- JPMorgan Chase (Jersey City, NJ)
- …best-in-class. Job Summary: As a Compliance , Conduct and Operational Risk (CCOR) - Surveillance Lead ( Wealth Management Trade Surveillance ) - Vice ... to enhance the Surveillance program + Interact with Line of Business Compliance and LOB Management to appropriately escalate potential issues + Work with global … more
- Citigroup (Miami, FL)
- …Advisors to conceptualize, propose, and review tailored investment portfolios for Citi Global Wealth 's high net worth clients. A PC will manage the implementation of ... Citi Global Wealth investment products to identify unusual concentrations of individual...update product parameters and policies to ensure profitability and compliance with evolving internal policies and external legal and… more
- JPMorgan Chase (Tampa, FL)
- …materials, and act as a liaison for issue resolution. Review and resolve compliance surveillance inquiries + Provide principal approval for brokerage trade ... JP Morgan is a global leader in asset and wealth management with assets under supervision of $2.1 trillion and assets under management of $1.4 trillion. JP Morgan… more
- JPMorgan Chase (Columbus, OH)
- …a Special Credits Executive and play a pivotal role in Risk Management and Compliance , ensuring JPMorgan Chase remains strong and resilient. You will help the firm ... Special Credits Executive - Managing Director within Asset and Wealth Management Credit Risk team, you will play a...the AWM Global Head of Special Credits, you will lead a team of Special Credits Executives in managing… more
- Citigroup (New York, NY)
- The Investment Strategy Lead is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... commenting and writing about such opportunities in diverse forums + Provide surveillance of emerging macroeconomic and political developments across the region and… more
- TD Bank (Cherry Hill, NJ)
- …who can provide you more specific details for this role. **Line of Business:** TD Wealth **Job Description:** The Central Supervision Team Lead is a FINRA and ... on various key metrics. This role works closely with the supervision, operations, compliance , and risk departments of the US Wealth organization. **Depth &… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …through ongoing maintenance. The role will focus on building out Supervision and Compliance Surveillance controls within Wealth Management. The ideal ... ) at the following office location: St. Petersburg, FL._** **Job Summary:** This Lead Engineer, Technology will partner closely work with the ** Compliance and… more
- Guidehouse (Mclean, VA)
- **Job Family** **:** Risk & Regulatory Compliance Consulting **Travel Required** **:** Up to 50% **Clearance Required** **:** None **What You Will Do** **:** ... has an aggressive growth strategy for its Financial Crimes, Risk and Compliance (FCRC) practice and currently seeks candidates with relevant financial crimes, fraud,… more
- University of Colorado (Aurora, CO)
- …Processing- 20%** + Process and authorize financial aid awards, ensuring compliance with federal, state, and institutional regulations. + Conduct detailed financial ... customer services in a financial context (ex. Banking, Advisory, Wealth Management, Insurance, University/College, TRIO/Upward Bound etc.). **Conditions of… more
- Lockheed Martin (Orlando, FL)
- …that values integrity and excellence\. **THE WORK** The selected candidate will lead a team of integrated program planners, focused primarily on Development scope, ... the Enterprise schedule across the F\-35 training portfolio\. This role will lead the integrated program planning team providing qualitative and quantitative data… more
- National Park Service (Sequoia National Park, CA)
- …the closing day will receive consideration. Responsibilities Duties includes: Actively lead a large, dispersed, multifaceted visitor and resource protection division ... to park Incident Management Teams as needed. Ensure divisional compliance with NPS and DOI safety, administrative business and...1940 and encompasses 458,847 acres. Both parks provide a wealth of recreational opportunities via 835 miles of trails,… more