- DWS Group (New York, NY)
- Job Description: Employer: DWS Group Title: AFC Compliance Officer (AFC & Compliance Officer ) Location: New York City Job Code: #LI-LV2 #LI-02 About DWS: ... DWS clients` activities or transactions. Role Details As a/an AFC & Compliance officer , you will (be): Acting as AFC advisor for DWS including Sanctions… more
- SBB Research Group (Northbrook, IL)
- Summary The Chief Compliance Officer will be a member of SBB Research Group's growing legal and compliance team; support the firm's core hedge-fund business ... (including corporate and investment fund matters); support the firm's compliance function; and provide general legal support. Responsibilities Assist with the annual… more
- SMBC (New York, NY)
- …findings or recommendations; + M&T findings or recommendations; and/or + Observations by Compliance officer or business staff member + Coordinate with relevant ... the Regulatory Governance team is responsible for production of Annual Compliance Reports and related senior officer certifications. **Responsibilities:** +… more
- SMBC (Jersey City, NJ)
- …offers a competitive portfolio of benefits to its employees. **Role Description** The Compliance - Functions Control Officer function plays a critical role in ... environment. **SCOPE** The role will report to Functions Control Officer Lead for Compliance . The incumbent will be responsible for supporting and leading… more
- Merck & Co. (Rahway, NJ)
- …authority (particularly USDA-APHIS-CVB-IC and/or -PEL) as an inspector, product reviewer, compliance officer , other GMP/regulatory role or Site Quality Head ... Job DescriptionThe USDA Compliance Subject Matter Expert (SME) - Associate Director,...Director, will report to the Animal Health Global Quality Compliance and Technical Lead.-- The responsibility of this position… more
- Stanford Health Care (Palo Alto, CA)
- …SHC/SMCH compliance and privacy matters, in collaboration with the SHC/SMCH Chief Compliance Officer and Privacy Officer , and plays a collaborative and ... Brief Overview** Reporting to the Senior Vice President (SVP) - Chief Compliance and Privacy Officer in the Office of Compliance and Privacy, the Executive… more
- Florida Atlantic University (Boca Raton, FL)
- …Security program and Export Control oversight. The Export Control and Research Security Officer supports compliance with US laws and federal research sponsor ... matters. Responsibilities: + Serve as the university's Export Control Officer , overseeing compliance with the Export Administration Regulations (EAR),… more
- Olympus Corporation of the Americas (Center Valley, PA)
- …audit work performed by others is highly valued. + Regulatory Agency as Compliance Officer preferred. + Strong written and verbal communication skills.Regulatory ... Agency as Compliance Officer preferred. **Why join Olympus?** _We offer a holistic employee experience supporting personal and professional well-being through… more
- Ralliant (Raleigh, NC)
- …and measurable improvements. In this role, you'll partner closely with our Chief Compliance Officer to **shape, scale, and innovate** our global compliance ... and accountability. Key Responsibilities + Partner with the Chief Compliance Officer to advance strategic goals and translate them into measurable operational… more
- Huntington Ingalls Industries (Newport News, VA)
- …HII Compliance Team and Law Department; responsible for assisting the Deputy Chief Compliance Officer (DCCO) and Chief Compliance Officer (CCO) with ... CORPORATE SR STAFF COUNSEL ( COMPLIANCE ) Location: Newport News, Virginia, United States Date:...to meeting you. **The Role** The Corporate Counsel for Compliance (CCC) at HII serves as a key member… more
- Principal Financial Group (Des Moines, IA)
- …strengthen our compliance framework. **What You'll Do** + Partner with the Chief Compliance Officer to implement, and oversee HR compliance policies and ... **What You'll Do** We're seeking a strategic, compliance -minded leader to join our team as an...to join our team as an **Director - HR Compliance ** . This role will play a critical part… more
- Children's Hospital Los Angeles (Los Angeles, CA)
- …is 100% onsite.** **Purpose Statement/Position Summary:** Under the direction of the Chief Compliance Officer and/or their designee, the Compliance and ... and privacy specialist and helps manage inquiries on a variety of compliance and privacy topics by gathering additional details on the questions/issues and… more
- Money Source Inc (Melville, NY)
- …eligibility. ? Provide loan quality feedback to the VP of Quality Control and Compliance Officer . ? Ensure reviews meet acceptable risk parameters. ? Maintain ... issues. ? Discuss audit results with VP of Quality Control and Compliance Officer . ? Review approved criteria loans for quality assurance. ? Alert management… more
- Federal Transit Administration (Washington, DC)
- …of Transit Safety and Oversight (TSO), Office of Safety Oversight and Compliance (TSO-20), Safety Enforcement Drug and Alcohol Compliance Division (TSO-23). ... Office(s) performing a variety of safety related oversight and compliance activities. Duties Help As a General Engineer (Senior...Duties Help As a General Engineer (Senior Regional Safety Officer ) you will : Senior RSO serves as lead… more
- SMBC (Jersey City, NJ)
- …The role will work closely with the SMBC Nikko Securities America, Inc., Chief Compliance Officer , SMBC Americas Division Head of Ethics Office, business unit ... of Registrations will report to the Head of Employee Compliance with responsibility to lead the Registrations Program across...supervisors, subject matter experts and compliance officers, Legal, Human Resources, Technology, and vendors. **Role… more
- SMBC (Jersey City, NJ)
- …The role will work closely with the SMBC Nikko Securities America, Inc., Chief Compliance Officer , SMBC Americas Division Head of Ethics Office, business unit ... Contributions Lead will report to the Head of Employee Compliance with responsibility for oversight of the firm's outside...supervisors, compliance officers, Legal and Human Resources. **Role Objectives** +… more
- Post Holdings Inc. (St. Louis, MO)
- …This assistant will be directly responsible to the Chief Human Resources Officer /Chief Compliance Officer for Post Holdings. **Responsibilities:** Executive ... Assistant will work closely with the human resources and compliance and other departments on a variety of events,...+ Provide general support to the human resources and compliance departments, as well as other departments by request.… more
- Bentley Systems (PA)
- …program. The Risk and Resiliency Manager will report directly to the VP, Chief Compliance Officer and act as a strategic business partner to leadership and ... responsible for guiding the oversight and execution of Bentley's enterprise compliance risk management, global business resiliency, and crisis response programs.… more
- Office of the Inspector General for Tax Administration (Washington, DC)
- …Mission Support (OMS). As a Deputy Inspector General for Mission Support (Chief Financial Officer ), you will serve as the Chief Financial Officer to the ... a Deputy Inspector General for Mission Support (Chief Financial Officer ), you will: - Direct and provide leadership and...position is conditioned upon review/check of the candidate's tax compliance . Further, all TIGTA employees are subject to an… more
- Formation Bio (New York, NY)
- …the growing drug development capabilities. This position reports to the Chief Development Officer . As the VP of Quality Assurance, you will establish and manage the ... organization to ensure our organization's compliance with the highest standards, including Good Manufacturing Practices (GMP), Good Laboratory Practices (GLP), Good… more
