- SBB Research Group (Northbrook, IL)
- Summary The Chief Compliance Officer will be a member of SBB Research Group's growing legal and compliance team; support the firm's core hedge-fund ... business (including corporate and investment fund matters); support the firm's compliance function; and provide general legal support. Responsibilities Assist with… more
- Stanford Health Care (Palo Alto, CA)
- …regarding SHC/SMCH compliance and privacy matters, in collaboration with the SHC/SMCH Chief Compliance Officer and Privacy Officer , and plays ... Care job.** **A Brief Overview** Reporting to the Senior Vice President (SVP) - Chief Compliance and Privacy Officer in the Office of Compliance and… more
- Ralliant (Raleigh, NC)
- …into execution and measurable improvements. In this role, you'll partner closely with our Chief Compliance Officer to **shape, scale, and innovate** our ... of compliance and accountability. Key Responsibilities + Partner with the Chief Compliance Officer to advance strategic goals and translate them into… more
- Huntington Ingalls Industries (Newport News, VA)
- …for assisting the Deputy Chief Compliance Officer (DCCO) and Chief Compliance Officer ( CCO ) with oversight and coordination of all ... CORPORATE SR STAFF COUNSEL ( COMPLIANCE ) Location: Newport News, Virginia, United States Date:...to meeting you. **The Role** The Corporate Counsel for Compliance (CCC) at HII serves as a key member… more
- Jackson National Life Insurance Company (Chicago, IL)
- …managing one or more processes and may manage cross-functional projects as requested by JNAM's Chief Compliance Officer and Compliance team. + Updates ... Administrative Assistant is responsible for providing administrative support for JNAM Compliance . The Administrative Assistant also assists with the Code of Ethics… more
- Principal Financial Group (Des Moines, IA)
- …to strengthen our compliance framework. **What You'll Do** + Partner with the Chief Compliance Officer to implement, and oversee HR compliance ... **What You'll Do** We're seeking a strategic, compliance -minded leader to join our team as an...to join our team as an **Director - HR Compliance ** . This role will play a critical part… more
- Children's Hospital Los Angeles (Los Angeles, CA)
- …position is 100% onsite.** **Purpose Statement/Position Summary:** Under the direction of the Chief Compliance Officer and/or their designee, the ... Compliance and Privacy Specialist serves as a compliance and privacy specialist and helps manage inquiries on...specialist and helps manage inquiries on a variety of compliance and privacy topics by gathering additional details on… more
- SMBC (Jersey City, NJ)
- …tracking. The role will work closely with the SMBC Nikko Securities America, Inc., Chief Compliance Officer , SMBC Americas Division Head of Ethics Office, ... The Head of Registrations will report to the Head of Employee Compliance with responsibility to lead the Registrations Program across the Americas Division,… more
- SMBC (Jersey City, NJ)
- …matters. The role will work closely with the SMBC Nikko Securities America, Inc., Chief Compliance Officer , SMBC Americas Division Head of Ethics Office, ... Contributions Lead will report to the Head of Employee Compliance with responsibility for oversight of the firm's outside...business unit supervisors, compliance officers, Legal and Human Resources. **Role Objectives** +… more
- Post Holdings Inc. (St. Louis, MO)
- …This assistant will be directly responsible to the Chief Human Resources Officer / Chief Compliance Officer for Post Holdings. **Responsibilities:** ... Assistant will work closely with the human resources and compliance and other departments on a variety of events,...+ Provide general support to the human resources and compliance departments, as well as other departments by request.… more
- Bentley Systems (PA)
- …crisis response program. The Risk and Resiliency Manager will report directly to the VP, Chief Compliance Officer and act as a strategic business partner to ... responsible for guiding the oversight and execution of Bentley's enterprise compliance risk management, global business resiliency, and crisis response programs.… more
- City of New York (New York, NY)
- …and external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position ... matters related to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include but not… more
- New Jersey Institute of Technology (Newark, NJ)
- …Affairs and Secretary to the Board of Trustees Position Type: Staff Position Summary: The Chief Compliance Officer ( CCO ) serves as the senior executive ... Title: Chief Compliance Officer Department:...policies and procedures. Reporting to the General Counsel, the CCO provides leadership in the development, implementation, and oversight… more
- Nelnet (Draper, UT)
- …by our mission of creating opportunities for people where they live, learn, and work. The Chief Compliance Officer (" CCO ") is a consumer advocate with ... focus of protecting the end consumer and customer. The CCO will ensure the development and maintenance of a...possible compliance issues or inquiries. Assist the Chief Risk Officer in developing the annual… more
- Wabtec Corporation (Pittsburgh, PA)
- …for future generations, and we want someone who is ready to move with us. _Summary:_ The Chief Compliance Officer reports to the Chief Legal Officer ... development, refinement, communication and oversight of all facets of compliance globally. Partner with HR and IT to create...and IT to create a world class ethics and compliance culture, with programs, policies, and procedures to drive… more
- Lawrence General Hospital (Lawrence, MA)
- …the top of the range to support future salary growth. POSITION SUMMARY The Chief Compliance Officer and Associate General Counsel provides strategic ... leadership of the organization's compliance program while serving as a key legal advisor...organizational accountability to the CEO and Board for Corporate Compliance , this role will be crucial in helping ensure… more
- Huntington National Bank (Columbus, OH)
- …Audit, and Legal. Basic Qualifications: + Bachelor's degree + Experience as broker dealer Chief Compliance Officer or lead compliance director for ... Description The Huntington Capital Markets Enterprise Compliance Risk Director Senior will play a critical...critical role in the execution and implementation of the Compliance Program for Huntington's Investment Banking Broker Dealers and… more
- Bloomberg (New York, NY)
- …each country and region. **We'll Trust You To** + Support the Global Head RCSS, the global Chief Compliance Officer , the global Chief Risk Officer , ... Risk Assurance & Controls Testing Officer - Chief Risk Office Location... Risk Office Location New York Business Area Legal, Compliance , and Risk Ref # 10047142 **Description & Requirements**… more
- Otis Elevator Company (Washington, DC)
- …and The Otis Absolutes: Safety, Ethics, and Quality. This role reports to Otis' SVP & Chief Compliance Officer and will directly support the Chair, CEO & ... is seeking a proactive and strategic leader to serve as **Vice President, Chief Government Relations Officer ** . This critical, executive-level role will lead… more
- University of Rochester (Rochester, NY)
- …with a close working relationship with the Senior Vice President and General Counsel, the Chief Compliance Officer of the Medical Center, the Director of ... expertise of the individual, and internal equity considerations._ **Responsibilities:** The Chief Compliance Executive for Academic and Central Administration… more
