- Capital One (Plano, TX)
- AML Compliance Advisory Manager The AML (Anti Money Laundering) Compliance Advisor Manager performs a key risk management role (second line ... regulations. While working within the AML Program framework, the AML Compliance Advisor Manager is responsible for delivering quality results, providing… more
- MUFG (Irving, TX)
- … Advisory reports into the Global Head of AML Advisory . The Trade Finance AML Advisory Manager will report to the Head of Trade Finance AML ... is responsible for advising the Head of Trade Finance AML Advisory , FCC Global Stakeholders and relevant...coordinates with other areas of the Global Financial Crime Compliance team to build partnerships and best practices. +… more
- Capital One (New York, NY)
- …Program framework, the Compliance Advisor Manager is responsible for providing AML compliance advice to Capital One's credit card lines of business and ... card fraud + 3+ years of experience in an advisory or consultant capacity + 6+ years of experience...AML ) + Certified Fraud Examiner (CFE), Certified Regulatory Compliance Manager (CRCM), Association of Certified Financial… more
- Capital One (Mclean, VA)
- Principal AML Compliance Advisor The KYC Advisor Associate performs a key risk management role (second line of defense) to help ensure corporate initiatives and ... customers + Certified Anti-Money Laundering Specialist (CAMS) and/or Certified Regulatory Compliance Manager (CRCM) certification **At this time, Capital One… more
- Scotiabank (New York, NY)
- Senior Audit Manager , US AML Audit **Requisition ID:** 227034 **Salary Range:** 117.400,00 - 224.700,00 _Please note that the Salary Range shown is a guideline ... drive ambition for every future! **Purpose** The Senior Audit Manager contributes to the overall success of the Audit...candidate will be a subject matter expert on US AML /BSA/Sanctions requirements, including but not limited to the Bank… more
- BMO Financial Group (Milwaukee, WI)
- …by establishing and maintaining policies, procedures, and controls to ensure compliance with AML and economic sanctions-related requirements. **Legal and ... Senior Counsel provides Anti-Money Laundering (" AML ") legal, regulatory advice and support to achieve...customers reach theirs. From in-depth training and coaching, to manager support and network-building opportunities, we'll help you gain… more
- Capital One (Richmond, VA)
- …Card Products, Operations, Servicing, Systems and Platforms + Certified Regulatory Compliance Manager (CRCM) certification, Association of Certified Anti-Money ... number of hours to be regularly worked. McLean, VA: $117,300 - $133,900 for Compliance Advisory Specialist III Richmond, VA: $106,700 - $121,700 for … more
- Guidehouse (Mclean, VA)
- …+ Master's degree. + Certified Anti-Money Laundering Specialist (CAMS), Certified Regulatory Compliance Manager (CRCM), or Certified Public Accountant (CPA). + ... **Job Family** **:** Risk & Regulatory Compliance Consulting **Travel Required** **:** Up to 50%...understanding of Bank Secrecy Act (BSA) and Anti-Money Laundering ( AML ) laws or exposure to the consumer finance industry… more
- Robert Half (Dallas, TX)
- …. Where We Need You: Protiviti is looking for an Internal Audit & Financial Advisory Manager focused on Trust Auditing to join our growing Financial Services ... JOB REQUISITION Dallas Internal Audit & Financial Advisory (Financial Services - Trust Audits) Manager LOCATION DALLAS ADDITIONAL LOCATION(S) JOB DESCRIPTION You… more
- Citigroup (Washington, DC)
- Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM) to Citi's Payments ... for overseeing the bank's risk-taking activities. + Managing specialized teams of Compliance professionals responsible for providing sanctions advisory to the… more
- NTT America, Inc. (Charlotte, NC)
- …joining our team, you will have the opportunity to leverage your expertise in AML , quality assurance, and compliance management while advancing your career in a ... Is Important:** We are seeking a highly skilled **Financial Crimes Audit Senior Manager ** with extensive experience in Anti-Money Laundering ( AML ) and Internal… more
- TD Bank (New York, NY)
- …+ Assist with regulatory and audit requests. + Provide backup to general AML compliance functions such as surveillance reviews, section 312 reviews and ... behaviors aligned with TD policies and practices. + Provide advisory and oversight support to the Global Transaction Business,...7 to 10 years of knowledge and experience in AML compliance , preferably with a large financial… more
- Capital One (Mclean, VA)
- …portfolio management processes. In addition, as needs arise, the Compliance Advisor Manager will assist in the advisory of the Finance corporate function, ... Compliance Advisor Manager Corporate Compliance...regulations + Facilitating the engagement between businesses and horizontal Compliance partners in AML , Privacy, and Fair… more
- Equitable (Charlotte, NC)
- …work environment, and this position is based in our Charlotte, NC office. The AML Enhanced Due Diligence Manager ("EDD Manager ") will support the ... FIU Enhanced Due Diligence Manager ( 250000B6 ) **Primary Location** : UNITED...and periodic reviews of loan representations to ensure sufficient AML /Sanctions compliance verbiage. + Lead the maintenance… more
- Aegon Asset Management (Cedar Rapids, IA)
- …FINRA Series 53 + Insurance license + Experience with FIS(R) Supervision Compliance Manager + Experience with National Financial Services/Fidelity platform ... managing the compliance program covering TFA's retail broker-dealer and investment advisory business. The candidate will contribute to the success of the … more
- Bank of America (Charlotte, NC)
- …individual contributor role will be responsible for providing subject matter expertise and advisory support on sanctions compliance matters to ensure the bank's ... Global Financial Crimes Economic Sanctions Compliance Advisor New York, New York;Charlotte, North Carolina...stakeholders at all levels. + Knowledge of anti-money laundering ( AML ) and related AML legislation **Desired Qualifications:**… more
- Huntington National Bank (Detroit, MI)
- Description Portfolio Manager - Trade & Working Capital Finance Portfolio Manager - Trade & Working Capital Finance provides analytical, portfolio management, ... underwriting and compliance management support within the Trade & Working Capital...within the Trade & Working Capital division of Global Advisory . Primary Job Responsibilities: + Participate in the underwriting,… more
- Capital One (Richmond, VA)
- …program. Further, you will play a key role within the larger global trade compliance advisory functions by leading and performing core risk activities in support ... Six Sigma Lean, Green Belt or Black Belt, Agile Coach, Certified Regulatory Compliance Manager (CRCM), Project Management (PMP) or Program Management (PgMP),… more
- Mizuho Corporate Bank (New York, NY)
- …Lead modernization of compliance screening technology platforms like Prime Compliance Manager , FIRCO, and related systems- Architect and execute cloud ... compliance screening technology with expertise in platforms such as Prime Compliance Manager , FIRCO, and other industry-standard screening solutions- 5+ years… more
- Mizuho Corporate Bank (New York, NY)
- …checks, reviewing KYC documentation, risk assessment, liaising with the Business and Compliance / AML teams and advising on KYC requirements. This role is ... Job Description: Experienced BSA/ AML professional within the KYC Onboarding Operational Control...and update procedures. + Work with the Operational Control Manager in close coordination with Compliance , to… more