- Truist (Winter Park, FL)
- …business development assistance, and providing a consistent and effective level of client servicing when the Financial Advisor is unavailable. ESSENTIAL DUTIES AND ... clients including preparing financial plans, conducting investment research and completing client trades and transactions. 2. Receive and place orders as directed… more
- Citigroup (San Antonio, TX)
- …via our Citibank branch-based advisors and centralized service centers. The registered CPWM Citigold Private Client Servicing Associate will be responsible ... of products and services. + Directly responsible for providing timely responses to client service requests, received via telephone or email. + Provides… more
- Wells Fargo (San Francisco, CA)
- **About this role:** Wells Fargo is seeking a Senior Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more ... for appointments with new or prospective clients, establish and service client accounts, prepare forms, research account...review when applicable + Utilize prior experience in the Registered Client Associate role to anticipate and… more
- Comerica (Dallas, TX)
- Job Description Registered Client Service AssociateThe Securities Senior Sales Assistant (SSA) role is a position providing operational and sales support to ... holds responsibilities in 4 primary categories: Sales Support, Compliance, Customer Service , and Teamwork. Some of the primary responsibilities are listed below.… more
- Wells Fargo (Durango, CO)
- **About this role:** Wells Fargo is seeking a Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about ... and preparing for appointments with new or prospective clients + Establish and service client accounts, prepare forms, research account inquiries and/or issues +… more
- Citizens (San Francisco, CA)
- Description As a Private Wealth Registered Client Associate, you will play a pivotal role as a trusted resource for our clients and wealth managers. Your primary ... your administrative and operational skills to facilitate business growth while ensuring exceptional client service . In this position, you will attend to … more
- City National Bank (Los Angeles, CA)
- * CLIENT SERVICE ASSOCIATE SENIOR CNS* WHAT IS THE OPPORTUNITY? Serve as a registered representative for City National Securities (CNS). Process stock, ... Provide support to Investment Officers, Trust Officers, Financial Advisors, CNB colleagues, and client requests across a broad range of brokerage activities for… more
- City National Bank (New York, NY)
- … provider for existing and newly developed relationships. Retains and grows client relationships through high touch service and delivering investment analysis, ... * CLIENT MANAGER* WHAT IS THE OPPORTUNITY? Is primary...Licensing Act of 2008" (Safe Act) and must be registered /licensed with the "Nationwide Mortgage Licensing System and Registry";… more
- Thrivent Financial (Charlotte, NC)
- …insurance or annuities is conducted, must be appropriately licensed/appointed and registered for variable products. + Demonstrated customer service ... This position serves as a resource to Financial Advisors and client /members in handling, researching and communicating inquiries regarding their accounts and… more
- Thrivent Financial (Belmond, IA)
- …inquiries regarding their accounts and supports the daily operations of the practice. Client Service Administrator (licensed) role reports to and is employed by ... annually. 401K plan and match provided. Position Roles/Responsibilities/Accountabilities + Manages client service calls, conduct necessary research and respond… more
- City National Bank (New York, NY)
- …areas of CNB as well as with other Entertainment colleagues to deliver exemplary service for clients.Must be in good standing under "The Secure and Fair Enforcement ... for Mortgage Licensing Act of 2008" (Safe Act) and must be registered /licensed with the "Nationwide Mortgage Licensing System and Registry"; or must be able to be … more
- Bank of America (Jacksonville, FL)
- …self-directed investors with financial assistance by identifying broader product and service solutions that meet their investment and saving needs. Key ... products, financial markets, policies, procedures, and processes to the client 's investment needs. Job expectations include owning the management, research,… more
- BMO Financial Group (New York, NY)
- …interest dynamics, and regulatory frameworks (eg, SEC Rule 204, Reg SHO) + Client -Facing Experience: Ability to interface with Prime Brokerage clients, hedge ... BMO Capital Markets is a leading, full- service financial services provider. We offer corporate and...trading desk to support the growth of BMO's Prime Brokerage business, synthetic financing capabilities, and other global opportunities.… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …to internal department procedures and deadlines tonsure regulatory compliance and exemplary client service . Exceed established departmental service levels. ... risks of all types. ESSENTIAL DUTIES & RESPONSIBILITIES: + Fully understand client expectations and operating requirements to ensure service level standards… more
- Foresters Financial Services (Beaverton, OR)
- …Oregon Apply Description What we need: This role supports the Registered Financial Services Sales Representative's business with day-to-day administrative assistance ... while enhancing the service experience of clients*. *This role requires FINRA licensing...of hire to allow the incumbent to expand the client support provided to the Representative. What you will… more
- Thrivent Financial (Faribault, MN)
- …for the Practice as needed + Counsel and advise prospective and current client on suitable financial products and investment advisory services + Open and complete ... appropriate investment advice (eg conducting due diligence, etc.) + Obtain client financial and/or suitability information + Accepting and/or entering securities… more
- WTW (Boston, MA)
- …questions and seek help where appropriate, from colleagues and clients. + Strong client service orientation and ability to respond to all communications ... Within this role, as a member of North America client team, you will collect and analyze data that...health and welfare plans, ideally gained in a benefit consulting/ brokerage firm, Health Plan, Third Party Administrator, Regulatory Agency,… more
- PNC (NJ)
- …Decision Making - Extensive Experience Managing Multiple Priorities - Expertise Client Relationship Management - Working Experience Selling - Extensive Experience ... Background 1) Individual Insurance Producer 2) Worked in Multiple Systems (Mutual, Brokerage , Banking) 3) Experience in Team Based Situation 4) Background with… more
- Huntington National Bank (Cincinnati, OH)
- …execution and care for HFA clients to include their planning, advisory, brokerage and insurance solutions. Duties and Responsibilities: + Develops sales strategies, ... new financial instruments and techniques and can adequately present new products to the client . + Ensures that all business is suitable for clients and in compliance… more
- Charles Schwab (Chicago, IL)
- …& Trust solutions among our retail branch partners as well as with Registered Investment Advisors (RIAs) who utilize Schwab to custody their clients' assets. **What ... and pipeline maintenance through relationship management, CRM proficiency, and client follow-up + Collaborating and presenting training & development materials… more