- US Bank (Minneapolis, MN)
- …of the investment adviser and sub-advisers. This position also will primarily assist with Portfolio and Trading Compliance and the overall daily monitoring ... establishing policies, procedures and controls. **_Major Responsibilities:_** Assist the Director of Portfolio and Trading Compliance (" Compliance … more
- Sacramento Municipal Utility District (Sacramento, CA)
- …sophisticated trading strategies. You will be responsible for ensuring compliance with all applicable regulatory and market requirements, which is paramount in ... Title: Principal Energy Trading Specialist (Deadline Extended) Department: Power Trading...Responsibilities** + Conducts all weather and load forecasting and portfolio optimization processes. + Forecasts customer energy requirements considering… more
- Portland General Electric (Tualatin, OR)
- …energy solutions that are also affordable and accessible to all. As a Manager of Trading Analytics, you will have the unique opportunity to lead a team of analysts ... analyzing trends, and recommending strategies to optimize PGE's energy portfolio . You will manage PGE's participation in the market...This role offers an exciting chance to shape PGE's trading strategies and make a significant impact on the… more
- T. Rowe Price (Baltimore, MD)
- …and the Business ( Portfolio Management, Trading , Investment & Trading Solutions, Operations, Compliance ) to scope and prioritize projects supporting the ... from Traders, ETF Capital Markets Specialists, Portfolio Investment Analysts, Portfolio Managers, and Trading Analytics Associates to refine implementation… more
- TD Bank (New York, NY)
- …recommendations for enhancements, to the Global Head of Global Control Room and Compliance senior management. + **Global Control Room Portfolio Management** : ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $250,000 USD TD is committed to providing fair… more
- City National Bank (San Francisco, CA)
- …FA trade and investment related questions * Ability to learn the Firm's proprietary trading system, and the portfolio accounting system * Ability to multi-task ... * PORTFOLIO ANALYST* WHAT IS THE OPPORTUNITY? The ...management and client service operations processes * Respond to compliance inquiries, including those re: large withdrawals and source… more
- HSBC (New York, NY)
- …our investors, our communities and the planet we all share. The high yield Portfolio Manager (PM) will engage in the day-to-day management of all global and US ... as a core team member within the high yield portfolio management team, to implement strategy and credit specific...of daily flows by working in conjunction with the trading team, liaise with credit research analysts to discuss… more
- KeyBank (Cleveland, OH)
- … portfolio construction and client service activities, ultimately transitioning portfolio rebalancing, trading , and administrative activities for all client ... growth goals. **ESSENTIAL JOB FUNCTIONS** **Advisory** + Responsible for overall portfolio construction and investment strategy needs of clients. + Reviews, monitors… more
- KeyBank (Portland, ME)
- …to manage investment portfolios within a fiduciary framework. + Focus on trading , rebalancing, portfolio construction, asset allocation, and portfolio ... and depth of the Wealth Segment suite of capabilities. Position may manage Portfolio Advisor Associates and/or mentor less experienced Portfolio Managers. This… more
- Kemper (Chicago, IL)
- …believe a high-performing culture, valuable opportunities for personal development and professional challenge, and a healthy work-life balance can be highly ... Summary:** Kemper has an immediate need for an Assistant Portfolio Manager, Structured Finance. Individual will report to the...and to enhance negotiations of new deals and secondary trading opportunities + Arrange and lead meetings with external… more
- Huntington National Bank (Midland, MI)
- …financial capacity. This individual will work closely with our equity and fixed income trading desks, line of business and compliance partners, as well as the ... needs of high-net-worth client portfolios. The analysts will work very closely with Portfolio Managers to assure a high level of client service is provided. This… more
- Neuberger Berman (Chicago, IL)
- …+ Analyze macroeconomic data, market trends, and technical factors to inform trading decisions and portfolio positioning. + Support the investment grade ... and generating P&L for multiple fixed income portfolios, with a focus on trading and executing across a wide range of interest rate products including government… more
- Principal Financial Group (Des Moines, IA)
- …analytics + Five or more years of experience in fixed income strategies across trading , research, or portfolio management + Strong expertise in fixed income ... and execute trades, conduct market research, and provide insights to portfolio managers and analysts. **Key Responsibilities:** + Identify, analyze, and execute… more
- Manulife (Vista, CA)
- …policies, ie : codes of conduct, conflict of interest, trade allocation, front trading , distribution, etc ; + Perform investment compliance , rule coding and ... monitoring in compliance with approved parameters; + Manage personal trading disclosure program and perform gift clearance; + Update, maintain and perform… more
- SMBC (New York, NY)
- …incentive award. In addition to cash compensation, SMBC offers a competitive portfolio of benefits to its employees. **Role Description** The successful candidate ... will serve as the Chief Compliance Officer (CCO) and be responsible for leading all...programs, policies, and automated systems, including for both personal trading and firm trading . + Serve as… more
- Citigroup (New York, NY)
- …Solutions Senior Salesperson is an experienced and seasoned strategic professional who applies in-depth market knowledge. Recognized technical authority across ... metals franchise in the Americas and serve as an intermediary in trading for clients. This Salesperson role requires commercial awareness and good analytical… more
- Scotiabank (New York, NY)
- …senior management (internal and client) on the Bank's position with respect to trading documentation in a professional , informed manner. + Participation in ... financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange… more
- Wells Fargo (St. Louis, MO)
- …role:** Wells Fargo is seeking a Fixed Income Trader to join the Retail Trading department within Wealth and Investment Management (WIM). Learn more about the career ... (https://www.wellsfargojobs.com/career-areas/) . This trader is focused on WIM Fixed Income Trading Services provided to various WIM channels. **In this role, you… more
- Mizuho Corporate Bank (New York, NY)
- …of the areas below highly preferred (but not required): equity, sales and trading or research (including equities, electronic and program trading , equity ... Volcker rule). Knowledge of financial services operations, finance, liquidity, compliance , conduct, financial crime, technology, credit risk, market risk, regulatory… more
- HSBC (New York, NY)
- …share. We are looking for a high calibre candidate to join the fast-growing Repo Trading team based in New York, servicing our clients across the whole region and ... stakeholders in pursuit of the best outcomes. Develop direct trading relationships with other market participants + Manage the...and issuer credit risks that are generated in the portfolio . Understand how these exposures evolve overtime and be… more