- Charles Schwab (Bellevue, WA)
- …built on Schwab's approach to investing. The Centralized Service & Operations group supports Fixed Income and Schwab Wealth Advisory clients as the client facing ... and Wealth Strategy teams. Additionally, they provide specialized products to meet income generation, risk mitigation, and liquidity needs. As a Senior Regional… more
- Neuberger Berman (New York, NY)
- …our New York office, supporting independent risk oversight for the firm's Equity, Fixed Income , Alternatives, and Multi-Asset Class strategies. This role is ... The Quantitative Analyst/ Associate will join Neuberger Berman's Investment Risk group...also include developing an understanding of the underlying Equity, Fixed Income and Alternative investments within the… more
- Neuberger Berman (New York, NY)
- …client assets (as of September, 2025) across a range of strategies-including equity, fixed income , quantitative and multi-asset class, private equity and hedge ... The Senior Associate - Private Wealth Platforms & Experience role...+ Collaborate with internal teams, including Marketing, Legal & Compliance , Operations, and Technology, to define, draft, and distribute… more
- Neuberger Berman (Dallas, TX)
- …client assets (as of September, 2025) across a range of strategies-including equity, fixed income , quantitative and multi-asset class, private equity and hedge ... solutions, the platform is truly unique in the industry. The Client Associate will deliver comprehensive operational support and serve as a trusted resource… more
- Neuberger Berman (New York, NY)
- …client assets (as of September, 2025) across a range of strategies-including equity, fixed income , quantitative and multi-asset class, private equity and hedge ... The RIA Enterprise Associate is responsible for supporting senior client advisors...other internal teams (marketing, performance, analytics, operations, legal & compliance ) to ensure client needs are met + Schedule,… more
- Neuberger Berman (New York, NY)
- …client assets (as of September, 2025) across a range of strategies-including equity, fixed income , quantitative and multi-asset class, private equity and hedge ... including product launches, onboarding, and system enhancements. + Collaborate with Compliance , Risk, Product, and other control groups to support effective… more
- Neuberger Berman (New York, NY)
- …client assets (as of September, 2025) across a range of strategies-including equity, fixed income , quantitative and multi-asset class, private equity and hedge ... We are building out our team and are seeking an ETF Capital Markets Associate to support the management and growth of Neuberger Berman's ETF platform. This role is… more
- SMBC (New York, NY)
- …Capital Markets (DCM, Capital Solutions, ABS, CLOs), Sales and Trading ( Fixed Income ), Trade Finance, Structured Financing (including Subscription Financing ... clients + Knowledge of general elements of credit risk as well as legal/ compliance related to Bank and Broker Dealers + Excellent communication and presentation… more
- SMBC (Charlotte, NC)
- …is seeking an Associate level candidate to provide operational support to the Fixed Income Securities business. This role is an extension of the broader New ... Operations team to ensure an environment of tight controls, regulatory compliance and continuous product and process education + Assistance with projects/initiatives… more
- BMO Financial Group (New York, NY)
- …ideal candidate will assist in the implementation, maintenance and administration of the Fixed Income compliance program. Coordinate and performs risk ... days in the office each week is the expectation** Our team is growing its Fixed Income , Commodities, and Currency Compliance ("FICC") team in New York with a… more
- S&P Global (New York, NY)
- …in Data Management will be important in researching a wide range of datasets for Fixed Income securities to then be used for index management and maintenance. ... Level (for internal use):** 08 **The** **Role:** The Graduate Associate will play a crucial role in maintaining and...providing valuable insights to clients globally. **The Team:** The Fixed Income Operations Team within the Global… more
- Santander US (Miami, FL)
- Operational Oversight & Control Associate - Equities & Fixed Income Operations Country: United States of America **Your Journey Starts Here:** Santander is a ... to Talk to You!** **The Difference You Make:** The Associate operates within the First Line of Defense. The...risk management, and control framework of the Equities & Fixed Income operations team. This includes ensuring… more
- TD Bank (New York, NY)
- …surveillance team. Preferred 3-5 years of experience in surveillance of either Fixed Income Products, Foreign Exchange and Commodities, Equities Options and ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $135,000 USD TD is...details for this role. **Job Description:** The TDS US Compliance team is looking for Associate candidates… more
- Mizuho Corporate Bank (New York, NY)
- …and its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX, custody and research. ... function serving Japanese corporate clients in the US The Compliance and Risk Management Unit, part of the Planning...within ACBD1, is responsible for a wide range of compliance matters and risk management initiatives. The primary responsibilities… more
- BlackRock (New York, NY)
- …operational discipline, and risk management. The group encompasses BlackRock's Fixed Income (Fundamental, Municipals and Financial Institutions, and ... Investment (LDI) business is a distinct part of Global Fixed Income which leverages the breadth and...**Key Responsibilities** Our LDI team is searching for an Associate to focus on Client Portfolio Management and Portfolio… more
- Scotiabank (New York, NY)
- …& acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious ... Associate Director (Vice President) Risk Solutions Group, Global...("Derivative Products Group" or "DPG") is part of Global Fixed Income Origination Group within Scotiabank's Global… more
- Neuberger Berman (New York, NY)
- …our New York office, supporting independent risk oversight for the firm's Equity, Fixed Income , Alternatives, and Multi-Asset Class strategies. This role is ... The Associate /Senior Associate role will join Neuberger...day-to-day coverage and analysis of the investment strategies across fixed income and equity for portfolio management… more
- JPMorgan Chase (New York, NY)
- …you'll manage credit risk for the firm's diverse investment portfolio, including fixed income products like asset-backed securities and government bonds. As ... Join JPMorgan Chase in Risk Management and Compliance , where you'll play a crucial role in...diligence on both new and existing investments across various fixed income products like CMBS, RMBS, ABS,… more
- JPMorgan Chase (New York, NY)
- …JP Morgan company, is a leading provider of evaluated pricing services for fixed income securities, derivatives, and private equity. We leverage advanced ... team that provides independent valuations and analytics on over 3 million fixed income , derivatives, and private equity instruments, where you will… more
- MetLife (Whippany, NJ)
- …and expertise in all asset classes, with a strength in public and private fixed income and private assets, including private equity and real estate. Visit ... financial statement analysis, accounting, and fundamental credit analysis. * Knowledge of fixed income markets. * Excellent written and verbal communication… more
