- Citigroup (New York, NY)
- …or global business. **Responsibilities:** + Design, develop, deliver, and maintain best-in-class AML Compliance policies and practices; provide a mechanism for ... the feedback / root causes from various channels is consolidated and shared within AML Compliance to allow for enhancements to Policy/Standards and Learning &… more
- Scotiabank (New York, NY)
- Director, Head of GBM/GTB AML Risk & Controls Assessments **Requisition ID:** 223161 **Salary Range:** 180,000.00 - 301,500.00 _Please note that the Salary ... risk -based approach, the director provides strategic oversight of AML controls, ensuring compliance with global regulatory...to improve effectiveness. Regulatory Compliance & International Risk Management + Ensure the AML … more
- JPMorgan Chase (Jersey City, NJ)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Global Banking, AML Risk , Executive Director within the ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...Sector Head . You will focus on addressing AML compliance issues related to correspondent banking… more
- Capital One (Mclean, VA)
- … program. * Provide leadership and execution of key strategic initiatives across the AML Compliance Risk Management program and key stakeholders. * Lead ... horizontal programs. This position will report to the MVP, Head of Compliance Risk Management,...and new and emerging risks * Provide leadership across AML Compliance Risk Management department… more
- Santander US (Boston, MA)
- …Oversight, will report to the Head of Financial Intelligence Unit (FIU) within AML Compliance and will be accountable for the leading and overseeing the ... SAR team operations to minimize the company's exposure to risk . + This includes creating and managing fraud referral...fraud internal/external SARs to Lines of Business and inform AML compliance management team. + Draft, develop,… more
- MUFG (Irving, TX)
- …(GFCD), Global AML Compliance Department, s/he will report to the Global Head of AML Advisory. As an AML /FCC subject matter expert on payments ... Regularly engages with relevant operations teams to support their AML risk -management efforts, providing subject matter expertise...escalation of client or control issues to the Global Head of AML Advisory. + May assist… more
- Dentons US LLP (Chicago, IL)
- …procedures and system + Assisting the Global AML and Sanctions Manager and Global Head of AML and Sanctions Compliance on projects and ad hoc assignments ... role will involve work across a broad range of risk management and compliance issues with a...related parties + Review and ongoing monitoring of Firm's High- Risk Clients + Assisting on applicable AML … more
- Citigroup (Tampa, FL)
- …and filing of AML Reports globally in coordination with the RRO Head and other key stakeholders aligned to provide oversight and communication to the teams ... The Risk Reporting Officer is a strategic professional who...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Citizens (Johnston, RI)
- …activities, applicable regulator evaluation, and any other priority assignment delegated from the Head of AML Due Diligence Management. This role does not ... Description Primary responsibilities The AML Due Diligence Senior Analyst provides overall day-to-day...and taking appropriate action to protect the company against risk of money laundering activity. Responsible for ensuring that… more
- Amalgamated Bank (New York, NY)
- …is now available at America's Socially Responisble Bank! Amalgamated Bank is seeking a Head of Financial Crimes Compliance to oversee all aspects of the ... bank-wide BSA/ AML /OFAC Compliance program and to ensure that the Bank is...)/Office of Foreign Assets Control (OFAC) Policy, conducting the BSA/ AML /OFAC Risk Assessment, and reporting Suspicious Activity… more
- MUFG (New York, NY)
- …management and the Board of Directors informed of the operation and progress of CUSO AML compliance and Financial Crime risk management efforts. + Execute ... rules and regulations in a manner that ensures full compliance . The Head of FCOA reports directly...represent a reasonable reflection of MUBK US and America's risk . + Based upon informed AML and… more
- Axis (Kansas City, MO)
- …of interest, fair market conduct, and financial crime prevention. * Conduct ongoing compliance risk assessments to identify potential exposure areas in broker ... request for candidates taking part in the selection process. Head of US Broker Compliance Job Family...appointment, and registration obligations. * Establish and maintain broker compliance policies related to anti-money laundering ( AML ),… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational, compliance , AML /ATF/sanctions and conduct risk . + Understand how ... Director & Head , Digital Channels - Portal and Mobile, Global...changes throughout the development lifecycle and ensure adherence to risk & compliance guideline. + Produce and… more
- Citigroup (New York, NY)
- …regulatory approvals wherein required, compliance with all internal credit requirements, Risk , AML etc. GARP is one the main sub products within ... and Trade Services (TTS). This is the dual role comprising of Global Head of GARP (bilateral financing, growing at double digits annually) and Cluster Receivables… more
- SMBC (Jersey City, NJ)
- …compliance with Financial Crimes regulations, including Anti-Money Laundering ( AML ) and Sanctions. **Key Responsibilities** + **Strategic Leadership:** Develop ... portfolio of benefits to its employees. **Role Description** The " Head of FCC Technology" at SMBC is a senior...overseeing and managing the technology strategy for Financial Crimes Compliance (FCC). This role involves leading a team of… more
- Scotiabank (New York, NY)
- …effectiveness of day-to-day business controls to meet obligations with respect to operational, compliance , AML /ATF/sanctions and conduct risk . + Leads a high ... Director & Head , Payments Strategy and Planning **Requisition ID:** 217179...simplify payments, improve working capital performance, and mitigate financial risk . At Scotiabank, we embrace your strengths, ideas, and… more
- TD Bank (Mount Laurel Township, NJ)
- …degree is preferred + 10+ years of experience in financial crimes management, risk management, or compliance within the financial services or related industry ... + Proven experience in managing and leading teams in a regulatory and risk -focused environment + In-depth knowledge of AML regulations, fraud detection, and… more
- Mastercard (New York, NY)
- …governments realize their greatest potential._ **Title and Summary** Vice President and Head of FI Growth Overview Imagine working with world's leading Financial ... industry relationships that you can leverage to get a head start on the job - Familiarity with regulatory...with regulatory requirements in the payments industry, including KYC, AML , and data protection laws across multiple jurisdictions -… more
- Capital One (Plano, TX)
- …(KYC) regulations and maintaining regulatory standards. This position will report to the MVP, Head of Compliance Risk Management, who in turn reports to ... Senior Director, Know Your Customer (KYC) Compliance Program The Senior Director, AML ...The successful candidate will lead a team of dedicated AML risk managers with the goals of… more
- PNC (Pittsburgh, PA)
- …as needed, and recommends corrective action plans. Reviews and reports on assessments of AML and Sanctions compliance risk and internal controls, as ... PNC's Global Sanctions organization. Position reports to the Global Head of Sanctions Compliance . Establish and maintain...the timely completion of AML and Sanctions compliance reports and customer risk profiles. May… more