- SMBC (Jersey City, NJ)
- …tracking. The role will work closely with the SMBC Nikko Securities America, Inc., Chief Compliance Officer , SMBC Americas Division Head of Ethics Office, ... value of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It… more
- SMBC (Jersey City, NJ)
- …matters. The role will work closely with the SMBC Nikko Securities America, Inc., Chief Compliance Officer , SMBC Americas Division Head of Ethics Office, ... value of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It… more
- Huntington National Bank (Columbus, OH)
- …Audit, and Legal. Basic Qualifications: + Bachelor's degree + Experience as broker dealer Chief Compliance Officer or lead compliance director for ... with the Business, Legal and Risk partners across the Commercial and Consumer segments to achieve Compliance ...the Commercial and Consumer segments to achieve Compliance Program standards within the Enterprise Framework and stated… more
- Heritage Environmental Services, LLC (Indianapolis, IN)
- …as a key strategic leader, collaborating with the COO on supply and capacity planning, the Chief Commercial Officer ( CCO ) on demand planning, and the ... to influence positive financial results for the Company. Reporting to the Chief Operating Officer (COO), this role ensures cost-effective short-, medium-,… more
- 3D Systems, Inc. (Rock Hill, SC)
- …a meaningful impact. *What You'll Do* * Serve as the strategic finance partner to the Chief Commercial Officer ( CCO ) and commercial leadership team, ... of FP&A*will serve as a key finance leader supporting the company's commercial organization. This role partners closely with Sales, Marketing, and Product teams… more
- GE Vernova (New York, NY)
- …to the strategic risk profile of the Company to the EDGE Chief Compliance Officer and commercial resources. + Risk Assessment: Demonstrate strategic ... Stamford, CT, and will report to the Enterprise Development, Growth & Excellence ("EDGE") Chief Compliance Officer in New York, NY. **Job Description**… more
- Nelnet (Lincoln, NE)
- …and oversight, credit review, and credit approval within Nelnet Bank. In addition, the Chief Credit Officer ( CCO ) reviews and updates loan policy and ... for people where they live, learn, and work. The Chief Credit Officer ("CCrO") is a senior...overall credit quality of the Bank's loan portfolio. The CCO will establish and direct all lending activities, ensure… more
- JPMorgan Chase (New York, NY)
- …Investment Funds within the Asset Management Compliance team , you will serve as the Chief Compliance Officer ( CCO ) where you will lead oversight of ... complex and dynamic fund structures in the industry as Chief Compliance Officer , working closely...Act of 1940. + Experience serving in a designated compliance leadership capacity (eg, Deputy CCO , … more
- GE Appliances, a Haier company (Louisville, KY)
- …and decision-making. **Governance & Risk Management** + Serve as the GE Appliances Chief Compliance Officer . + Oversee corporate governance matters, ... Interested in joining us on our journey? Reporting directly to the President & Chief Executive Officer , the Vice President, General Counsel & Secretary serves as… more
- Blue Foundry Bank (Parsippany-Troy Hills, NJ)
- …implemented by the bank. + Assists the Director of Compliance and BSA/AML ( Chief Compliance Officer ) with document collection for audits and regulatory ... loan reviews and/or directly conducting reviews of the Bank's commercial loan portfolio to ensure compliance with...Bank's Risk Identification Policy, presenting all edits to the Chief Risk Officer for approval, and then… more
- Roche (Indianapolis, IN)
- …and implementation of third-party collaborations and partnering. + Collaborate with the RDC US Chief Compliance Officer to support Roche's compliance ... Assess the impact of labeling language on promotional strategies to ensure compliance and alignment with commercial objectives. + Work collaboratively throughout… more
- Globus Medical, Inc. (Audubon, PA)
- …The Senior Compliance Manager works with the Director of Compliance and Chief Compliance Officer to support our Global business on compliance ... partners with specific compliance related issues + Identifies and communicates compliance risks associated with commercial programs or practices + Improves… more
- SMBC (New York, NY)
- …the management of the broker dealer's compliance risk and is represented by the Chief Compliance Officer as either a member or observer of various ... value of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It… more
- Prime Therapeutics (Carson City, NV)
- … Committee and the Compliance and Audit Committee and supports the Chief Compliance Officer 's compliance governance responsibilities + Represents ... fuels our passion and drives every decision we make. **Job Posting Title** Compliance Analyst Principal - Remote **Job Description** The Compliance Principal is… more
- Prime Therapeutics (Pierre, SD)
- …collect, prepare and maintain records and related documentation for reporting to the Chief Compliance Officer , Prime's senior leadership team, executives, ... **Preferred Qualifications** + PBM/health care experience related to Medicare, Medicaid, Commercial , HIM + Certified Compliance and Ethics Professional (CCEP)… more
- Touro University (Hawthorne, NY)
- …11th Floor, New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations ... communication skills. Applicant must adhere to Patient confidentially. Handling COI, compliance issues for the college researchers, faculty, and others as needed.… more
- Touro University (Valhalla, NY)
- …11th Floor, New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations ... a combination of validated Electronic Data Capture (EDC) systems and/or otherinternal or commercial software tools and proven ability to learn and apply new software… more
