- Family and Children's Association (Mineola, NY)
- Compliance Officer The Opportunity FCA is excited to announce an opportunity for the position of Compliance Officer . As we continue to grow and evolve, ... seeking a dynamic mission-driven leader who will oversee the compliance program , functioning independently and objectively to...evaluate compliance issues/concerns within FCA. The ideal Compliance Officer will ensure FCA complies with… more
- Endo International (Malvern, PA)
- …Global Commercial Business Compliance program to the Chief Compliance Officer and Senior /Executive management. Investigations, Auditing and ... Summary** Responsible for supporting the Executive Director, Global Commercial and R&D Compliance Officer with creating risk-based compliance strategies and… more
- Marex (New York, NY)
- …visit www.marex.com (http://www.marex.com/) (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Compliance Officer - Policies and Procedures of ... compliance advisor for each regulated entity. The Compliance Officer Policies and Procedures will also...scanning log for all US regulators. + Maintain US Compliance Training program . + Coordinate US … more
- Internal Revenue Service (Washington, DC)
- …to read the entire announcement before submitting their applications. The Deputy Chief Tax Compliance Officer for Strategy and Analytics serves as an advisor to ... the Chief Tax Compliance Officer (CTCO), to achieve the mission...emphasize your level of responsibilities, scope and complexity of programs managed, program accomplishments, policy initiatives undertaken… more
- Zions Bancorporation (Salt Lake City, UT)
- …to business line management in a professional manner. + Support the broker dealer compliance program and officer as needed. + Interact with business ... bring the talent; we bring the opportunity. We are currently seeking an Investment Compliance Officer within the Market, Liquidity, Wealth Risk & Compliance … more
- Stanford Health Care (Palo Alto, CA)
- …Chief Compliance Officer oversees a comprehensive hospital and clinical compliance program that includes but is not limited to ensuring compliance ... its overall effectiveness. + Leading and managing the organizational compliance program . + Developing and implementing written...of conduct related to compliance . + Stewarding compliance committees comprised of senior SHC/SMCH leaders.… more
- Wellington (Boston, MA)
- …the Role** The Compliance Officer will support Wellington Management's compliance program , focusing on the rules and regulations governing US registered ... infrastructure against these growth initiatives and implementing enhancements where necessary. The Compliance Officer will be a member of the Legal, … more
- Volvo Group (Greensboro, NC)
- Compliance Officer & Legal Counsel Location: Greensboro, NC, US, 27409 Position Type: Professional Transport is at the core of modern society. Imagine using your ... Volvo Trucks North America (VTNA) are looking for a Compliance Officer & Commercial Legal Counsel to...and oversee the implementation of Mack Truck's and VTNA's compliance programs to ensure adherence to relevant… more
- General Dynamics Information Technology (Falls Church, VA)
- …Cyber Compliance Officer will:** + Measures ARNG compliance with cybersecurity requirements and recommends cybersecurity program operational execution ... how agencies operate. Our work depends on a Cyber Compliance Officer joining our team to support...team to support Guard Enterprise Cyber Operations Support (GECOS) program in Falls Church, VA. At GDIT, we foster… more
- City of New York (New York, NY)
- …external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position will use an ... areas of concern. NYC Aging seeks a highly motivated Senior manager with broad-based experience in compliance ,...to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include… more
- Honeywell (Clearwater, FL)
- …future? Overview Honeywell International Inc. is seeking candidates for an opportunity as a Senior Export Compliance Officer , who will report directly to a ... the corporate Export Compliance Leadership Team. The Senior Export Compliance Officer 's primary...laws and regulations; and enhancing the function's overall export compliance program . Specific areas of focus include:… more
- T. Rowe Price (Baltimore, MD)
- …firm's investment compliance monitoring system, Charles River. The Investment Compliance Officer identifies, interprets, and programs restrictions into ... client operations managers and other internal and external parties. The Investment Compliance Officer also assesses the impacts of regulatory changes, new… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …strength and succession planning; recognizing and rewarding employees for accomplishments. Compliance Officer II- Mortgage Origination LOCATION -- Cincinnati, ... based upon subject matter expertise to Regulatory Monitoring and Change management Program ownership. + Recommend protocols for compliance testing. + Contribute… more
- T. Rowe Price (Baltimore, MD)
- …professional to join our North America Compliance team as a Senior Compliance Officer supporting our investment advisory businesses, specifically ... Compliance in developing and maintaining an effective compliance program that ensures adherence to legal...compliance and regulatory matters. + Support the Chief Compliance Officer in liaising with regulatory authorities,… more
- City National Bank (Los Angeles, CA)
- ** COMPLIANCE OFFICER SENIOR ** **WHAT IS THE OPPORTUNITY?** The Senior Compliance Officer is responsible for managing and maintaining assigned ... areas of the compliance program including monitoring business area compliance with applicable laws and regulations, ensuring controls are in place to… more
- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... compliance risk, and is represented by the Chief Compliance Officer as either a member or...Legal and control function colleagues to enhance the overall Compliance program . + Escalates regulatory concerns and… more
- Wellington (Boston, MA)
- … will support and provide leadership to Wellington Management's private investments compliance program , focusing on private credit. Wellington is expanding the ... of the role is to work with the Chief Compliance Officer to build-out, manage and execute...of material non-public information + Supporting Wellington's private investments compliance program (firmwide) regulatory risk areas including… more
- Bloomberg (New York, NY)
- …and correspond with regulators. We are seeking a Trade / Export Control Compliance Officer who is adept in US export control regulations specifically ... compliance across the various Bloomberg businesses. The Compliance Officer will maintain compliance ...entities globally. **We'll Trust You To:** + Lead Trade Compliance Program regarding export control restrictions as… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …methods to accomplishing work #LI-GM1 SUPERVISORY RESPONSIBILITIES: None Compliance Officer II- Compliance Testing Programs LOCATION -- Cincinnati, Ohio ... Bank. GENERAL FUNCTION: Responsible for conducting testing in accordance with the Compliance Testing Standards and Operating Procedures to ensure compliance with… more
- Tradeweb (New York, NY)
- Tradeweb Compliance is looking for a junior to mid-level compliance officer to support our core compliance functions across our regulated entities ... globally. You will provide support for ensuring our compliance programs are being followed by our...have a reporting line to a supportive and experienced compliance officer based in New York. You… more