects or data ... Associates and Vice Presidents (VPs) within our Sales & Trading teams collaborate with top industry professionals to advise...with senior traders to cover institutional accounts and make markets in your product group. You will assist in… more
- Citigroup (New York, NY)
- …capacity to align with incremental growth + Escalate accordingly when faced with potential Operational and/or trading risk + Obtain and maintain all ... of defense to ensure that clients adhere to prescribed risk parameters, working with In Business Risk ,...concise written and verbal communication + Understanding of global markets , including market regulations and operational… more
- JPMorgan Chase (New York, NY)
- …**Job Responsibilities:** + Reporting of risk and PnL + Maintaining secondary markets + Automating BAU operational processes + Hedging of first and second ... exotics trader. You will be responsible for engaging in market making and risk management of equity...equity exotic derivatives. Our business is client focused, non-proprietary trading . You will need to have a good relationship… more
- JPMorgan Chase (New York, NY)
- …effectively with colleagues. + Provide market -making, structuring, and risk management capabilities across trading products. **Required Qualifications, ... role involves identifying control gaps, implementing firm-wide policies, and managing operational risk . **Job Responsibilities:** + Drive business control forums… more
- JPMorgan Chase (New York, NY)
- …and external partners to develop and execute key initiatives, focusing on operational risk excellence and control mitigation to manage continuous changes ... experience in financial services, with expertise in controls, audit, quality assurance, operational risk management, compliance, or a related business function +… more
- Scotiabank (New York, NY)
- Associate Director (Vice President) Risk Solutions Group, Global Banking & Markets **Requisition ID:** 234619 **Salary Range:** 225,000.00 - 225,000.00 _Please ... in an inclusive and high-performing culture. **Title: Associate Director (Vice President) Risk Solutions Group, Global Banking & Markets ** **Global Banking and… more
- TD Bank (New York, NY)
- …a robust portfolio of capital markets agreements globally across specific trading products, while aligning with internal risk , legal, regulatory and ... a client facing team responsible for advisory services across trading desks and clients through capital markets ...is sufficiently protected from legal, risk , and operational perspectives in all such trading documents… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... Director, Equity Sales Trader; Global Banking & Markets ; New York, New York **Requisition ID:** 218412..., including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance … more