- City National Bank (Jersey City, NJ)
- *SR AUDIT MANAGER - WEALTH MANAGEMENT * WHAT IS THE OPPORTUNITY? The Wealth Management Senior Audit Manager position, reporting to the ... Audit Director of Wealth Management , is a leadership role as an auditor-in-charge for managing complex Wealth Management audits and assisting the … more
- JPMorgan Chase (Jersey City, NJ)
- …on the lookout for a talented Audit Manager to join our Asset and Wealth Management Internal Audit team. This is your opportunity to play a crucial ... operational excellence! As an Audit Manager on the Asset and Wealth Management Internal Audit Team, you will develop and execute the annual audit… more
- JPMorgan Chase (Jersey City, NJ)
- …and participate in applicable control and governance forums. As a Technology Audit Manager within Asset and Wealth Management , you will participate in ... audit engagements, evaluate and report on management 's controls, communicate findings, maintain collaborative relationships, and drive process efficiencies, all… more
- M&T Bank (Wilmington, DE)
- …in the provisioning of assurance services specific to the technologies enabling the Wealth Management and Institutional Client Services (ICS) businesses of M&T ... Bank Corporation. Wealth management services are delivered to Wilmington...with professional auditing standards. The jobholder reports to an Audit (Senior) Manager . **Supervisory/Managerial Responsibilities:** **Education and… more
- City National Bank (Raleigh, NC)
- *SENIOR DIRECTOR AUDIT - WEALTH MANAGEMENT & BANKING* WHAT IS THE OPPORTUNITY? This role is responsible for directing and overseeing the Wealth ... Audit leadership team. * Develops the annual audit plan for Wealth Management ...and other enabling approaches, technologies and tools. * Reviews audit reports drafted by the Senior Manager /… more
- Fifth Third Bank, NA (Rosemont, IL)
- …+ Some travel may be required (less than 10% of total job). Financial Crimes Manager - Wealth & Asset Management Total Base Pay Range 94,500.00 - 203,200.00 ... Fifth Third Bank. GENERAL FUNCTION: The Financial Crimes Risk Manager must have a high level of expertise in...practices; serving as key Financial Crimes point-of-contact for the Wealth and Asset Management line of business… more
- TD Bank (Fort Lauderdale, FL)
- …guidance and independent challenge.** **U.S. Wealth is a fully integrated wealth management business that provides products and services (designed for ... monitoring, risk assessment, reporting and other activities;** + **Internal Audit , regulatory exam, and ongoing supervision management ,...multiple legal entities (TD Bank NA, TD Private Client Wealth LLC and TD Wealth Management… more
- JPMorgan Chase (Plano, TX)
- …and to deliver sophisticated products and solutions to meet their generational wealth management needs. As a Vice President Supervisory Manager in JP Morgan ... JP Morgan Wealth Management provides individuals, advisors and...Ensure timely and effective responses to Compliance, Supervision and Audit Examination + Partner with Field Management … more
- Citigroup (New York, NY)
- …The Business Manager will also support producing materials for the Wealth Markets monthly Business Management meeting forums. This role requires interaction ... **Americas Wealth Markets Business Manager ** The Americas...- execution of funded Markets Technology projects and ongoing management of the technology BOW. CAPs/ Audit /Reg Implementation:… more
- Citigroup (Tampa, FL)
- **Job Description:** Serves as a senior compliance and operational risk manager for Global Wealth Securities Backed Lending (SBL) Independent Compliance Risk ... Management (ICRM) and Global Wealth Deposits and Lending Operational Risk Management ...as required. Serve as liaison with regulatory examiners, Internal Audit , and external auditors on critical Compliance issues and… more
- ADP (Tempe, AZ)
- **ADP is hiring a Manager - Health - Wealth in Tempe, Arizona!** + _Are you excited about leading and developing a team?_ + _Are you a solutions-minded problem ... may be the role for you.** **Ready to make your mark?** The Health & Wealth leadership team has responsibility for delivery of the national TotalSource Health and … more
- ADP (Denver, CO)
- **ADP is hiring a Manager - Health - Wealth in Denver, Colorado!** **Position Summary :** The H-W leadership team has responsibility for delivery of the national ... TotalSource Health and Wealth programs enabling clients to focus on their core...relationships with external parties, including insurance, brokerage, consulting, recordkeeping, audit , legal and investment vendors, to ensure procedural and… more
- Wells Fargo (Charlotte, NC)
- Wells Fargo is seeking a Senior Auditor on the Wealth and Investment Management (WIM) Audit Team providing coverage for Banking, Lending & Trust, Wells Fargo ... mitigate audit findings and make recommendations to management + Inform manager of situational issues...in portfolio management , investment strategy, broker/dealer operations, wealth management , fiduciary and trust services. **Job… more
- Citigroup (New York, NY)
- The Client Development Manager is a strategic professional who will be primarily responsible for driving cross-division collaboration and business development with ... and client conversion from the Banking division to the Wealth division and from the Wealth division...This individual will be a "wall straddler" so effective management of information and knowledge of the information barriers… more
- Citigroup (Tampa, FL)
- The Client Onboarding Manager is a strategic leader responsible for the management of team of Banking Account Opening Specialists within Citi Wealth ... of end results in the client onboarding department. Full management responsibility of a team and resource planning, ...Customer (KYC) + Expertise in the Citi Private Bank/ Wealth at Work account opening systems such as OneSource,… more
- JPMorgan Chase (New York, NY)
- JP Morgan Wealth Management provides individuals, advisors and institutions with strategies and expertise that span the full spectrum of asset classes through ... while utilizing the latest technology and resources of the entire firm. Our Wealth Management teams develop deep, personal relationships with clients to provide… more
- Citizens (Johnston, RI)
- Description The Wealth Supervisory Control Manager provides oversight to a team responsible for reviewing and approving various financial transactions, accounts, ... is responsible for financial control and reporting, operational oversight, and internal audit and control testing. Lastly, the manager is responsible for… more
- BMO Financial Group (Chicago, IL)
- …a liaison and compliance support to various internal business partners across the Wealth Management businesses. - Prepare reports and related test results ... Deliver on components of the 1LOD testing plans for Wealth LOBs' in accordance with the Enterprise Compliance Program...audit role ideally in a dealer and/or portfolio management environment. - Knowledge and understanding of IIROC rules… more
- M&T Bank (West Hartford, CT)
- …Consults and coordinates on the delivery of solutions for a comprehensive wealth management strategy for individuals, business owners, and/or families. **Primary ... high net worth client segment Proven track record of implementing wealth management strategies **Education and Experience Preferred:** Securities licensing,… more
- Capital One (Mclean, VA)
- Audit Senior Manager - Risk Management Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality assurance ... one or more areas of compliance, such as consumer, Anti-Money Laundering (AML), brokerage, wealth management , or trust + 10+ years of experience in Business… more