- US Bank (Minneapolis, MN)
- …all regulatory or compliance-based policies and procedures. Provides current regulatory information to management and applicable business units and maintains ... or geographic area. Analyzes and interprets Federal, State and other regulatory authorities' rules and regulations. Reviews and analyzes internal and external… more
- TD Bank (Cherry Hill, NJ)
- …presentation to Loan Review management and external presentation to Line of Business partners and Regulatory review + Aids and assists in the ... can provide you more specific details for this role. ** Line of Business :** Risk Management **Job Description:**...informed on credit products and structures, industry trends and regulatory changes + Produces workpapers documenting review … more
- Takeda Pharmaceuticals (Boston, MA)
- …knowledge. **Job Description** **Associate Director, US Advertising & Promotion Regulatory Review ** **Takeda Pharmaceutical** **USA-MA-Virtual** **About the ... I provide in my application will be processed in line with Takeda's Privacy Notice and Terms of Use...Takeda as an Associate Director, US Advertising & Promotion Regulatory Review . Where you will be working… more
- BlackRock (Boston, MA)
- **About this role** **Associate, Global Product Solutions ETF Regulatory Marketing Review ** **Location: Boston** **About this role** Elevate your career by ... degree + 3+ years compliance background with a broker-dealer, mutual fund, or ETF business with 1+ years advertising review experience. + Strong familiarity with… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …Knowledge of the Securities industry and SEC / FINRA regulations is preferred. Front Line Business Controls - Third Party Management LOCATION -- Cincinnati, Ohio ... a career in banking at Fifth Third Bank. GENERAL FUNCTION: As first line of defense, provides business leadership related to identifying, assessing, mitigating… more
- US Bank (Chicago, IL)
- …laws, regulations, financial services, and regulatory trends that impact their assigned line of business - Considerable understanding of the business ... excel at-all from Day One. **Job Description** SUMMARY The Business Line Risk Manager serves as the...exchange (FX), interest rate products and/or commodities and also regulatory expectations including reporting, sales practices and FX global… more
- Wells Fargo (Phoenix, AZ)
- …Management(CM)is a financial industry function that collaborates with and influences front- line business groups and functions through assessment and mitigation ... **: Wells** Fargo is seeking talent to join the Business Risk Control and Regulatory Oversight team...+ Participate in formal internship program and workshopinitiatives + Review various assignments to become familiar with policies and… more
- Santander US (New York, NY)
- Advisory Compliance Officer - Fixed Income Business Line Compliance Country: United States of America **Your Journey Starts Here:** Santander is a global leader ... to the US Global Markets sales and trading businesses; monitor and identify regulatory trends and developments that may impact business areas/products and advise… more
- Commerce Bank (Kansas City, MO)
- …compliance guidance regarding business line policies, procedures, and regulatory issues + Review and evaluate the effectiveness of operating procedures ... responses, and documentation to ensure policy was followed, advising line of business as necessary + Review external marketing material prior to issuance in… more
- Kiewit (Oak Ridge, TN)
- …future of nuclear energy. Kiewit Nuclear Solutions is seeking a Nuclear Market Strategy Leader- Business Line Manager to spearhead our efforts in the DOE market. ... businesses within the assigned markets. + **Go/No-Go Discussions:** Coordinate with the Business Line Manager and operational personnel to conduct go/no-go… more
- Eversource Energy (Manchester, NH)
- …New England Regulatory environment and the impact for the Transmission Business \. + Ability to interpret and analyze financial documents\. + Working knowledge of ... This position will support rapid scoping of Eversource Transmission line modifications and upgrades required by proposed third party generation projects\. To scope a… more
- TD Bank (Portland, ME)
- …regulatory change. The Regulatory Implementation Team within CRCO supports business line regulatory change implementations including overseeing ... broader related areas + Integrates knowledge of the enterprise sub-function's or business line 's overarching strategy in developing solutions across multiple… more
- HSBC (New York, NY)
- …our people, our investors, our communities and the planet we all share. The Regulatory Compliance function is a Second line of defense (LoD) function, ... on behalf of HNAH + Be responsible for second line governance of Regulatory Compliance providing analysis,...and develop positive and professional working relationships with senior business managers and Regulatory Compliance colleagues at… more
- TD Bank (Fort Lauderdale, FL)
- …business issues, generates multifaceted insights and identifies opportunities to address business regulatory requirements and issues + Contributes to the ... your recruiter who can provide you more specific details for this role. ** Line of Business :** Compliance **Job Description:** **Department Overview:** **Why Work… more
- Houston Methodist (Houston, TX)
- …Administrator, the Director System Service Line position assists the Service Line Administrator to coordinate business and strategic objectives to maintain ... are implemented which secure compliance with ethical and legal business practices and accreditation/ regulatory /government regulations. **PEOPLE ESSENTIAL… more
- BeOne Medicines (San Mateo, CA)
- …the hematology programs to secure and maintain market access for product(s) in line with business objectives, and in coordination with key internal stakeholders. ... experience and a reputation of collaborative approach when interfacing with business partners regarding development, regulatory , and registration strategies.… more
- Takeda Pharmaceuticals (Boston, MA)
- …Brings any critical regulatory topics for assigned programs to the regulatory review forum for discussion. + Ensures accurate, up-to-date reporting of ... tool to highlight any major dsicrepancies for assigned programs. + May lead regulatory review in due diligence for licensing opportunities. DIMENSIONS AND… more
- Citigroup (New York, NY)
- Finance Chief Risk Office (Finance CRO) organization is responsible for second- line oversight of regulatory capital management, including measurement of spot ... is within Finance CRO - Capital and RWA Actuals Review Team ("CRRT") whose mandate is to perform independent...and monitoring of the end-to-end verification of calculation and regulatory reporting related to spot capital, RWA and supplementary… more
- Citigroup (New York, NY)
- …timing of reviews, monitoring requested data aggregation and coordinating and attending regulatory meetings with control functions and business unit personnel; ... with Business Heads to provide guidance on regulatory matters and continually enhancing the framework to identify,...not limited to, collection, tracking and resolution of queries, review with the area under examination the materials requested… more
- Gilead Sciences, Inc. (Santa Monica, CA)
- …+ An advanced degree and at least 10 years of experience in regulatory review of promotional materials for prescription drug and/or biologic products ... Affairs, Advertising and Promotion is responsible for developing and executing a regulatory strategy that enables the global business to meet its needs… more