- Citigroup (San Antonio, TX)
- …Regulatory breaks. + Has the ability to operate with a limited level of direct supervision . + Can exercise independence of judgement and autonomy. + Acts as SME to ... senior stakeholders and /or other team members. + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with… more
- COOLSOFT (Madison, WI)
- Oracle Sql Server 2000 Technical Documentation EDM Solutions Workflow Developer ( Requirement id 153849 Job title Developer Job location in Madison, WI Skills ... Date : 06/30/2026 Submission deadline : 6/16/2025 4:00:00 PM Client Info : DOT Note: * Interview Process: Teams...running at optimal performance for our customers. Under general supervision of the Document Management Unit supervisor, this position… more
- Raymond James Financial, Inc. (Memphis, TN)
- **Job Description** **Job Summary:** Senior Manager of E-comm Supervision will manage a supervisory team responsible for the oversight of Electronic ... and/or certification, to provide management of the Electronic Communications Supervision program. The leader must have strong problem-solving and decision-making… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Summary & Responsibilities:** The Manager, Director of Conflicts of Interest ("COI") Supervision will manage a supervisory team responsible for oversight of ... Raymond James policies and procedures. The Manager of COI Supervision reports directly to the Director of COI ...of approval/review for policy or process escalations that require supervisory management sign off. + Collaborate with senior members… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Job Description** **Job Summary:** Under limited supervision , uses specialized knowledge and skills obtained through experience, specialized training or ... Approves day-to-day trading activity. May be responsible for coordinating supervision functions, developing training programs and ability to liaison between… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …conducts certain back-end exception reviews, as well as some packaged product supervisory functions. The team conducts analysis as part of complex suitability ... use knowledge of industry regulations to support the Traditional Products supervision function that administers and analyzes suitability reviews to detect trends… more
- Raymond James Financial, Inc. (CO)
- …manner. * Interfaces with specific business platform sales management associates, other supervision associates and compliance associates, to inform them of any ... supervisory concerns that may arise with branch office managers...to resolve any conflicts that may arise related to client accounts of the branch managers. * Monitors and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …annuity and insurance transaction exception reviews as well as packaged product supervisory functions. The team conducts analysis as part of complex suitability ... with sales management associates to inform them of any supervisory concerns that may arise with branch office managers/FAs...to resolve any conflicts that may arise related to client accounts. * Monitors and keeps up to date… more
- Raymond James Financial, Inc. (CO)
- **Job Description** **Job Summary:** The Senior Advisor, Money Movement Supervision will administer and analyze various supervision reviews to detect trends and ... Standing LOA, and Periodic Payment setups for Branch Manager client accounts. Reports findings and manages concerns in a...and responds to emails received in the Money Movement Supervision inbox. + Interfaces with regional management associates to… more
- Raymond James Financial, Inc. (CO)
- …financial planning, in addition to capital markets and asset management. The Supervision department partners closely with the business to proactively mitigate risk. ... product oversight, escalation/approvals and governance guided by specialized knowledge. Supervision is committed to supporting and protecting clients and the… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Job Description** **Job Summary:** Under limited supervision , uses specialized knowledge and skills obtained through experience, specialized training or ... platform sales management associates to inform them of any supervisory concerns that may arise with financial advisors and...to resolve any conflicts that may arise related to client accounts of the branch managers. * Monitors and… more
- Raymond James Financial, Inc. (CO)
- …financial planning, in addition to capital markets and asset management. The Supervision department partners closely with the business to proactively mitigate risk. ... product oversight, escalation/approvals and governance guided by specialized knowledge. Supervision is committed to supporting and protecting clients and the… more
- Raymond James Financial, Inc. (Denver, CO)
- …research, and resolve problems. **Essential Duties and Responsibilities:** Conducts supervision review of communications, through the use of various reports ... and systems. Interfaces with divisional leadership to inform them of any supervisory concerns that may arise with branch office managers/FAs and works together with… more
- Raymond James Financial, Inc. (Denver, CO)
- …social media and e-mail review teams. Associates on the Social Media Supervision Review team analyze various social media communication reviews and content to ... review. * Communicates with associates to inform them of any social media supervisory concerns and resolves any disputes that may arise. * Monitors and keeps… more
- Raymond James Financial, Inc. (CO)
- **Job Description** **Job Summary** Under limited supervision , uses extensive knowledge and skills obtained through education, experience, specialized training ... concerns in a professional and educational manner. + Conducts supervision reviews to ensure contractual obligations are met for...platform sales management associates to inform them of any supervisory concerns that may arise and works together to… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …apply to the onboarding process. * Interfaces with specific business platforms and supervision associates to inform them of any supervisory concerns that may ... orientation to ensure the regulatory liability is limited, without impairing workflow . * Utilizing business-appropriate phone manners. **Ability to** * Organize,… more
- City National Bank (Phoenix, AZ)
- …CLIENT CARE MANAGER I* WHAT IS THE OPPORTUNITY? Responsible for the day to day supervision of the bank's Client Contact Center which responds to a broad range ... and technical support for online services. Ensures quality customer service, proper workflow and adherence to policies and procedures. Uses sound judgment and… more
- Berkshire Bank (Boston, MA)
- …building opportunities, including new deposit accounts for customers. Key Accountabilities: + Client Service (Teller) Line Supervision and Operations 40% + ... effective operation of the Customer Service line. Duties may include assigning workflow , training CSAs, monitoring customer experience, and ensuring programs are in… more
- City National Bank (Washington, DC)
- …Appraisal Department (READ). The team leader has primary responsibility for workflow management of residential valuation staff to meet service level agreements. ... turnaround times, customer service, and quality. This role may have supervisory responsibilities ensuring all processes are implemented to identify and report… more
- Horizon Services, Inc. (Albuquerque, NM)
- …meetings, clinical supervision , and trainings + Receive, acknowledge and address client complaints in a timely manner as needed + Ensure adequate documentation ... a model for low-barrier, trauma-informed sobering services. This is a high-impact supervisory role requiring strong clinical judgment and leadership acumen. How can… more