- Citizens (Medford, MA)
- Description Compliance Manager - UDAAP and Consumer Protection This role reports to the UDAAP and Consumer Protection Director and supports the Office of ... Abuse laws, SCRA/MLA and Americans with Disability Act. The Compliance Manager assures all protected consumers and...Acting as a Subject Matter Expert and Advisor regarding UDAAP , SCRA/MLA, ADA, and Customer Harm compliance … more
- Huntington National Bank (Columbus, OH)
- Description The Fair and Responsible Banking Team - Compliance Group Manager assists the Enterprise Compliance Risk Director of Fair and Responsible Banking ... (Director) with providing regulatory compliance guidance and oversight in Fair Lending, Responsible Banking...guidance and oversight in Fair Lending, Responsible Banking and UDAAP (fair banking) matters to ensure a robust program… more
- Capital One (Melville, NY)
- …audit + Experience in the financial services industry + CRCM (Certified Regulatory Compliance Manager ) certification At this time, Capital One will not sponsor ... Whitman (22600), United States of America, Melville, New York Compliance Advisory Manager The Capital One Retail...Reg B, FCRA, ADA, SCRA, Reg E, Reg O, UDAAP , CRA, and state laws pertaining to deposit accounts… more
- City National Bank (Charlotte, NC)
- **QC and QA Manager - Private Bank, 1LOD Credit Products:** **_Hybrid Schedule, Charlotte, NC., Los Angeles, CA._** **WHAT IS THE OPPORTUNITY?** The QC and QA ... Manager has the primary responsibility for overseeing Private Banking's...responsible for direct management, monitoring, and reporting of underwriting compliance , loan documentation compliance , and risk control… more
- Capital One (Richmond, VA)
- …Qualifications:** + Master's Degree or Juris Doctor + CRCM(Certified Regulatory Compliance Manager ), CAMS (Certified Anti-Money Laundering Specialist), CIPP ... West Creek 3 (12073), United States of America, Richmond, Virginia Compliance Advisory Manager Capital One is a diversified bank that offers a broad array of… more
- Bankers Trust (Des Moines, IA)
- Compliance Manager Location Des Moines, IA # of openings 1 Apply Now ... by readers of the Business Record. Job Summary: The Compliance Manager supports the Bank's business units...Act (CRA), Unfair Deceptive and Abusive Acts and Practices ( UDAAP ), HMDA and FHA. Primary Functions and/or Responsibilities: .… more
- USAA (San Antonio, TX)
- …leaders. + Certified Information Privacy Professional (CIPP/US). + Certified Regulatory Compliance Manager (CRCM). The above description reflects the details ... so special! **The Opportunity** We are seeking a dedicated Compliance Risk Manager Lead-Omnichannel Compliance ...DD, Regulation E, Regulation O, ADA, Regulation Z, and UDAAP . + Demonstrated ability to apply knowledge of regulatory… more
- USAA (San Antonio, TX)
- …Charlotte, NC. Relocation assistance is not available for this position. As a dedicated Compliance Risk Manager - Lead, you will be responsible for supporting ... the Bank Compliance Program Office. This role provides second-line independent oversight...MLA; SCRA; Regulation DD; Regulation E; Regulation Z; and UDAP/ UDAAP . + General understanding of federal supervisory guidance, including… more
- PNC (Pittsburgh, PA)
- …to contribute to the company's success. As a Sr. Quantitative Analytics/Modeling Manager within PNC's Enterprise Compliance organization, you can be based ... or Cleveland, OH. Role Responsibilities: * Lead the risk compliance risk management program for models, machine learning, and...limited to, the Unfair or Deceptive Acts or Practices ( UDAAP ), Equal Credit Opportunity Act (ECOA), Fair Housing Act,… more
- USAA (Plano, TX)
- …of what makes us so special! **The Opportunity** As a dedicated **Audit Manager ,** you will lead and implement complex audit engagements throughout the audit ... audit standards. Makes recommendations for severity ratings to Senior Audit Manager (SAM)/Director. May communicate with regulators. + Utilizes and provides guidance… more
- American Express (Sunrise, FL)
- …across the enterprise launch more than 28,000 marketing campaigns. The Marketing Compliance Review (MCR) team within ECMX is responsible for consulting with ... successful launch of marketing which supports strategic business objectives and meets compliance standards. This is a senior MCR role that requires experienced,… more
- Citizens (Westwood, MA)
- …interfacing with business partners to drive meaningful reductions in fair lending compliance risk. You may use reporting, data analysis and monitoring of this ... various business line projects to address specific fair lending compliance risk issues, working with business leaders to analyze...and regulations, including but not limited to ECOA/Reg B, UDAAP , FHA, SCRA, FCRA, FDCPA. + Understanding of consumer… more
- Synchrony (Stamford, CT)
- …a stand-alone UDAAP Risk Assessment as a supplement to the Compliance Risk Assessment, demonstrating the linkage of inherent risk, control environment and ... of aggregate risk related to unfair, deceptive or abusive acts or practices (' UDAAP '). Further, this role will assist in the development and implementation of the… more
- Citizens (Westwood, MA)
- Description With a focus on fair lending compliance , as a First Line Risk Manager you will represent the First Line of Defense and identify and mitigate ... potential fair lending and/or UDAAP risks through the identification, management, and mitigation of...provide suggestion for remediation. You will provide fair lending compliance guidance for change control efforts to ensure impacts… more
- Capital One (Plano, TX)
- …and intellectual property law** + **Experience advising companies on matters of regulatory compliance , including with UDAAP , the FCRA, GLBA, ECOA, and TILA** + ... Plano Town Center (31064), United States of America, Plano, Texas Senior Manager , Senior Counsel - Financial Services Legal Team As a Senior Counsel on the Financial… more
- Liberty Bank (Middletown, CT)
- …is required. Advanced degrees (MBA, JD), and/or certifications such as Certified Regulatory Compliance Manager (CRCM) is a plus. + At least 10-15 years' ... (ECOA), Fair Housing Act (FHA), Unfair, Deceptive or Abusive Acts or Practices ( UDAAP ) and other related regulatory guidance. The Fair Banking Officer works directly… more
- Discover (Riverwoods, IL)
- …in compliance , audit, law, or risk management + Certified Regulatory Compliance Manager **Application Deadline:** The application window for this position is ... regulatory risks, exception reporting, identification of process improvements to mitigate AML, UDAAP , Fair Lending, and other compliance risks, and/or tracking… more
- Santander US (Dallas, TX)
- …+ ABA (American Banker's Association), preferred + Certified Regulatory Compliance Manager (CRCM), preferred **Skills** + Advanced knowledge ... Fair Lending and Originations Compliance Director Dallas, United States of America The...(Reg M), Unfair Deceptive Abusive Acts or Practices (Act UDAAP ), Fair Credit Reporting Act (Reg V) as well… more
- Bank OZK (Little Rock, AR)
- …Minimum of one (1) year of leadership experience preferred. + Certified Regulatory Compliance Manager (CRCM) certification preferred. Bank OZK is an equal ... Compliance Officer II + Job ID: 14061 +...FCRA, CAN-SPAM, Privacy, Regulation CC, EFT, ESIGN, SCRA, and UDAAP . + Ability to demonstrate effective organization, critical thinking,… more
- M&T Bank (Clanton, AL)
- …**Specific to Posting:** + This position works under minimal supervision of the Compliance Manager and is required to exercise independent judgment and ... **Overview:** **Function autonomously while executing the compliance strategy and advancing the Compliance ...and state); unfair, deceptive and abuse acts and practices ( UDAAP ), Home Mortgage Disclosure Act, etc. + Governance: Issues… more