- Neuberger Berman (New York, NY)
- …FINRA Gateway queues, reports, and information requests + Provide reporting to business management , supervision and compliance teams to ensure regulatory ... Neuberger Berman is looking for a Senior Registration Analyst to join our Legal and Compliance team,...as required **Qualifications:** + Bachelor's degree in a related business field + 3-5 years' experience in registration, licensing,… more
- The Toro Company (Bloomington, MN)
- Senior Analyst , Landscape & Contractor - The Toro Company Who Are We? With roots dating back to 1914, The Toro Company was built on a tradition of quality and caring ... environment, including turf and landscape maintenance, snow and ice management , underground utility construction, rental and specialty construction, and irrigation… more
- SMBC (Charlotte, NC)
- …institutions. Based in New York City, we are an SEC registered Broker dealer that provides financial products and services to global institutional clients, focusing ... within SMBC Nikko Securities America, Inc. is seeking an Analyst level candidate to provide operational support to the...to provide operational support to the Fixed Income Securities business . This role is an extension of the broader… more
- General Motors (Warren, MI)
- … supports long-term growth and competitive advantage in the automotive retail industry. The Dealer Business Management Analyst (DBM) provides financial ... frequency dictated by the business . **The Role:** Dealer Business Management (DBM) team...reports, and leading profit improvement consultations with dealers. The analyst acts as a trusted advisor, helping stakeholders identify… more
- Zurich NA (Overland Park, KS)
- F&I Dealer Administrator - Quality Reporting Analyst 128026 Zurich is currently seeking aF&I Dealer Administrator-Quality Reporting Analyst . In this ... complex problems. + May be asked to assist other business units with data analysis efforts. + Ensures customer...property-casualty insurance solutions and a wide range of risk management products and services for businesses and individuals. We… more
- Regions Bank (Charlotte, NC)
- …of the system. **Job Description:** At Regions, the Capital Markets Compliance Analyst performs compliance tasks and deals with compliance issues with limited ... supervision. **Primary Responsibilities** + Monitors legal entity and business unit activity to ensure compliance with laws, regulations, and internal procedures +… more
- State of Colorado (CO)
- …Investigator III (Lakewood) Firearms Dealer Division Print (https://www.governmentjobs.com/careers/colorado/jobs/newprint/5111375) Apply Criminal Investigator ... III (Lakewood) Firearms Dealer Division Salary $73,380.00 - $80,904.00 Annually Location Statewide,...within the state for those who participate in the business of dealing in firearms. The Criminal Investigator III… more
- M&T Bank (Clanton, AL)
- …Assessments), interim update memos, a covenant monitoring program, problem loan management , early warning indicators, and other forms of credit surveillance. Review ... RMs to gain a thorough understanding of the client/prospect and their business to effectively analyze and underwrite the proposed transaction. Based on underwriting… more
- Toyota (Plano, TX)
- …Toyota's Warranty Operations is looking for a passionate and highly motivated Sr. Analyst Warranty Field Operations The primary responsibility of this role is to be ... utilized as KPIs and resources for the field and dealer networks + Support Warranty Assessment Score (WAS) program,...+ Field Interface - Interact with field staff and management regarding expense control topics related to warranty expense… more
- HTC Global Services Inc (Auburn Hills, MI)
- …parameters. + Monitor and troubleshoot daily data transmissions from dealership DMS ( Dealer Management Systems) to corporate systems. + Review, interpret, and ... of other perks. Job Description: We are seeking a Dealer Advisor and Systems Analyst to join...business , and customer facing) + Understanding of Parts management . Includes parts inventory, sales, and stocking policy experience… more
- Citigroup (Getzville, NY)
- …Bank and non-Bank affiliates. Citi is seeking a strategic professional to support the business management and governance activities of the CBNA and US Entities ... Governance Lead supporting them across all strategic efforts. The Business Execution & Governance Lead Analyst will...the latest regulatory guidance. Chief of Staff and Project Management : * Support the Business Execution &… more
- NBT Bank (Norwich, NY)
- …business partners including, but not limited to, Indirect Lending Management , Dealer Relationship Managers, Operations, LDCC, Call-Center, Accounting, ... all Retail Installment Contract data, and consumer application data within the Dealer Finance Department. Education and Experience: + Minimum requirement of a High… more
- TD Bank (Mount Laurel, NJ)
- …training.** + **Delivers relevant subject matter expertise and Compliance advice to business management .** + **Assist senior compliance managers with regulatory ... may lead end-to-end processes or functional programs + Contact for business management , external/internal auditors, dealing with non-routine information +… more
- Ford Motor Company (Dearborn, MI)
- …countries around the world. **In this position ** The Operational Risk Compliance Business Analyst will help drive operational excellence and mitigate risk at ... to help maintain a robust control environment. The Operational Risk Compliance Business Analyst collaborates closely with key stakeholders across various Ford… more
- Guardian Life (New York, NY)
- …applicable laws, regulations, and compliance standards impacting Guardian's retail wealth management business , including its affiliated broker- dealer and ... capabilities, which includes accountability, interpersonal effectiveness, ability to demonstrate business savvy, being a subject matter expert, all while supporting… more
- Lincoln Financial (Fort Wayne, IN)
- …**Requisition #:** 74752 **The Role at a Glance** The Senior Project Manager & Business Analyst - Corporate Finance you will provide leadership and direction on ... complex projects/initiatives through execution of consulting services, including project management , business analysis and relationship management . This… more
- Citigroup (New Castle, DE)
- …and monitoring the Citibank's Federal Reserve Bank. **Role Description** The Balance Sheet Management Lead Analyst will be the main trader managing daily ... ** Business Description** Citi Treasury Investments (CTI) leads and...liquidity objectives + Manage intercompany funding activities for Broker Dealer legal entities Project Management & Coordination… more
- Robert Half Technology (Philadelphia, PA)
- Description We are looking for a skilled and motivated Business Analyst to join our team in Philadelphia, Pennsylvania. In this role, you will collaborate with ... stakeholders to address business challenges and leverage data-driven insights to inform decision-making....operational efficiency. * Communicate findings and strategies to senior management and enterprise staff to foster a culture of… more
- Guardian Life (Nashville, TN)
- …capabilities, which includes accountability, interpersonal effectiveness, ability to demonstrate business savvy, being a subject matter expert, all while supporting ... be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst , Park Avenue Securities, and Park Avenue Investment Advisory, you will conduct… more
- TD Bank (Marlton, NJ)
- …Investment Advisory Service and a US Broker Dealer and TD Wealth Management Services Inc. (TDWMSI). The Central Supervision Analyst performs essential trade ... Business :** TD Wealth **Job Description:** The Central Supervision Analyst is a FINRA and SEC regulatory supervisory principal...to communicate effectively with all levels of staff and management . + Ability to prioritize and multi-task with a… more
