- Wilmington Savings Fund Society (Wilmington, DE)
- …to the job functions, which include, but are not limited to, Regulations E, V, CC, and Bank Secrecy Act ( BSA ).Must have experience in the areas of check ... our name, it's our mission and our purpose. The Fraud Investigator is primarily responsible for the...assessing various suspicious activities and identifying risks to the Bank and its clients related to potential fraud… more
- Cambridge Savings Bank (Waltham, MA)
- …(CPA, CAMS, CFE, CFF, CAFP). + Knowledge of the laws applicable to money laundering, including the Bank Secrecy Act ( BSA ), The USA Patriot Act , OFAC, ... POSITION: Senior Fraud Investigator Summary: At Cambridge Savings Bank ,...frauds, suspicious activity and misconduct. Refer investigations to other Fraud Investigators, as necessary. + Act as… more
- US Bank (Columbus, OH)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...of applicable experience **_Preferred Skill and Experience_** + Certified Fraud Examiner (CFE) Certification preferred + Interview and Interrogation… more
- Banc of California (San Diego, CA)
- …Real Estate Settlement Procedures Act (RESPA), Fair Credit Reporting Act (FCRA), Bank Secrecy Act ( BSA ) in conjunction with the USA PATRIOT ... producing financial intelligence through research and analysis. The EDD Investigator II will conduct analyses of current customers through... Act (CRA) + Demonstrates basic knowledge of Bank Secrecy Act ( BSA… more
- TD Bank (Port St. Lucie, FL)
- …financial crime risk management, or a related field + Strong knowledge of AML regulations, including the Bank Secrecy Act ( BSA ), USA PATRIOT Act , and ... **Job Description:** **Job Description:** The Senior AML Financial Crime Risk Investigator conducts end to end investigations of various higher complexity and… more
- Citizens (Boston, MA)
- …Advisers Act , Sarbanes-Oxley Act , Dodd-Frank Wall Street Reform and Consumer Protection Act , Bank Secrecy Act , Best Execution Rule ( Rule 5310), ... Description This FINRA/Securities Specialist Investigator III will be tasked with investigating potential...Crime Investigations to include but not limited to: check fraud , scams, e-crime, loan fraud or internal… more
- Bank of America (Chicago, IL)
- …or Global Wealth and Investment Management. In the investigative role, the Investigator conducts complex investigations, including fraud committed by external ... Global Financial Crimes Compliance (GFCC) Investigator - Brokerage Charlotte, North Carolina;Jersey City, New...equivalent work experience in areas such as financial services, fraud , investigative service or law enforcement + BSA… more
- Guidehouse (Draper, UT)
- …+ Understanding of the legal, corporate governance, and regulatory environment related to the BSA and USA PATRIOT Act . + Experience working with manual and ... **Job Family** **:** Investigator **Travel Required** **:** Up to 10% **Clearance...Do** **:** + Performing Anti Money Laundering (AML) and/or Fraud alert/case reviews, seeking to mitigate risks associated to… more
- Wells Fargo (Phoenix, AZ)
- …company, legal and regulatory requirements, and recommend actions in response to investigations + Act as a primary investigator on high profile or complex cases ... to assess, identify, and investigate allegations of misconduct + Exposure to fraud and/or BSA /AML investigations, investigations of financial crimes transactions… more
- Guidehouse (San Antonio, TX)
- …limited to: + Conducting quality assurance reviews of alerts/cases and/or files in regard to Bank Secrecy Act ( BSA ), Anti-Money Laundering, Office of ... **Job Family** **:** Investigator **Travel Required** **:** Up to 10% **Clearance...legal, corporate governance, and regulatory environment related to the BSA and USA PATRIOT Act . + Ability… more
- Guidehouse (Lewisville, TX)
- **Job Family** **:** Investigator **Travel Required** **:** None **Clearance Required** **:** None **What You Will Do** **:** The responsibilities of the Financial ... according to current procedures to identify, assess and mitigate BSA /AML risk. + Analyzing transaction data for patterns and...in KYC requirements as well as potential indicators of fraud or other suspicious activity. **What You Will Need**… more
- Guidehouse (San Antonio, TX)
- **Job Family** **:** Investigator **Travel Required** **:** Up to 10% **Clearance Required** **:** None **What You Will Do:** Guidehouse is experiencing exponential ... or advanced degree + Knowledge of applicable laws, regulations, and guidelines (eg, BSA , OFAC, FinCEN guidance) + Experience working with manual and system generated… more
