- PNC (Houston, TX)
- …Pittsburgh, PA & Houston, TX. As a Compliance Program Advisor , you will be supporting PNC's SWAP Dealer organization. Responsibilities include but ... opportunity to contribute to the company's success. As a Compliance Program Advisor , you will... Swap Dealer organization, planning, developing, and implementing Compliance Program activities, and recommending and driving… more
- CIBC (New York, NY)
- …and Canadian Commercial & Wealth franchises. Reporting to the Head of US Compliance Examination Program , the Compliance Examination Specialist is accountable ... . Areas of coverage include: + SEC- registered investment advisor , + OCC regulated trust company, + SEC registered/FINRA...in a timely manner in accordance with the annual Compliance Examination Program + Evaluate processes for… more