- Citigroup (Jacksonville, FL)
- …teams. **Responsibilities:** + Application of KYC policy + Proactively identify and address control gaps in AML KYC for Brands, Retail Services, Retail ... and coordinates Audits and Reviews in adherence to USPB AML KYC policies in addition to the... Risks along with timely implementation or enhancement of KYC controls with the appropriate execution areas.… more
- Mizuho Corporate Bank (Los Angeles, CA)
- Job Description: Experienced KYC professional within the KYC Onboarding Operational Control team to perform a high-quality 4-eye (QA) review of the KYC ... reviewing KYC documentation, risk assessment, liaising with the Business and Compliance/ AML teams and advising on KYC requirements. This role is responsible… more
- SMBC (Albany, NY)
- … data, tools, KYC procedures, and escalate regulatory, audit and/or internal control issues pertaining to BSA/ AML matters the BSA Officer. + Oversee the ... from Quality Control (QC), Quality Assurance (QA), Compliance Monitoring & Testing , Internal Audit and Regulators are accurately remediated in a timely fashion.… more
- Citigroup (Jacksonville, FL)
- The KYC Operations Sr Analyst is an intermediate level position responsible for Anti-Money Laundering ( AML ) monitoring, governance, oversight and regulatory ... reporting activities in coordination with the Compliance and Control team. The overall objective of this role is...role is to develop and manage a dedicated internal KYC (Know Your Client) program at Citi focusing specifically… more
- ADP (Roseland, NJ)
- …Act, Office of Foreign Assets Control (OFAC), and other applicable international AML , export controls and economic and trade sanctions laws and regulations; ... oversight and guidance relating to the execution of key AML functions including Know Your Client ( KYC ),...export controls requirements + Enhance and oversee AML /sanctions/export controls compliance testing and… more
- Bank of America (Pennington, NJ)
- …to enterprise-wide standards. Job expectations include monitoring and testing controls and implementing quality assurance and quality control processes ... control improvements for remediation. Global Credit, Anti-Money Laundering ( AML ) and Onboarding Operations (GCAOO) delivers credit fulfillment, service and… more
- TD Bank (Charlotte, NC)
- …5+ years of experience **Preferred Qualifications:** + ACAMS preferred + Strong knowledge of AML KYC and Enhanced Due Diligence (EDD) processes and regulations + ... oversight to assigned portfolio, business, or function to ensure that strong AML /ATF/Sanctions/ABAC controls and processes are in effect to mitigate inherent… more
- JPMorgan Chase (Charlotte, NC)
- … profile. Your role will involve performing reviews on New Business and Renewal KYC records, completing additional targeted testing relating to KYC ... Description: The Quality Assurance (QA) Team is an integral part of the Controls environment and is responsible for conducting a continuous review against internal… more
- Bank OZK (St. Petersburg, FL)
- …Purpose & Scope Contributes to the scoping and execution of Anti-Money Laundering ( AML ), KYC , Financial Crimes and Sanction Screening audit coverage, in ... part of the audit annual plan and the independent testing standards for AML . + Actively identify...including transaction monitoring disciplines, alert analysis, optimization and segmentation, AML investigations and SAR decisions, plus KYC ,… more
- MUFG (New York, NY)
- …for Tier 1 Risk and Regulatory Reports, Financial Crimes Prioritized Processes such as AML , KYC and Transaction Filtering, and a broader set of reports and ... Risk Reporting requirements. + Integrate data quality processes and controls into the respective Risk & Control ...End Production Systems + Prioritized Financial Crimes Processes, namely AML , KYC , Transaction Filtering + Tier 1,… more
- City National Bank (Concord, NC)
- …for carrying out regulatory/compliance issuance monitoring, risk assessments, and internal controls testing ensuring that there are adequate processes, ... procedures and internal controls to promote an effective BSA control ...Carries out regulatory/compliance issuances monitoring, risk assessments, and internal controls testing ensuring that there are adequate… more
- Guidehouse (Mclean, VA)
- …will include: + Oversee delivery of Digital Onboarding, Perpetual KYC , Transaction Monitoring, Sanctions, Trade Surveillance, Anti-Bribery & Corruption and/or ... relationships and ensure there are the optimal range of AML solutions to meet client needs as well as...profitability of the firm + Lead the assessment and testing of Financial Crimes compliance programs and implement recommended… more
- MUFG (Irving, TX)
- …mathematical and deductive reasoning. + 0-2 years' experience designing, analyzing, testing and/or validating BSA/ AML models, and/or OFAC sanctions screening ... AML models, including name similarity matching, classification accuracy testing , unsupervised/supervised machine learning, neural networks, fuzzy logic matching,… more
- Guidehouse (Mclean, VA)
- …related investigations. + Support enterprise risk management program, risk assessment, controls design, implementation, and testing , third party risk management, ... / or Unsecured Lending). + Experience with risk assessments, risk and controls matrices, design / operational effectiveness testing , compliance / transactional… more
- Walmart (Bentonville, AR)
- …innovate and improve Global Compliance for Walmart's eComm, omni-channel products like KYC , KYB, Screening, Due Diligence, Monitoring, Testing . **About the ... a Policy Analyst Role. Preferably Identity Compliance. Knowledge of applicable global KYC , KYB, AML , Due Diligence, Screening regulations Strong computer skills,… more
- Walmart (Sunnyvale, CA)
- …innovate and improve Global Compliance for Walmart's eComm, omni-channel products like KYC , KYB, Screening, Due Diligence, Monitoring, Testing . **About the ... a Policy Analyst Role. Preferably Identity Compliance. Knowledge of applicable global KYC , KYB, AML , Due Diligence, Screening regulations Strong computer skills,… more
- Citigroup (Tampa, FL)
- …procedures as well as legal and regulatory requirements. + Ensure compliance with AML laws and regulations such as FinCen Due Diligence Rule, Customer Identification ... Program (CIP) and Know Your Customer ( KYC ) + Expertise in the Citi Private Bank/ Wealth...clients. + Ensures a robust processing environment with effective controls . Establishes risk management practice. + Maintains a culture… more
- Santander US (Miami, FL)
- …Scope** : Individual contributor **Technical Knowledge** * Strong knowledge of AML /BSA/ KYC and/or Private Banking/Wealth Management processes, risks and ... addition, the Sr. Supervisor might execute part of the testing that requires a deeper understanding of the area...* Review and evaluate the effectiveness of the internal control environment for BSI, performing independent audits to ensure… more
- Citigroup (Irving, TX)
- …regulations knowledge and Issue Validation Background preferred ; Fraud, financial crimes, AML / KYC knowledge is a plus + Related certifications (CPA, ACA, ... and critical audits and assessments of Citi's risk and control environments in coordination with the Audit team. The...(CAATTs), to help drive more effective and focused audit testing + Apply knowledge of key regulations and emerging… more
- NCR VOYIX (Irving, TX)
- …Provide independent review and decision within allotted credit authority limits. + Perform KYC and AML due diligence in accordance with governmental regulations. ... clients, to communicate credit policies and risk assessments. + Providing risk control assessments through individual testing /sampling of work performed by peers… more