- Truist (Fort Worth, TX)
- …business development assistance, and providing a consistent and effective level of client servicing when the Financial Advisor is unavailable. ESSENTIAL DUTIES AND ... clients including preparing financial plans, conducting investment research and completing client trades and transactions. 2. Receive and place orders as directed… more
- Truist (Coral Gables, FL)
- …business development assistance, and providing a consistent and effective level of client servicing when the FA is unavailable. ESSENTIAL DUTIES AND RESPONSIBILITIES ... clients including preparing financial plans, conducting investment research and completing client trades and transactions. 2. Receive and place orders as directed… more
- Citigroup (San Antonio, TX)
- …via our Citibank branch-based advisors and centralized service centers. The registered CPWM Citigold Private Client Servicing Associate will be responsible ... of products and services. + Directly responsible for providing timely responses to client service requests, received via telephone or email. + Provides… more
- Wells Fargo (Danbury, CT)
- **About this role:** Wells Fargo is seeking a Senior Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more ... for appointments with new or prospective clients, establish and service client accounts, prepare forms, research account...review when applicable + Utilize prior experience in the Registered Client Associate role to anticipate and… more
- Wells Fargo (Marlton, NJ)
- **About this role:** Wells Fargo is seeking a Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about ... and preparing for appointments with new or prospective clients + Establish and service client accounts, prepare forms, research account inquiries and/or issues +… more
- Wells Fargo (West Des Moines, IA)
- **About this role:** Wells Fargo is seeking a Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about ... and preparing for appointments with new or prospective clients + Establish and service client accounts, prepare forms, research account inquiries and/or issues +… more
- Citizens (San Francisco, CA)
- Description As a Private Wealth Client Service Associate or Registered Client Service Associate, you will play a pivotal role as a trusted resource ... your administrative and operational skills to facilitate business growth while ensuring exceptional client service . In this position, you will attend to … more
- City National Bank (Los Angeles, CA)
- * CLIENT SERVICE ASSOCIATE SENIOR CNS* WHAT IS THE OPPORTUNITY? Serve as a registered representative for City National Securities (CNS). Process stock, ... Provide support to Investment Officers, Trust Officers, Financial Advisors, CNB colleagues, and client requests across a broad range of brokerage activities for… more
- City National Bank (New York, NY)
- … provider for existing and newly developed relationships. Retains and grows client relationships through high touch service and delivering investment analysis, ... * CLIENT MANAGER* WHAT IS THE OPPORTUNITY? Is primary...Licensing Act of 2008" (Safe Act) and must be registered /licensed with the "Nationwide Mortgage Licensing System and Registry";… more
- Thrivent Financial (Charlotte, NC)
- …insurance or annuities is conducted, must be appropriately licensed/appointed and registered for variable products. + Demonstrated customer service ... This position serves as a resource to Financial Advisors and client /members in handling, researching and communicating inquiries regarding their accounts and… more
- Thrivent Financial (NY)
- …to the Christian community and nonprofit organizations. Position summary: The Securities Client Service Administrator (CSA) position is critical for achieving ... daily operations of the practice including providing licensed support, responding to client service requests, completing post meeting work, maintaining client… more
- Thrivent Financial (Belmond, IA)
- …inquiries regarding their accounts and supports the daily operations of the practice. Client Service Administrator (licensed) role reports to and is employed by ... annually. 401K plan and match provided. Position Roles/Responsibilities/Accountabilities + Manages client service calls, conduct necessary research and respond… more
- Thrivent Financial (Cottage Grove, MN)
- …for our asset management business, ranging from investment proposals, application & service paperwork, client portfolio analytics, and trade execution. This role ... is expected to have some degree of client interaction and requires a friendly and congenial personality....or insurance industry experience preferred + Must be securities registered (series 7/63, 7/63/65 or 7/66). + Must be… more
- HSBC (Bellevue, WA)
- …WRM for the banking portions of their assigned portfolio + Support WRMs to manage client contact and service , including, in the absence of WRMs answering ... the planet we all share. The securities licensed WRO provides sales support to registered securities representatives, as well as an ability to enter trade orders on… more
- Thrivent Financial (White Bear Lake, MN)
- …transactions, assisting in data gathering and supporting the financial planning/advice service , invoicing, client relations, identifying and helping improve ... financial advisors that own the business. They have combined service of 33 years of direct financial services industry...process from start to finish + Support advisor and client questions and transactions with brokerage , mutual… more
- Robert Half (New York, NY)
- …the Managing Directors, ensure that each client project is completed with the client satisfied with our service and the quality of our work. Directors ... join our growing team focused within the Financial Services industry. While the client base requires skills in market segments across financial services, our team is… more
- Bank of America (Pennington, NJ)
- …self-directed investors with financial assistance by identifying broader product and service solutions that meet their investment and saving needs. Key ... products, financial markets, policies, procedures, and processes to the client 's investment needs. Job expectations include owning the management, research,… more
- HSBC (Fremont, CA)
- …WRM for the banking portions of their assigned portfolio + Support WRMs to manage client contact and service , including, in the absence of WRMs answering ... key relationship support role created to provide an outstanding client experience to the valuable banking and wealth clients...provides dedicated support to WRMs in the delivery of service and support activities for both banking and wealth… more
- US Bank (Boston, MA)
- …propose fee structure amendments. Conduct monthly client risk assessments measuring client satisfaction levels for each service line offered by USBFS. ... Proactively make recommendations to clients to maintain and increase service levels offered by USBFS. Research client 's products and existing services to… more
- Foresters Financial Services (Beaverton, OR)
- …Oregon Apply Description What we need: This role supports the Registered Financial Services Sales Representative's business with day-to-day administrative assistance ... while enhancing the service experience of clients*. *This role requires FINRA licensing...of hire to allow the incumbent to expand the client support provided to the Representative. What you will… more