- Morgan Stanley (Baltimore, MD)
- …its workforce (M/F/Disability/Vet).#LI-AC1 **Job:** **Other* **Title:** *Bank Oversight Operations Director ( AVP )* **Location:** *Maryland-Baltimore* ... in Wealth Management Operations on the Morgan Stanley Bank Operations Oversight team to support documentation, measurement, analysis, and mitigation of operational… more
- HCA Healthcare (Brentwood, TN)
- …stakeholders; while holding oversight of all noted operations ensuring all key compliance and regulatory policies are adhered to. Under the direction of the ... organization that invests in you as a Tristar Division AVP of Medical Transport? At Tristar Health, you come...to clinical competencies and outcomes, operational processes and efficiencies, compliance and regulatory adherence, etc. + Supports… more
- Morgan Stanley (New York, NY)
- …Residential real estate loans. The US Bank Subsidiaries seek an Assistant Vice President ( AVP ) to join the First Line Business Risk team to provide risk oversight ... Dedicated Business Risk Coverage team for Bank Technology and supporting the oversight of Technology Vendor Management. This team is responsible for establishing… more
- Citigroup (Getzville, NY)
- …analyses of existing reports and propose appropriate solutions + Develop supervisory oversight controls for regulatory reporting + Identify opportunities to ... CFTC Part 20 Swaps Large Trader Reporting where recent regulatory scrutiny has revealed a need to enhance the...and Equity products is a plus **Job Family Group:** Compliance and Control **Job Family:** Business Control **Time Type:**… more
- Northern Light Health (Bangor, ME)
- …assets. Under the supervision of the VP- Finance and Hospital President, the AVP - Finance is responsible for day-to-day oversight of hospital finance functions ... Health. Under the supervision of the Northern Light Health VP- Finance, the AVP -Finance for the Hospital is responsible for administration and coordination of the… more
- Nuveen Investments (Frisco, TX)
- …Experience:** + 3+ years of proven knowledge and experience with securities laws, regulatory compliance , risk management and risk controls. + Series 7 and ... This position reports to the VP, Compliance Officer who has oversight responsibilities...years of proven knowledge and experience with securities laws, regulatory compliance , risk management and risk controls.… more
- Nuveen Investments (Frisco, TX)
- …Experience:** + 3+ years of proven knowledge and experience with securities laws, regulatory compliance , risk management and/or risk controls. + Series 7 and ... + 5+ years of proven knowledge and experience with securities laws, regulatory compliance , risk management and/or risk controls. + Experience working… more
- Morgan Stanley (Purchase, NY)
- …US Banks Incident & Fraud Risk Management Team is seeking an Assistant Vice President (" AVP ") who will report to the US Banks Incident & Fraud Risk Officer and will ... of new processes and procedures as a result of regulatory changes and/or industry-detected events. * Partner with business...events. * Partner with business units, legal, risk, and compliance teams to ensure business is conducted in accordance… more
- Molina Healthcare (Albuquerque, NM)
- …and in compliance with all relevant federal, state and local regulatory requirements. **This AVP must reside in New Mexico.** **Knowledge/Skills/Abilities** ... with Enrollment and Contact Center Operation leaders to ensure full and consistent compliance with Health Plan state contract and regulatory requirements. Works… more
- Citigroup (Jersey City, NJ)
- …projects and regulatory exams directed by other organizations within the compliance and legal departments, to ensure they remaining compliant with regulatory ... The senior compliance risk analyst for Independent Compliance ...Risk Management (ICRM)'s Surveillance team is responsible for the oversight for surveillance services designed to detect behaviors that… more
- TD Bank (New York, NY)
- … treatments, assumptions, and methodologies. The accountabilities also include self-assessment for regulatory compliance with the capital rules and an active ... risk governance framework, including policies, procedures, and controls that ensure compliance with regulatory standards and internal guidelines * Provide… more
- Citigroup (New York, NY)
- …Global Broker-Dealer Legal Entity Treasury team is seeking a highly qualified AVP candidate to support Broker-Dealer funding, capital and liquidity management and ... oversight requirements within the Treasury organization. **Team Description:** The...liquidity and capital needs (end of day and intraday), regulatory engagement, forecasting and analysis of key metrics, funding… more
- Bank of America (New York, NY)
- …Active Listening + Issue Management + Monitoring, Surveillance, and Testing + Regulatory Compliance + Technical Documentation **Shift:** 1st shift (United States ... Global Markets Risk Manager ( AVP /VP) - Mortgages and Securitized Products New York,...trading desk and other risk and support groups (ie, Compliance , Finance, Operations, etc.). This position is in the… more
- MUFG (Tampa, FL)
- …recruitment team will provide more details. **Job Summary:** The Assistant Vice President ( AVP ) is considered a subject matter expert with the ability to support and ... guidelines or processes. **Responsibilities:** + Responsible for the day-to-day oversight of loan servicing transactions, ensuring that all lending transactions… more
- USAA (Tampa, FL)
- …extensive knowledge of products, services, systems, operational policies and procedures, and regulatory compliance issues within a financial services industry. + ... management efforts and managing work to achieve strategic goals related to regulatory compliance gaps and/or quality and operational opportunities. + Expert… more
- MUFG (Jersey City, NJ)
- …technology risk management role or equivalent or related field + Familiarity with US regulatory , compliance , and governance with a focus on banking and financial ... internal controls, and identifying issues + Exposure to enforcement agencies and oversight activities ( regulatory examinations, etc.) + Knowledge of critical… more
- Mizuho Corporate Bank (New York, NY)
- …Department, as a 2nd line of defense organization, provides common risk management oversight and services to all businesses and legal entities across Mizuho US ... critical to Mizuho's success in the Americas as well as meeting regulatory expectations and requirements. The Non-Financial Risk Management (NFRM) Team (formerly… more
- Citigroup (Jersey City, NJ)
- …and regulatory exams directed by other organizations within the compliance or legal departments. + Other responsibilities include: overseeing the monitoring to ... Serves as a senior compliance risk analyst for Independent Compliance ...Trade Surveillance team responsible for the design, implementation, and oversight for a suite of surveillance's designed to detect… more
- Citigroup (Tampa, FL)
- …interest rate risks, Treasury investments, and private equity investments, and ensures compliance with all risk-related regulatory requirements. The Finance CRO ... Administrative Office (CAO) team is responsible for execution, governance, and control oversight of Finance CRO, including: (i) regulatory and audit… more
- MUFG (Tampa, FL)
- …Protection Regulation (GDPR), etc.) and experience with enforcement agencies oversight activities ( regulatory examinations, matters requiring attention (MRAs), ... degree of knowledge with current and proposed security changes impacting regulatory , privacy and security industry best practice guidance, leveraging technological… more