- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division ("CPAD") is seeking an Analyst for Compliance Monitoring and Testing . The Analyst is responsible for ... range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse...+ Serves as a tester for all facets of compliance monitoring and testing engagements.… more
- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division ("CPAD") is seeking a Compliance Monitoring and Testing Associate. The Associate-level position ... testing engagements is essential. **Role Objectives** + Supporting examiner-in-charge of Compliance Monitoring and Testing engagements. + Assists in the… more
- TD Bank (New York, NY)
- …Qualifications:** This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... Compliance program as needed. **Depth & Scope:** Compliance Monitoring and Testing +...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- Scotiabank (Dallas, TX)
- …administration, finance, or similar field. * Prior experience in AML Monitoring , Testing or Audit in a regulatory, compliance , or quality assurance capacity ... Analyst, US AML Monitoring and Testing **Requisition ID:** 242186...controls analysis. * In addition: o An understanding of compliance and testing best practices. o Good… more
- Mizuho Corporate Bank (New York, NY)
- …and industry standards (SEC, FINRA, GDPR, etc.) Key Outcomes: + Improved compliance monitoring and surveillance capabilities. + Streamlined compliance ... clear, actionable technical specifications. Lead the analysis and design of compliance technology solutions, including transaction monitoring and case… more
- Truist (Richmond, VA)
- …testing subject matter expertise and strategic guidance. Drive implementation of automated testing , KRIs, KPIs, and compliance monitoring . Support risk ... 1. Develop and design framework for execution of control monitoring and testing of all risk types...to Enterprise deliverables) to evaluate Business Unit adherence to corporate standards related to internal controls. 4. Incorporate results… more
- JPMorgan Chase (Columbus, OH)
- …people-focused environment? Join us to lead a new Center of Excellence dedicated to testing and monitoring AI solutions that support HR and Employee Experience. ... and deliver enterprise-grade solutions. As an Executive Director, AI Testing & Monitoring - HR & Employee...the accountable owner for model quality assurance and ethical compliance across all HR and Employee Experience AI use… more
- Ally (Harrisburg, PA)
- …demonstrates proficiency in executing efficient and effective tests aligned with risk, ensuring compliance with Testing and Monitoring methodology and all ... You're constantly evolving, so shouldn't your opportunities be, too? **The Opportunity** The Testing and Monitoring Analyst II for Invest operates with a high… more
- M&T Bank (Buffalo, NY)
- …impacting the business unit. + Build a working relationship with Internal Audit, Corporate Operational Risk and Corporate Compliance Portfolio Managers. + ... management function by assisting with the identification and assessment of risks, risk monitoring and testing , and issues management. Provide assistance in the… more
- Mizuho Corporate Bank (New York, NY)
- …Group. + Model Ownership: Maintain and update the models owned by the stress testing team to ensure compliance with Model Risk requirements. Qualifications: + ... Summary: The Americas Risk Management unit is responsible for monitoring and evaluating risks across a number of categories...highly skilled and experienced individual to join our Stress Testing and Capital Analysis team as a Director. The… more
- Mizuho Corporate Bank (New York, NY)
- …Group. + Model Ownership: Maintain and update the models owned by the stress testing team to ensure compliance with Model Risk requirements. Qualifications: + ... Summary: Americas Risk Management unit is responsible for monitoring and evaluating risks across a number of...highly skilled and experienced individual to join our Stress Testing and Capital Analysis team as a Vice President.… more
- Charles River Laboratories (Wilmington, MA)
- …**Job Summary** The Compliance Associate will report to the Executive Director, Corporate Compliance and Ethics, and and working in close partnership with ... and auditing the Company's Legal Compliance program; managing compliance -related training and communications; monitoring compliance by third… more
- L3Harris (Arlington, VA)
- …cyber domains in the interest of national security. Job Title: Principal, Internal Monitoring - Global Trade Compliance Job Code: 32538 Job Location: Arlington, ... every other Friday off Job Description: The Principal, Internal Monitoring - Global Trade Compliance will focus on...Incidents (RCI) as needed + Assist with managing the corporate trade compliance program. + Develop and… more
- TD Bank (New York, NY)
- …**Job Description:** This VP, Compliance is a key member of the TDS US Compliance Monitoring & Testing (M&T) Team, responsible for working on the ... + Assist with the development, implementation and coordination of the Compliance Monitoring program, including evaluating program design elements, analyzing… more
- TD Bank (Mount Laurel, NJ)
- …Compliance for Credit Cards and Unsecured Lending, specifically related to regulatory compliance monitoring . This role will execute monitoring , conduct ... would require the following: + Ability to execute and enhance the Bank's monitoring program + Manages and/or perform independent compliance reviews of regulatory… more
- Regions Bank (Birmingham, AL)
- …will be impacted by these changes + Administers a monitoring and testing program to ensure effective compliance with all applicable laws and regulations ... section of the system. **Job Description:** At Regions, the Corporate Compliance Analyst is a second line...like Excel, Tableau, Power BI + Assist with CRA testing and monitoring activities + Assist with… more
- USAA (Charlotte, NC)
- …process, with a particular emphasis on Static and Dynamic Application Security Testing (SAST/DAST). Key responsibilities will include conducting monitoring and ... **The Opportunity** We are seeking a SSLDC Risk and Compliance Advisor I - Risk Assessment to join our...Cycle. The ideal candidate will possess Risk and Control Testing Expertise, with a strong focus on evaluating the… more
- UMB Bank (Jefferson City, MO)
- ** Corporate Compliance Services** partners with UMB... monitoring and other mandated programs. As a Compliance Testing Analyst, you will carry out ... a strong Compliance Management Program + Plan, develop and execute compliance testing , including control design and performance reviews and transactional … more
- ASR Group/Domino Sugar (Baltimore, MD)
- …Laboratory leaders. Additionally, the position leads the coordination of third-party testing to support supplier qualification and monitoring , unique finished ... Supplier Quality team in the coordination of third party testing for supplier qualification / monitoring and...general staff as required by ASR + Complete laboratory testing for corporate samples as required +… more
- Atlantic Health System (Morristown, NJ)
- …site. + Corporate Flu Clinics (September- November) + Health Fairs/ Screenings/ Testing + Lectures/Webinars + Attends all Team Meetings At Atlantic Health System, ... diem Nurse Practitioner to be part of the Atlantic Corporate Health team. The NP will be responsible for...steps to contain infectious diseases. + Provides education & monitoring for chronic illnesses as required by the patient… more