- USAA (Colorado Springs, CO)
- …truly makes us special and impactful. **The Opportunity** We are seeking a Compliance and Operational Risk Testing Analyst Lead for our Bank Risk ... + 8 or more years of meaningful work experience (internal/external audit, operational risk / compliance testing , quality assurance) + Knowledge of relevant… more
- USAA (Phoenix, AZ)
- …us special and impactful. **The Opportunity** As a dedicated Compliance and Operational Risk Testing Analyst, you will execute independent testing ... of a degree. + Minimum 6 years' relevant work experience (internal/external audit, operational risk / compliance testing , quality assurance) + Demonstrated… more
- USAA (Phoenix, AZ)
- …makes us special and impactful. **The Opportunity** As a Compliance and Operational Risk Testing Analyst Lead specializing in IT Infrastructure, you ... degree. + 8 or more years of work experience (internal/external audit, operational risk / compliance testing , quality assurance) + Experience interpreting… more
- Wells Fargo (Minneapolis, MN)
- …Specialist will be accountable for developing and executing independent operational and compliance risk control testing focusing on emerging issues and ... work experience, training, military experience, education. **Desired Qualifications:** + Experience in Audit, Compliance , Risk and Testing . + Full testing… more
- Regions Bank (Birmingham, AL)
- …**Primary Responsibilities** + Serves as subject matter expert in compliance and operational risk to effectively execute testing activities + Maintains ... of the system. **Job Description:** At Regions, the Enterprise Risk Testing Analyst is a second line...Bachelor's degree and seven (7) years of experience in Compliance , Operational Risk , Quality Assurance/Control,… more
- JPMorgan Chase (New York, NY)
- …the status quo and striving to be best-in class. As a Data & Analytics (D&A) Compliance , Conduct & Operational Risk (CCOR) (AI) - Vice President within the ... regulatory adherence. You will provide independent second-line coverage for compliance , conduct, and operational risk ... testing for AI across the firm, addressing operational , compliance , and conduct risks. Additionally, you… more
- Equitable (Charlotte, NC)
- Staff Auditor II - Products Compliance and Operational Risk Management ( 2500009Y ) **Primary Location** : UNITED STATES-NC-Charlotte **Other Locations** : ... systematic, disciplined approach to evaluate and improve the effectiveness of risk management, control and governance processes. Key responsibilities include the… more
- BMO Financial Group (IL)
- …Purpose: **To Boldly Grow the Good in Business and Life.** Our Senior Manager, Compliance & Operational Risk Enablement provides subject matter expertise in ... oversight for the business. Reports on trending and escalates as needed. Risk assesses policies, procedures, and workflows. Project work as assigned. Implements… more
- Citigroup (Jacksonville, FL)
- …these standards **Qualifications** : + Minimum of 6-10 years of experience in operational risk management, compliance , audit, or other control-related ... from activities and processes against conformance with applicable requirements to strengthen risk management quality such as quality testing performed for… more
- MUFG (Tampa, FL)
- …risk , effective design and evaluation of controls, and sustainable solutions to mitigate operational and technology risk . Control testing is an integral ... bank policies, procedures, and regulatory requirements to mitigate technology risk to the firm + Execute testing ...in IT external audit, IT internal audit and technology risk and/or ITGC assessment for compliance with… more
- MUFG (New York, NY)
- …reviewer for Product & Services risk assessments 2) Perform sample-based framework compliance testing (e,g, QA, testing or monitoring) 3) Support ... in control testing techniques and documentation + Strong understanding of operational risk management programs and practices, including third party risk… more
- BMO Financial Group (New York, NY)
- …exposure, including, but not limited, to Operational Risk , Credit Risk , Business Continuity, Regulatory Compliance , Cyber Security, Third Party Risk , ... as research and advisory services to clients around the world. #bmocapitalmarkets The **VP, Operational Risk & Resilience, Global Markets (GM)** is part of the… more
- Cambridge Savings Bank (Waltham, MA)
- POSITION: Operational Risk Analyst Summary: At Cambridge Savings Bank, our purpose is to have a positive impact on our customers, employees, and community's ... to exceeding expectations and having a strong commitment to diversity and inclusion. The Operational Risk Analyst, under the direction of the Operational … more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Lead Operational Risk Officer in Operational ...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- City National Bank (Charlotte, NC)
- …banking environment * Minimum 10 years of experience in risk management, operational risk management, compliance , or audit functions in the financial ... * OPERATIONAL RISK BUSINESS OVERSIGHT PROGRAM MANAGER*...literacy * Lead the execution of ORM framework key risk activities, including monitoring compliance with ORM… more
- Citigroup (Getzville, NY)
- Operational Risk Reporting & Analytics team within Citi Risk - Data Analytics Reporting & Technology (DART) is responsible for the production of ... comprehensive operational risk information for Citi internal critical...Capital / RWA model, CCAR model, Global Systemic Stress Testing , and the production of internal and regulatory reports/submissions… more
- Discover (Riverwoods, IL)
- …to success will be providing an effective second line of defense including monitoring, testing , and operational risk assessments of the business to ensure ... Description:** **What You'll Do** This role is responsible for operational risk oversight activities specific to a...leaders, and other second and third line leaders including compliance risk and internal audit. This role… more
- Citigroup (New Castle, DE)
- …Foundational Programs or Policy Teams + USPB Compliance Officers + USPB Senior Operational Risk Managers + Enterprise ORM Risk Category Owners (eg, ... action to establish Path to Green or effective remediation. + Independently lead Operational Risk Independent Assurance, Control Testing , and Risk… more
- Citigroup (Getzville, NY)
- The Operational Risk Sr Analyst is a seasoned professional role. Applies in-depth disciplinary knowledge, contributing to the development of new techniques and ... area of specialization. **Responsibilities:** **Establishes and oversees the application of operational risk policies, technology and tools, and governance… more
- Citigroup (Jacksonville, FL)
- …Concerns or QUEST Observation Logs based on the Business. + Creates materials for Operational Risk Forums (ORF) and senior meetings as needed and investigates ... individual contributor position accountable for end-to-end controls monitoring - ie, operational controls performance assurance/ testing - which includes design,… more