- Citigroup (Irving, TX)
- The Audit Director for Wealth Compliance is a senior level management position responsible for contributing to the strategic direction of Citi's Internal ... laws and regulations. The role is also responsible for audit coverage of Citi's Compliance Chief Administration...the Compliance Risk Management Framework for the Wealth Compliance function. The overall objective of… more
- City National Bank (Raleigh, NC)
- *SENIOR DIRECTOR AUDIT - WEALTH MANAGEMENT & BANKING* WHAT IS THE OPPORTUNITY? This role is responsible for directing and overseeing the Wealth Management ... Audit leadership team. * Develops the annual audit plan for Wealth Management and Banking...by the Senior Manager/ Manager and reviewed by the Director of Audit . * Directs coordination of… more
- Truist (Philadelphia, PA)
- …leadership meetings and decisions, and offer strategic advice and competitive analysis to the Truist Wealth Division Director and the Head of Wealth in order ... leading the growth and profitability of a regional Truist Wealth Advisor Team by increasing the team's revenues, expanding...* Ensure that the unit works within the existing audit , compliance and regulatory framework in order… more
- Citigroup (New York, NY)
- …expectations throughout + Work in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit , Finance in order to ensure ... and client conversion from the Banking division to the Wealth division and from the Wealth division...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- JPMorgan Chase (San Francisco, CA)
- …+ Act as the main point contact for internal examinations conducted by Compliance and Internal Audit . This includes representing management in demonstrating ... helping high-net-worth individuals and families build and manage their wealth for more than 50 years. Led by an...and review and resolve personal trading policy violations with Compliance and Regional Director as required **Required… more
- First National Bank of Omaha (Omaha, NE)
- …Assessment:** Aid Director , Supervisor, or Senior Auditor in updating audit universe assessments. ** Compliance :** Understand and comply with bank policy, ... in Business or related degree. + 2+ years of compliance audit or compliance management...compliance management experience with a bank or financial institution(2LOD/ Compliance related role). (Securities Trading, Wealth Management,… more
- Santander US (Miami, FL)
- … with laws and regulations. * Prepares audit reports, as directed by Internal Audit Director . * Oversee and provide coaching and assistance to audit ... Laundering Specialist) * CIA (Certified Internal Auditor) * CTACP (Certified Trust Audit & Compliance Professional) * CPA (Certified Public Accountant)… more
- IGT (Lakeland, FL)
- Director of Quality, Security & Compliance Location: Lakeland, FL, US, 33815 Requisition ID: 16772 IGT (NYSE:IGT) is a global leader in gaming. We deliver ... more information, please visit www.igt.com (https://c212.net/c/link/?t=0&l=en&o=3466342-1&h=1955860405&u=https%3A%2F%2Fwww.igt.com%2F&a=www.igt.com) . **Responsibilities** The Director - Quality, Security & Compliance is responsible… more
- Scotiabank (New York, NY)
- Director , Markets Compliance Officer **Requisition ID:** 225527 **Salary Range:** 180.000,00 - 301.500,00 _Please note that the Salary Range shown is a guideline ... and Trading, including transaction reporting, best execution, market access, Consolidated Audit Trail (CAT) requirements, etc. + Relevant compliance experience,… more
- Omni Hotels (Hot Springs, VA)
- …Spa may be your perfect match. Job Description Join our team as Assistant Director of Human Resources at Omni! You'll supervise and train both hourly and management ... team members, partnering closely with the Director of HR to implement policies, culture, and leadership...conducting investigations to implementing training programs and ensuring legal compliance , you'll play a pivotal role in maintaining Omni's… more
- Scotiabank (New York, NY)
- …and deliver monthly / quarterly reporting for senior management, Internal Controls, GRM, Compliance , Audit , Operational Risk or 1A stakeholders. + Leads team ... Director , US Deputy CISO **Requisition ID:** 225315 **Salary...and non-financial Risk management experience. 10+ years (governance, operations, audit , cyber, control functions, compliance , risk management).… more
- Somatus (Mclean, VA)
- …Need Plans (SNPs). The Director , Quality will work closely with Sr. Manager, Audit Risk and the Regulatory and Accreditation Team to ensure compliance with ... You We offer more than 25 Health, Growth, and Wealth Work Perks to help teammates learn, grow, and...such as, the Quality Committee, Clinical Enterprise Sub-Committee, Clinical Sub- Audit Committee, and Compliance Committee. _Please note… more
- S&P Global (Boulder, CO)
- …Role:** **Grade Level (for internal use):** 12 **About the Role:** **Associate Director ** **-** **Internal Audit ** **Review** **O** **fficer** **The** **Role** ... in the provision of analytical assurance to the SPGI Audit Committee, SPGI Boards and S&P Global Ratings senior...for your time on. + Continuous Learning: Access a wealth of resources to grow your career and learn… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking an Assistant General Counsel- Executive Director to join the Home Lending Legal team within the Consumer Lending Division ... and servicing mortgage transactions appropriate to the unique needs of wealth management customers. Ability to collaborate and ensure consistency between the… more
- JPMorgan Chase (New York, NY)
- …plus years' work experience in Trust & Estates gained within Risk Management, Compliance , Legal, Audit , or related Consulting; + Have substantial expertise with ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...& Analytics - Trust and Estates Fiduciary Risk Executive Director within the IR&A's Client Risk team, you will… more
- Scotiabank (New York, NY)
- Associate Director or Director , Equity Derivatives Quant - New York **Requisition ID:** 182450 **Salary Range:** 225.000,00 - 300.000,00 _Please note that the ... winning team, committed to results, in an inclusive and high-performing culture. **Associate Director or Director , Equity Derivatives Quant - New York** Global… more
- BMO Financial Group (City Of Industry, CA)
- …required internal control standards, including adherence to audit , regulatory and compliance policies. The Managing Director , Group Manager is a critical ... and syndications. Ensures the required internal control standards, including adherence to audit , regulatory and compliance policies. + Fosters a culture aligned… more
- Scotiabank (New York, NY)
- Associate Director , Global Capital Markets Documentation, GBM, New York, NY **Requisition ID:** 218678 **Salary Range:** 117.400,00 - 224.700,00 _Please note that ... to results, in an inclusive and high-performing culture. **Title: Associate Director , Global Capital Markets Documentation, GBM, New York, NY** Global Banking… more
- Comerica (Detroit, MI)
- …Services Industry + 10 years of experience across Operations, Risk Management, Compliance , and/or Audit roles requiring management of diverse risk types/pillars ... Job Description Senior Director , Divisional Business Risk and Control Officer The...business segments; the Commercial Bank, the Retail Bank, and Wealth Management. Comerica's colleagues focus on relationships, and helping… more
- S&P Global (NY)
- …Digital Technology Services, and Corporate Platforms, as well as with Enterprise Risk and Compliance , and Audit . + Lead efforts in defining and documenting a ... the Role:** **Grade Level (for internal use):** 13 **S&P Global Corporate** ** Director , First Line Technology Controls Testing and Monitoring** **The Team:** Digital… more