- Truist (Orlando, FL)
- …business development assistance, and providing a consistent and effective level of client servicing when the Financial Advisor is unavailable. ESSENTIAL DUTIES AND ... clients including preparing financial plans, conducting investment research and completing client trades and transactions. 2. Receive and place orders as directed… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Brokerage Client Assistant - RCAST & Registered as part of the Remote Client Associate Support Team (RCAST) ... improve Remote Client Associate Support Team (RCAST) Brokerage Client Support processes and offer RCAST...Microsoft Office (Word, Excel, Outlook, and PowerPoint) skills + Client service focus with the ability to… more
- TD Bank (New York, NY)
- …Team is an integral part of TD Securities. The group provides best-of-class service to business partners in TD Bank Financial Group (the Bank) through negotiation ... products. The team is committed to providing a seamless client experience while managing the Bank's risk. The position...risk. The position will be responsible for providing best-of-class service to clients of TD Securities and internal business… more
- Wells Fargo (Denver, CO)
- **About this role:** Wells Fargo is seeking a Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about ... and preparing for appointments with new or prospective clients + Establish and service client accounts, prepare forms, research account inquiries and/or issues +… more
- Comerica (Bloomfield Hills, MI)
- Job Description Registered Client Service AssociateThe Securities Senior Sales Assistant (SSA) role is a position providing operational and sales support to ... holds responsibilities in 4 primary categories: Sales Support, Compliance, Customer Service , and Teamwork. Some of the primary responsibilities are listed below.… more
- JPMorgan Chase (Plano, TX)
- …Self-Directed Investing, Chase Private Client , and the JP Morgan Private Bank. As a Client Service Leader within the JP Morgan Wealth Management Client ... the telephone and serve as experts on our online brokerage platform. We focus on delivering quality interactions, serving...service levels, conduct call observations, and ensure quality service . + Address client needs by handling… more
- Thrivent Financial (Perryville, MO)
- …supporting insurance related tasks, and other administrative tasks as assigned. The Licensed Client Service Administrator reports to and is employed by Kendra ... This position serves as a resource to Financial Advisors and client /members in handling, researching and communicating inquiries regarding their customer accounts… more
- Coldstream Wealth Management (Portland, OR)
- …has a fantastic opportunity to join one of our wealth management teams! As a Client Service Associate with a supportive and growing team, you will learn the ... vision, passion, and purpose, with a focus on both client service and community commitment. In July...preparing meeting materials in advance + Coordinating the new client onboarding process: + Opening brokerage accounts,… more
- Coldstream Wealth Management (Bellevue, WA)
- …has a fantastic opportunity to join one of our wealth management teams! As a Client Service Associate with a growing team, you will learn the Registered ... preparing meeting materials in advance + Coordinating the new client onboarding process: + Opening brokerage accounts,...service experience and the desire to provide superior client service in a team-oriented environment (experience… more
- Wells Fargo (Richmond, VA)
- …work experience, training, military experience, education **Desired Qualifications:** + Brokerage client support experience or financial services industry ... Client Associates **Required Qualifications:** + 4+ years of Brokerage and Client Services experience, or equivalent...Microsoft Office (Word, Excel, Outlook, and PowerPoint) skills + Client service focus with the ability to… more
- Wells Fargo (Greenville, NC)
- …and prepare for appointments with new or prospective clients + Establish and service client accounts, prepare forms, research account inquiries and/or issues, ... work experience, training, military experience, education **Desired Qualifications:** + Brokerage client support experience or financial services industry… more
- Wells Fargo (Deerfield, IL)
- …and prepare for appointments with new or prospective clients + Establish and service client accounts, prepare forms, research account inquiries and/or issues, ... work experience, training, military experience, education **Desired Qualifications:** + Brokerage client support experience or financial services industry… more
- TD Bank (New York, NY)
- …Documentation Team is an integral part of TD Securities. GMD is a client facing team responsible for advisory services across trading desks and clients through ... revenue generation, ensures alignment with TD's risk appetite, and delivers a client -centric experience. This is an opportunity to join a fast-growing team with… more
- City National Bank (Ontario, CA)
- …directs the activities of BBRM's towards attainment of regional goals, including sales, client service and proper credit quality and risk management. Sets ... and service objectives. Manages the sales process including new client acquisition, referrals, cross sell, and retention efforts. Participates in joint calling… more
- Access Dubuque (Dubuque, IA)
- …Company (NLTC), **Northwestern Mutual Investment Services, LLC** **(NMIS)** (Investment Brokerage Services), a registered investment adviser, broker-dealer, and ... As a financial advisor, you will: + Grow your client base by making new connections, maintaining a strong...required to have a minimum of three years of service at Northwestern Mutual to qualify for the designation… more
- Bank of America (Hunt Valley, MD)
- …self-directed investors with financial assistance by identifying broader product and service solutions that meet their investment and saving needs. Key ... products, financial markets, policies, procedures, and processes to the client 's investment needs. Job expectations include owning the management, research,… more
- Bank of America (Coral Springs, FL)
- …and needs + Triages client requests and makes referrals to appropriate internal service providers based on client needs and asset thresholds + Mitigates and ... be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Coral-Springs/Financial-Solutions-Advisor Registered -Candidate-North-Ft-Lauderdale\_25041474) **Job Description:** At Bank of America, we are… more
- TD Bank (Exton, PA)
- …annuities, managed solutions and insurance as well as high net worth and brokerage referrals for the Stores which the Financial Advisors (FAs) cover. This job ... licensing, training, coaching, mentoring, ramp-up, Mass Affluent sales and Wealth & brokerage referrals. + Directly responsible for assuring FAs in the designated… more
- TD Bank (Exton, PA)
- …and oversee follow-up related to debit margin matters, maintaining high standards of client service and operational integrity + Supports the manager in preparing ... supports complex transactions including blocked and restricted trades manages brokerage trade corrections and responds to and follows up...and Securities Laws. May (or may not) be a registered position under FINRA. + Must be eligible for… more
- Foresters Financial Services (Silver Spring, MD)
- …Apply Description What we need: This role supports the Registered Financial Services Sales Representative's business with day-to-day administrative assistance ... while enhancing the service experience of clients*. *This role requires FINRA licensing...of hire to allow the incumbent to expand the client support provided to the Representative. What you will… more