- US Bank (Denver, CO)
- …RESPONSIBILITIES Be a team player who proactively works with the business line and risk partners to mitigate compliance risk while driving towards the ... mitigate potential risks via comprehensive, actionable and informative assessments including Compliance Approval Tool Reviews (CAT), Business/Product Change Risk … more
- Citizens (Charlotte, NC)
- Description The Senior Risk Manager , Capital Markets and Advisory is a key role on the Commercial Banking Risk team, which is a front-line unit risk ... trading businesses that operate within Citizens Capital Markets and Advisory . The Senior Risk Manager ...best practices. Provides regulatory expertise and solutions on complex risk and compliance issues based upon understanding… more
- Truist (Charlotte, NC)
- …(United States of America) **Please review the following job description:** The GCO Senior Risk Advisory Manager I is responsible for providing first line ... risk management experience in financial services or related field. 3. Financial Risk Manager (FRM)/Certified Financial Analyst (CFA) or equivalent advanced … more
- Truist (Atlanta, GA)
- …Technology, Governance & Controls, and Risk Management organizations. The GCO Senior Risk Advisory Manager I is responsible for providing first line ... This role is responsible for ensuring strong first line of defense risk management for the Enterprise Payments and Wholesale Technology team. This role… more
- Bloomberg (New York, NY)
- …Compliance , Finance, Operational Resilience, and Internal Audit, to provide centralized risk frameworks, processes, tools, training and advisory services to ... Stay informed on risk industry and educational/development opportunities + Use Governance Risk and Compliance (GRC) tools to evidence risk management,… more
- Guidehouse (Mclean, VA)
- …+ Master's degree. + Certified Anti-Money Laundering Specialist (CAMS), Certified Regulatory Compliance Manager (CRCM), or Certified Public Accountant (CPA). + ... **Job Family** **:** Risk & Regulatory Compliance Consulting **Travel Required** **:** Up to 50% **Clearance Required** **:** None **What You Will Do** **:**… more
- Truist (Richmond, VA)
- …**Please review the following job description:** A first line of defense technology risk manager advising technology leaders who are direct reports to the ... risk management experience in financial services or related field. . Financial Risk Manager (FRM)/Certified Financial Analyst (CFA) or equivalent advanced … more
- Truist (Charlotte, NC)
- …America) **Please review the following job description:** A first line of defense risk professional working on a team within the Governance and Controls Office ... businesses. This position will be responsible for leading the execution of enterprise risk programs and focusing with the business on existing and emerging risks.… more
- Wells Fargo (Seattle, WA)
- **About this role:** Wells Fargo is seeking a Financial Advisory Senior Area Manager in Wealth and Investment Management as part of Wells Fargo Advisors. For ... clients + Determine appropriate strategy and actions of Financial Advisory team to meet moderate to high- risk ...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- BMO Financial Group (Chicago, IL)
- …Chicago. **Job Description** Under the direction of the Managing Director, US Tax Planning and Advisory , the Senior Manager , US Tax Advisory provides US tax ... and fosters an environment of continuous improvement. **KEY ACCOUNTABILITIES** The Senior Manager , US Tax Advisory is responsible for: **Relationship management/… more
- Capital One (Richmond, VA)
- Compliance Advisory Specialist III **The Principal Associate Compliance Advisor - Third Party Compliance will be responsible for working with business ... or Quality Assurance, or Testing** **Preferred Qualifications:** + **Certified Regulatory Compliance Manager (CRCM) certification or International Association of… more
- Wells Fargo (Sarasota, FL)
- **About this role:** Wells Fargo is seeking a Financial Advisory Senior Branch Manager - Non-Producing in Wealth and Investment Management as part of Wells Fargo ... contributors or managers in roles with moderate complexity and risk in Financial Advisory functional area +...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** We are looking for a Director, US Markets Compliance Advisory to join our team in New York City. The ideal candidate ... expert guidance on function/business/product regulations on a real-time basis to manage compliance risk . + Provides day-to-day strategic advice and guidance to… more
- Cherry Bekaert (Virginia Beach, VA)
- …**Government & Public Sector (GPS)** practice, an opportunity has been created for an **Accounting Advisory Manager ** to join our team. As a member of the GPS ... Join the Firm that recognizes the power of the individual. **As an Accounting Advisory Manager , you will:** Support the performance of engagements by managing… more
- Citigroup (New York, NY)
- **Job Description** The Investment Advisory Discretionary Solutions Manager will be part of the Citi Wealth Investment Advisory Programs team within ... partnership with various stakeholders including Technology, Performance measurement team(s), Legal, Risk , Compliance Supervision others Be one of the subject… more
- TD Bank (New York, NY)
- …Description:** **Preferred Qualifications:** We are looking for a Vice President, US Markets Compliance Advisory to join our team in NYC. The ideal candidate ... team are in a manner consistent with the Bank's risk culture and the relevant risk appetite...relevant control personnel. **Position Requirements** + 5-7+ years of compliance advisory experience. Similar experience with a… more
- Wells Fargo (Davidson, NC)
- **About this role:** Wells Fargo is seeking a Financial Advisory Branch Manager - Producing in Wealth and Investment Management as part of Wells Fargo Advisors. ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Charles Schwab (Los Angeles, CA)
- **Your opportunity** Investor Advice Solutions consists of Schwab Wealth Advisory , Centralized Service & Operations and Wealth Strategies Consulting Group. Schwab ... Wealth Advisory is a...Additionally, they provide specialized products to meet income generation, risk mitigation, and liquidity needs. As a **Senior Regional … more
- Arup (New York, NY)
- …and to the clients and communities we serve. We are currently seeking a ** Manager ** for our Sustainable Investment Advisory (SIA) team with experience leading ... will help shape and lead our offering in ESG Advisory , providing analysis, strategy, and management services to help...to help clients understand ESG best practices and evaluate risk and opportunities. You will be part of an… more
- NBC Universal (Orlando, FL)
- …control environment, with a specific focus on information technology. The Assurance & Advisory ("A&A") Manager will also be responsible for detail reviewing Sr. ... control and process improvement focus. Ensure the adequacy of, and compliance with, Universal Destinations & Experiences ("UDX") policies and procedures, applicable… more