- TD Bank (Portland, ME)
- …the effectiveness of operational procedures and key controls over regulatory compliance . This Compliance Testing Manager role will play a key part in the ... role which is outlined in the general summary below. **Job Summary:** The Compliance Testing Manager is responsible for planning and overseeing independent … more
- Scotiabank (New York, NY)
- Compliance Testing Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 225071 **Salary Range:** 90.000,00 - 167.200,00 _Please note that ... for every future! **Purpose** Contributes to the overall success of GBM&T Compliance Testing team and Swap Dealer and Derivatives Compliance ensuring… more
- Scotiabank (New York, NY)
- Manager , Compliance Testing **Requisition ID:** 223397 **Salary Range:** 90.000,00 - 167.200,00 _Please note that the Salary Range shown is a guideline only. ... and procedures. The primary responsibility of this position is to support compliance testing for Scotiabank's US operations. The US Compliance Testing… more
- Capital One (Plano, TX)
- Manager , Compliance Second Line Testing - Auto Finance The Compliance Testing Manager performs a key second line of defense role, to help ensure ... (URCCAM), and US - Regulation E - Electronic Fund Transfer Act (EFTA). The Compliance Testing Manager oversees transaction testing and control testing… more
- M&T Bank (Clanton, AL)
- …other compliance officers to confirm validity of issues; make recommendations to Compliance Testing Manager regarding the appropriate tier rating of ... assigned. Nature and Scope: The position works under the direction of the Compliance Testing Manager and is required to exercise independent judgment and… more
- Capital One (Mclean, VA)
- …and providing guidance on remediation + Advising and dispositioning findings identified by compliance testing + Supporting manager on regulatory exams and/or ... Compliance Advisor Manager Corporate Compliance is seeking a Compliance Advisor Manager to perform a key risk management role in the second line of… more
- Charles Schwab (Lone Tree, CO)
- …the team, as a Senior Manager , responsible for conducting risk-based compliance testing within our affiliated investment advisory programs and mutual funds. ... testing scopes that include applicable regulatory requirements and adhere to established compliance testing policies & procedures + Conduct compliance … more
- Lincoln Financial (Denver, CO)
- …#:** 74744 **The Role at a Glance** We are excited to be hiring a ** Manager , Compliance testing team** role in our Retirement Plan Services business ... lieu of Bachelor's) . Working knowledge of retirement plan administration, nondiscrimination testing and 5500's . ASPPA QKA _Nice-to-haves:_ . Working knowledge of… more
- KeyBank (Cleveland, OH)
- …on assignments and in collaboration with other members of REA team on projects and testing . The Senior Compliance Manager must have a strong understanding of ... , monitoring, issues management, and verification activities. The Senior Compliance Manager must exhibit strong leadership, initiative,...Job Functions** + Lead and manage a team of compliance testing professionals and provide oversight of… more
- TD Bank (Portland, ME)
- …work experience + 7+ years of experience **Preferred Skills:** + **Certified Regulatory Compliance Manager (CRCM)** + **Prior testing , audit or business ... team of enthusiastic colleagues dedicated to setting new industry standards. The Compliance Business Oversight Manager provides second line oversight and support… more
- Entergy (Jackson, MS)
- …Entergy will not sponsor candidates for work visas for this position. **Job Segment:** Testing , Compliance , Product Manager , Senior Product Manager , Law, ... creates presentations to optimize the utility's product portfolio and ensure compliance with all relevant regulations. **Data Collection and Analysis:** + Gather,… more
- Entergy (Baton Rouge, LA)
- …will not sponsor candidates for work visas for this position. **Job Segment:** Testing , Project Manager , Compliance , High Voltage, MBA, Technology, Legal, ... **Job Title:** Senior Staff Project Manager , Transmission and Substation Capital Projects **Work Place Flexibility:** Hybrid **Legal Entity:** Entergy Services,… more
- Capital One (Mclean, VA)
- …Testing (CGT), is seeking an experienced, highly motivated Technology Controls Testing Manager , with strong interest in process maturity, cybersecurity, ... Manager , Technology Controls Testing (ES Risk)...testing activities aligned with regulatory, risk management, and compliance requirements + Guide a team of technology control… more
- TD Bank (Greenville, SC)
- …enthusiastic colleagues dedicated to setting new industry standards. **Job Summary:** The Senior Compliance Testing Analyst executes independent testing of ... standards + Provides analysis on issues and effectively communicates results to Compliance Testing management and assists management in communicating results to… more
- TD Bank (New York, NY)
- …culture and comprehensive approach to managing regulatory compliance risk. This Director - Compliance Testing Team Lead role is a newly created role on the ... Monitoring and Testing Team. The Director - Compliance Testing Team Lead oversees/leads a team(s)...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Aegon Asset Management (Cedar Rapids, IA)
- …206(4)-7 testing /reporting, etc. In addition, the candidate will assist with compliance testing for World Financial Group (WFG). The candidate should possess ... in implementing new and/or enhanced practices. + Assist the Compliance Manager in reviewing and updating the...in reviewing and updating the Regulatory Risk Matrix and Compliance Testing Calendar and creating Management Reporting.… more
- TD Bank (New York, NY)
- … Monitoring and Testing + Assist with developing and executing the annual Compliance Testing plan + Determine scope of reviews; build detailed review steps; ... globally + Assist in identifying areas for enhanced Monitoring, Testing or training Core Compliance + Develop...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Eurofins (Tacoma, WA)
- …is an international life sciences company, providing a unique range of analytical testing services to clients across multiple industries, to make life and our ... and labelling is accurate. Eurofins is dedicated to delivering testing services that contribute to the health and safety... in Tacoma,WA is seeking a Specilaity Metals Department Manager . The Specialty Metals Department Manager is… more
- HSBC (Buffalo, NY)
- …our investors, our communities and the planet we all share. The purpose of the Control Testing Senior Manager is to lead a team of control testers to ensure ... Knowledge of CIB processes is diserable As our Control Testing Senior Manager , Corporate and Institutional Banking... deliverables through effective coaching and overseeing the control testing team and ensuring compliance with the… more
- PNC (Miamisburg, OH)
- …and have an opportunity to contribute to the company's success. As a Enterprise Testing Manager within PNC's Enterprise Testing organization, you will be ... and controls. **Job Description** + Communicates effective business unit compliance testing and reviews to prevent or...has fundamental expectations of our people managers. As a manager of talent in PNC, you will be expected… more