- Equitable (Charlotte, NC)
- Client Care Specialist ( FINRA Required) ( 24000081 ) **Primary Location** : UNITED STATES-NC-Charlotte **Organization** : Equitable **Schedule** : ... Total Rewards Program (https://portal.equitable.com/appentry/EDoxRedirect?node\_id=A2023013000001) \#LI-HYBRID **Qualifications** **Required Qualifications** + FINRA Series SIE, 6 and 63 - OR -… more
- T. Rowe Price (Baltimore, MD)
- …our employees to feel challenged, engaged and valued. Role Summary + The Client Service Specialist is responsible for servicing our institutional clients holding ... separate accounts, sub-advised and proprietary TRP products. The Client Service Specialist is accountable for owning...with demonstrated initiative and the ability to work independently. FINRA Requirements: FINRA licenses are not required… more
- PNC (Columbus, OH)
- …valued and have an opportunity to contribute to the company's success. As a Client Solutions Specialist within PNC Investments, you will be based in Columbus, ... sit at the Whitehall Service Center. **Job Description** + Licensing requirements: FINRA Series 7/63. + Provides sales, service and execution support for new… more
- T. Rowe Price (New York, NY)
- …and a comprehensive suite of investment management solutions to our diverse client base which include Banks, Broker/Dealers, RIA, TAMP's, and Intermediary Platform ... T. Rowe Price is seeking to recruit a Hybrid Alternative Investment Specialist who has experience with distribution of alternatives, including working directly with… more
- T. Rowe Price (Colorado Springs, CO)
- …to join us and grow your career with us. About This Position As a Specialist , Contact Center Services with our Select Client Services group , you will ... a part of team recognized as a leader in client experience. Responsibilities + Independently assists clients by responding...week after the successful completion of a training program. FINRA Requirements FINRA 7, 63 licenses are… more
- Charles Schwab (Orlando, FL)
- …and key partners, focusing their efforts on education, advice, and sales. Typical client needs in the fixed income markets can range from basic information and ... clients and organizations. The Fixed Income Specialists identifies and understands client goals and objectives and recommends appropriate investment vehicles to meet… more
- T. Rowe Price (Colorado Springs, CO)
- …join us and grow your career with us. ABOUT THIS POSITION As a Senior Sales Specialist , you will play an integral role in the success of our organization. You will ... you will identify and qualify high-value participants to a Retirement Specialist or Financial Consultant who will deliver enhanced personalized consultations. Our… more
- Bank of America (Pennington, NJ)
- …compensation, and equity award service plans). Key responsibilities include providing exceptional client care , growing client relationships, and guiding ... Financial Service Representative- Retirement and Benefits Investment Specialist Pennington, New Jersey;Tampa, Florida **Job Description:** At Bank of America, we are… more
- Charles Schwab (Westlake, TX)
- …+ Must be able to read, write, and speak in Spanish or Chinese. + FINRA Series 7 and 63 licenses required OR a condition of employment to successfully obtain ... these licenses within the allotted training time. **Preferred Qualifications:** + FINRA Series 9-10 license preferred + Preferably 3-5 years of experience in … more
- Alight (NC)
- **Financial Brokerage Specialist ** **Are you a fast learner who is fascinated by Client interactions?** **Are you looking for a new opportunity to work in a ... articulated and unarticulated needs. + Possess ability to obtain FINRA Series 7, 63. Able to obtain Series 66...within the HFS Call Center and DC (Defined Contribution) Client Teams to help in achieving goals. + Possess… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …insurance transactions are suitable for, and in the best interest of, the client . + Seeks additional information and related follow-up to evidence the review ... annuities including Variable and Indexed annuities, Variable Universal Life, Long Term Care Products and Immediate Annuities. + As assigned, reviews all other… more
- JPMorgan Chase (Atlanta, GA)
- …to individual investors through financial intermediaries. As a Private Wealth Alternatives Client Advisor in our Sales team, you will have the opportunity to ... contributing to the success of the organization by establishing key client relationships and develop, coordinate, and manage broker-dealer firms' campaigns and… more
- Atria Wealth Solutions (San Diego, CA)
- …with a sophisticated set of tools, services, and capabilities that deepen client relationships and maximize efficiencies in their practices. We are looking for ... a Financial Services Processor / Cashiering Specialist to join our organization. In this role, you will be responsible for the proper, efficient, and compliant… more