- Unknown (New York, NY)
- …Privately Held About the Role The Company is seeking an MD, Head of Compliance , Trade Surveillance , and Communications to lead a team of compliance ... Managing Director, Head of Compliance , Trade Surveillance and...and insider dealing. The position requires the ability to lead a team, collaborate with business groups, and participate… more
- Unknown (New York, NY)
- Vice President, Compliance Manager, Trade Surveillance , Portfolio Management & Surveillance Initiatives About the Company Nationally acclaimed banking ... About the Role The Company is seeking a VP Compliance Manager for Trade Surveillance ...management, and regulatory responses, and will be expected to lead a team of specialists in providing expert advice… more
- Unknown (New York, NY)
- …be responsible for overseeing and enhancing the FX, commodities, and derivatives trade surveillance program, ensuring compliance with regulatory ... a US Head of Foreign Exchange (FX) and Commodities Surveillance - Director to lead and manage...prioritization, and providing regular reports to senior management on surveillance activities, risks, and compliance status. The… more
- Merck & Co. (Rahway, NJ)
- …subject matter expert via engagements with Health Authorities and Industry Trade Organizations.HF Ownership & Accountability Instill a culture of accountability ... support and resources to empower team members without diminishing their task ownership. Lead by example in owning the end-to-end execution of HF initiatives, from… more
- SMBC (New York, NY)
- …+ Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance + Employee ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...compliance matters. + Assist the Regulatory Governance Team Lead in coordinating the intake and responses to regulatory… more
- ExxonMobil (Spring, TX)
- **About us** At ExxonMobil, our vision is to lead in energy innovations that advance modern living and a net-zero future. As one of the world's largest publicly ... in Our Team** Join ExxonMobil as a Regulatory & Compliance Advisor. Become part of a team responsible for...these policies - Propose and implement new monitoring and surveillance techniques based on changes to the business's trading… more
- Unknown (Tampa, FL)
- …Bank Insurance Asset Management Investment Management Financial Transactions International Trade Capital Management Assistance Services Risk Analysis Home Ownership ... Lending Services Financial Trading Foreign Trade Mobile Communication Blockchain Regulatory Affairs Sustainability Corporate Citizenship Credit Specialties banking… more
- Jobleads-US (Rahway, NJ)
- …HF subject matter expert via engagements with Health Authorities and Industry Trade Organizations. HF Ownership & Accountability Instill a culture of accountability ... support and resources to empower team members without diminishing their task ownership.* Lead by example in owning the end-to-end execution of HF initiatives, from… more
- GCI Communication Corp (Wasilla, AK)
- …excavators for excavation, foundation laying, and construction tasks. Ensure compliance with Alyeska badging requirements, including mandatory random drug screenings ... for access to restricted areas. + Quality Assurance & Operational Acceptance: Lead quality control initiatives during construction and repair phases, ensuring that… more
- JPMorgan Chase (Jersey City, NJ)
- …**Required qualifications, capabilities, and skills** + Bachelor's Degree + 3+ years of Trade Surveillance or other compliance , regulatory, or related ... status quo, and striving to be best-in-class. As a Surveillance Lead Vice President within the North...President within the North America and Latin America Swaps Trade Surveillance team, you will play a… more
- TD Bank (New York, NY)
- …regulatory compliance by developing and maintaining a comprehensive Trade Surveillance program, including identifying emerging risks, regulatory developments ... lead and key stakeholders to: maintain TDS' compliance surveillance framework; manage large surveillance...This position will focus on the trade surveillance portfolio and related initiatives. The VP Compliance… more
- TD Bank (New York, NY)
- …Compliance team is seeking a VP Compliance Manager for the brand new Trade Surveillance Quality Assurance team to develop and build out a global ... with departmental review procedures. The incumbent will collaborate closely with Trade Surveillance and Communications Surveillance Team leads, who… more
- TD Bank (New York, NY)
- …The TDS US Compliance team is looking for Associate candidates to join the trade surveillance team. Preferred 3-5 years of experience in surveillance of ... of issues * Network with other colleagues in Global Surveillance and the wider Compliance teams and...in the discussion * Gain an understanding of new trade surveillance modules and surveillance … more
- TD Bank (New York, NY)
- …mechanisms for senior management. + Stakeholder Engagement: Serve as primary contact to Trade Surveillance teams, CDO, Compliance Technology, and Front ... Compliance team is seeking a Director-level candidate to lead the Surveillance Data Quality Team. This...will have deep expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at… more
- Bank of America (Charlotte, NC)
- Compliance & Operational Risk Specialist - Trade Surveillance Charlotte, North Carolina **To proceed with your application, you must be at least 18 years of ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/ Compliance Operational-Risk-Specialist Trade - Surveillance \_25040545-2) **Job Description:**… more
- SMBC (Jersey City, NJ)
- … Department is seeking a highly skilled Executive Director, Head of Communications Surveillance to lead and enhance its communications surveillance framework ... regulatory changes and business needs, ensuring a robust and effective communications surveillance program. **Role Objectives** + Lead and manage the… more
- General Atomics (Washington, DC)
- … surveillance systems. We have an exciting opportunity for a senior trade compliance professional to join the company's International Trade ... enable and shape global business strategies, by providing critical trade compliance guidance and obtaining effective export...of sensitive information; + the ability to initiate, plan, lead and manage projects; + the ability to represent… more
- JPMorgan Chase (Tampa, FL)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Trade Surveillance Vice President on the Specialized Testing Team within the ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...and skills** + 3+ years of experience in a Trade or Trade Surveillance role.… more
- JPMorgan Chase (New York, NY)
- … compliance advice and guidance on regulatory topics + Review and disposition trade alerts escalated from Trade Surveillance and reporting/escalation to ... challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Lead within the Compliance , Conduct and Operational Risk (CCOR)… more
- TD Bank (New York, NY)
- …across broker-dealers and swap dealers and draft relevant content + Act as a Compliance lead in relevant remediation projects, which will include: + conducting ... behaviors, market platforms, vendor technologies and operational elements. Experience in trade or communications surveillance a plus. + Firm understanding… more
