- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and ... Other job-related duties may be assigned as required. **Job Family Group:** Compliance and Control **Job Family:** Surveillance **Time Type:** Full time… more
- Bloomberg (New York, NY)
- SEF Compliance Surveillance Lead and Advisory Compliance Officer - Legal & Compliance **New York, NY** Posted Apr 25, 2024 - Requisition No. 124842 ... We are looking for a Swap Execution Facility (SEF) Compliance Officer to join our SEF ...Assist with investigations and disciplinary actions + Provide advisory compliance services to the business + Review,… more
- Saratoga Casino Hotel (Saratoga Springs, NY)
- …Saratoga Casino Hotel welcomes you to apply! Your Role: Our successful Surveillance Officers promote outstanding relations with all guests and fellow Team Members ... Role: + At least 18 years of age + Previous experience in casino surveillance preferred. + Excellent written and verbal communication skills required. + Ability to… more
- AON (Chicago, IL)
- … Compliance Oversight Officer 's primary role is to assist the CCO (Chief Compliance Officer ) and Deputy CCO in leading the department's compliance and ... including the review of marketing materials, liaising with the business and monitoring / testing of marketing / sales...'s primary role is to assist the CCO (Chief Compliance Officer ) and Deputy CCO in leading… more
- Guardian Life (New York, NY)
- The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the firm to regulatory bodies and other key constituents as ... and other regulations, and ensure our organization remains in compliance . The Chief Compliance Officer ...in leading a team of associates providing guidance to business partners; oversight/ surveillance to the firm's daily… more
- S&P Global (New York, NY)
- …analytics and business intelligence skills. **Responsibilities:** As a Control Room Compliance Officer , you will be expected to + Monitor communications ... Role:** **Grade Level (for internal use):** 10 **The Role:** Compliance Officer - Control Room **The Team:**... Monitoring and Exams part of S&P Global Ratings Compliance . Its members apply standardized monitoring and surveillance… more
- Capital One (New York, NY)
- …(22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be the Commercial ... Broker Dealer Chief Compliance Officer ("BD CCO") for three institutional...compliance support to the Capital Markets line of business , a division within the Commercial Bank of Capital… more
- Morgan Stanley (New York, NY)
- …Morgan Stanley sponsored benefit programs.#LI-JB3 **Job:** **Other* **Title:** *Volcker Compliance Officer (Vice President)* **Location:** *New York-New York* ... a Firmwide Compliance Risk Management program, including Compliance risks that transcend business lines, legal...support functions on the development of Volcker controls and surveillance . > Working with compliance training staff… more
- Citigroup (Tampa, FL)
- … compliance training resources and tools available centrally to support country/ business compliance programs training and research needs. + Additional duties ... Serves as a compliance risk officer for Independent ...surveillance systems, and reporting activities. + Knowledge of Compliance laws, rules, regulations, risks and typologies and private… more
- Bosch (Burnsville, MN)
- …voice, sound and music complete our offering. **Job Description** The Foreign Trade Compliance Officer is responsible for ensuring that Bosch Security Systems ... or a related field. + At least 10 years of experience in foreign trade compliance , customs regulations, and international business practices within the NA / LA… more
- Morgan Stanley (New York, NY)
- …Risk Officer and/or the Regional Risk Officer * Focuses on business ethics and regulatory and compliance practices * Provides coaching and guidance on ... has dual reporting to the Complex Manager and Senior Complex Risk Officer . *DUTIES and RESPONSIBILITIES:* * Surveillance and Supervision* * Primary responsibility… more
- Morgan Stanley (Birmingham, AL)
- …escalation from the Market to the Regional Risk Officer . Focuses on business ethics and regulatory and compliance practices . Provides the coaching and ... is responsible for a wide variety of supervisory, compliance , and risk functions related to the Market. In...reporting to the Market Executive and Associate Regional Risk Officer . *DUTIES and RESPONSIBILITIES:* * * * Surveillance … more
- Houston Methodist (Houston, TX)
- At Houston Methodist, the Security Officer position is responsible formaintaining a safe and secure environment for patients, staff and visitors by patrolling and ... personal protection, traffic control and emergency response services. The Security Officer position may employ Houston Methodist-approved defensive tactics to ensure… more
- New York State Civil Service (New York, NY)
- NY HELP Yes Agency Labor, Department of Title Investigative Officer 1/Trainee (Public Work Wage)- NYC (NY HELPS) Occupational Category Enforcement or Protective ... the below NY HELPS minimum qualifications. NY HELPS Minimum Qualifications:Investigative Officer Trainee (Public Work Wage): four years of qualifying experience* or… more
- City of Boise (Boise, ID)
- Lateral Police Officer Print (https://www.governmentjobs.com/careers/boiseid/jobs/newprint/3767410) Apply Lateral Police Officer Salary Depends on ... CITY OF BOISE POLICE DEPARTMENT IS CURRENTLY ACCEPTING LATERAL POLICE OFFICER APPLICATIONS FOR 2024. (ANTICIPATING JANUARY AND JULY ACADEMIES) Minimum Qualifications… more
- City of New York (New York, NY)
- …they are regularly reviewed and updated to address evolving threats and business needs. Monitor compliance with cybersecurity policies and procedures within ... organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent… more
- Windham Mountain Resort (Windham, NY)
- …Windham Mountain and its affiliated/contracted Homeowner Associations and related business facilities. Security Officers are responsible for monitoring, protecting, ... Office of Safety and Security will act at the discretion of the Chief Officer of Safety and Security. Such Security Officers may be designated by general defined… more
- Citigroup (New York, NY)
- The Business Risk Officer / Supervisory Principal is a strategic professional who stays abreast of developments within own field and contributes to directional ... and escalate to Senior Management and partners including, but not limited to, Compliance , Legal, AML, Regional Business Risk, Regional COO and Sales Management… more
- University of Colorado (Aurora, CO)
- …research and educational areas), IT, process and quality improvement functions, business and administration areas, compliance , communications, DEI, and other ... Associate Director for Projects & Programs for the Chief Well-being Officer - 33537 Faculty **Description** **University of Colorado Anschutz Medical Campus**… more
- IHG (Washington, DC)
- …doors each day to work, shop, eat. We're looking for a highly competent Security Officer to join our team to monitor the premises and protect our valued staff, ... ideal candidate will have prior experience as a security officer or guard, as well as training in self-defense...+ Maintain the company's reputation with professionalism and legal compliance + Collaborate with other security officers for effective… more