- SMBC (New York, NY)
- …team is responsible for production of Annual Compliance Reports and related senior officer certifications. **Responsibilities:** + Provide compliance advice and ... + Support production of Annual Compliance Report and related senior officer certifications + Participate in evaluation...in achieving industry best practices and in minimizing regulatory risk . + Seek operational efficiencies and automation… more
- SMBC (New York, NY)
- …of benefits to its employees. **Role Description** This position supports the Chief Credit Risk Officer as well as Co-Head(s) of CDAD as a business management ... team is responsible for developing, recommending, communicating and implementing credit risk management policies, strategies and operational guidelines for the… more
- Citigroup (New York, NY)
- The Operational Risk Sr Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within own ... the team/project. **Responsibilities:** + Establishes and oversees the application of operational risk policies, technology and tools, and governance processes… more
- TD Bank (New York, NY)
- …this role. **Line of Business:** Personal & Commercial Banking **Job Description:** The Sr . Commercial Loan Officer combines an external sales role focusing on ... sales, revenue, volume & new customer objectives while showing credit aptitude. The Sr . Commercial Loan Officer maximizes profitability, revenue and retention of… more
- TD Bank (New York, NY)
- …help manage regulatory risk . **Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual contributor role ... more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member...and coordinating the Compliance Oversight program over first line Risk Owner (RO) activities contributing to the overall Compliance… more
- HUB International (New York, NY)
- …at one of the most dynamic regions in the HUB organization. **Position Summary** The ** Senior Vice President, Sales & Regional Sales Officer ** is a key member of ... one of the world's largest insurance brokers, HUB provides comprehensive insurance, risk management, and employee benefits solutions that help our clients protect… more
- American Express (New York, NY)
- …+ Deliver insightful briefings and presentations to senior leaders, including the Chief Risk Officer , Operational Risk leadership, and Internal Audit ... Oversee the creation of recurring and ad-hoc reports for senior leadership, risk committees, and regulatory engagements....practices. + Manage requests from internal partners such as Operational Risk , Compliance, and Audit, ensuring timely… more
- Bloomberg (New York, NY)
- …**We'll Trust You To** + Support the Global Head RCSS, the global Chief Compliance Officer , the global Chief Risk Officer , and Bloomberg's business by: + ... Risk Assurance & Controls Testing Officer ...and associated control remediation + Understanding of regulatory and operational risk management, internal controls, and root… more
- Bloomberg (New York, NY)
- Risk Officer - Enterprise Products ( Risk Advisory) - Chief Risk Office Location New York Business Area Legal, Compliance, and Risk Ref # 10046060 ... Finance, Operational Resilience and Internal Audit, to provide centralized risk frameworks, processes, tools, training and advisory services to businesses and… more
- Raymond James Financial, Inc. (New York, NY)
- …and tolerance to include daily risk monitoring across all relevant risk stripes including market, credit, liquidity and operational risks. . Identifies ... risk management strategies to the Board of Directors, senior management and various risk committees. . Collaborates with the business and other key… more
- TD Bank (New York, NY)
- …for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight, TD Securities, ... in developing, implementing, and maintaining a robust financial crime risk management ("FCRM") program that meets regulatory requirements and.... **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- City National Bank (New York, NY)
- *BUSINESS DEVELOPMENT OFFICER SENIOR SBA* WHAT IS THE OPPORTUNITY? Performs business development activities in assigned sales territory. Supports City National ... regulations, policies and procedures. * Complies fully with all bank risk management, operational and credit policies and procedures as well as all regulatory… more
- MTA (New York, NY)
- …technical staff planning, building, and maintaining cybersecurity tools, configurations and risk mitigation to support Information and Operational Technology ... Cybersecurity Officer - Manager Cloud Security Job ID: 9705 Business...with highly skilled staff, contracts, and processes associated with risk management that are essential to maintaining electronic and… more
- HUB International (New York, NY)
- …position, reporting directly into the Global/Executive Chief Compliance and Risk Officer , working closely with RPW senior leadership to collectively support ... Wealth** will be responsible for assisting the Global/Executive Chief Compliance and Risk Officer in implementing, updating, and maintaining SEC investment… more
- MTA (New York, NY)
- Deputy Chief Diversity and Inclusion Officer , Diversity and Equal Opportunity (DCDIO, DEO) Job ID: 13486 Business Unit: MTA Headquarters Location: New York, NY, ... Nov 12, 2025 Description JOB TITLE: Deputy Chief Diversity and Inclusion Officer , Diversity and Equal Opportunity (DCDIO, DEO) DEPT/DIV: Department of Diversity and… more
- Mastercard (New York, NY)
- …a strategic, high-impact Chief of Staff to partner directly with the Chief AI & Data Officer and the senior leadership team. This role is pivotal in driving ... partner, and operational leader to the Chief AI & Data Officer , helping shape and execute the organization's vision and priorities. Drive Exceptional Execution… more
- City National Bank (New York, NY)
- *CHIEF FIDUCIARY OFFICER WM* *WHAT IS THE OPPORTUNITY?* The Chief Fiduciary Officer provides strategic direction and oversight for the bank's trust and fiduciary ... management within the Wealth Management Division to balance prudent risk management, regulatory oversight, business development, and client relationship management.… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists in the development and ... and ability to work independently. **General Job Posting:** The Compliance Officer supports consumer regulatory compliance functions for the Company and supports… more
- NYU Rory Meyers College of Nursing (Brooklyn, NY)
- …Vice President for Global Science and Technology (OGST) serves as the senior strategic and operational leader responsible for the financial, administrative, ... Position Summary The Chief Business Officer (CBO) for the Tandon School of Engineering...including budgeting, forecasting, and resource allocation. - Compliance and risk management for operational , financial, and research… more
- Bloomberg (New York, NY)
- Compliance Officer - Data, Research and Analytics Location New York Business Area Legal, Compliance, and Risk Ref # 10047120 **Description & Requirements** The ... as well as working with the global Compliance and Risk teams to identify and manage relevant risks within...+ Support business teams in embedding regulatory requirements into operational processes and data workflows. + Analyze new emerging… more
