- Charles Schwab (Westlake, TX)
- **Your opportunity** ** Director , Retail Supervision & Risk Management** At Schwab, you are empowered to make an impact on your career. Here, innovative ... the status quo" and transform the finance industry together. Retail Supervision and Risk Management...industry environment. We are seeking a visionary and results-oriented Director to lead shape, oversee, and drive impactful outcomes… more
- Vanguard (Malvern, PA)
- …to protecting Vanguard and our funds with integrity and excellence. The Compliance Director , Retail Regulatory Enablement will: + Act as a strategic partner ... other control groups. + Serve as a trusted advisor to Vanguard's retail advice, wealth management, and brokerage businesses. Work collaboratively with the… more
- Ochsner Health (Harahan, LA)
- …- 10 year of related healthcare/business experience including three years of supervision or management experience. **Knowledge Skills and Abilities (KSAs)** + Must ... emergency care or first aid. There is no occupational risk for exposure to communicable diseases Because the incumbent...works within a healthcare setting, there may be occupational risk for exposure to hazardous medications or hazardous waste… more
- University of Miami (Miami, FL)
- …. The University of Miami/UHealth has an exciting opportunity for a Director , Pharmacy. Under the general supervision of the Executive ... Director of Pharmacy or her/his designee, Director of Business Operations will provide leadership and strategic direction for 340B operations, both in-house and … more
- Compass Group, North America (Indianapolis, IN)
- CCL Hospitality Group Position Title: Culinary Director - Travel Indianapolis Salary: $85,000 Other Forms of Compensation: Bonus + Benefits With people as our core ... self motivated and able to work effectively with little supervision ; and detail oriented with the ability to effectively...systems & processes for Senior Living, Health Care, and Retail management. * Ability to communicate clearly and concisely… more
- Aegon Asset Management (Cedar Rapids, IA)
- …Corporate , which includes Finance, People and Places, General Counsel, Risk , Internal Audit, Strategy and Development, and Corporate Affairs, which covers ... . Job Description Summary Transamerica Financial Advisor (TFA) is searching for a Director of Compliance. This position will report to TFA's Chief Compliance Officer… more
- Crate & Barrel (Northbrook, IL)
- …driven professional with an inclusive mindset to join our team as a Director , eCommerce Architecture. The Director , eCommerce Architecture will be responsible ... on a cloud-first, composable, headless architecture for high traffic customer-facing retail websites. This position requires a strong foundation in cloud-based… more
- Vanguard (Malvern, PA)
- …leaders, the Legal Department, Compliance Department colleagues, global partners including Risk , and other control/oversight groups like Supervision . + Adopt ... Department in various committees and lead discussions related to effective supervision , conflicts of interest management, risk identification, control design,… more
- Tractor Supply Company (Brentwood, TN)
- Director , Regional Compliance (West Coast) $143,600 - $179,400 **Overall Job Summary** This position will manage the development, implementation, and execution of ... all external regulatory frameworks are complied with within the defined risk and cost parameters. Identify compliance risks and engage appropriate stakeholders… more
- Citigroup (New York, NY)
- …lines. GMI partners with teams in Sales, Trading, Structuring, Platform, OCM, Business Risk & Controls, Treasury, Legal, Risk , Operations, Finance, ICRM, and ... business, governance requires identifying and managing risks against our defined risk appetite. This is done through data provision and analysis, decision-making… more
- Walmart (Hoboken, NJ)
- …that are married with measurable insights. MAP is evolving from a traditional retail media network into something more dynamic, more immersive and more aligned with ... how people shop, and becoming the first Retail Experience Network (TM) . This is a **unique...most engaging omni-channel experiences for our members. As a ** Director of Digital Strategy** , you will **_lead a… more
- First Horizon Bank (Knoxville, TN)
- …knowledge of banking products and services + Exercise discretion and judgment identifying risk /control gaps that may have an adverse impact; and the ability to ... communicate issues and root causes effectively to the CT Director and the business unit. + Responsible for consistent and timely completion of all assigned reviews,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …FID Tech Council, Operations leadership study group, and Compliance and Supervision Summit. + Lead important critical projects for FID division, leveraging ... and principles of project management. + Advanced concepts of risk , issue and change management. + Basic principles of...minimum of eight (8) years managerial experience in a retail financial services firm. + OR ~ + Any… more
- GROWMARK, Inc. (Bloomington, IL)
- …and logistics products and services, as well as grain marketing and risk management services. Headquartered in Bloomington, Illinois, GROWMARK owns the FS trademark, ... for maintaining, analyzing, and preparing accounting documents for the company's Retail Divisions. Ensures day to day accounting procedures and records are… more
- UMB Bank (Providence, RI)
- …control reviews of retail branch locations to identify operational and compliance risk within the retail branch. This associate works closely with the ... Compliance and Oversight Program Manager and reports to the Director of Compliance & Oversight for Consumer Banking. The...risk rating guide accurately depicting the amount of risk within each retail branch. + Assisting… more
- FirstBank (Lakewood, CO)
- …a familial-like relationship with a current FirstBank employee or FirstBank Board of Director they cannot be considered at this time Founded in 1963, FirstBank ... assigned test work and utilizes resources to research and understand different levels of risk and risk mitigation tactics. The Sr Analyst prepares audit reports… more
- American Bankers Association (Washington, DC)
- …focuses on marketing for ABA's online training, certifications, and webinars in risk , compliance, retail and lending verticals, including messaging, data ... serve as a 'power user' to assist the Senior Director and team members on email campaign execution. The...marketing strategy for designated business lines within OME (compliance, risk management, financial crimes, retail , lending and… more
- Charles Schwab (Westlake, TX)
- …testing of the audit issue action plans completed by the business. + ** Risk Assessment:** Under the direct supervision of IAD Management, participate in ... all significant risks are identified and appropriately reported by management and risk functions to the Board and Executive Management, to evaluate whether risks… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …GENERAL FUNCTION: Leads in the identification, assessment, investigation, and remediation of Retail and Deposit risks and the execution of procedures to evaluate the ... works within department and cross-department teams. Responsible and accountable for risk by openly exchanging ideas and opinions, elevating concerns, and personally… more
- Charles Schwab (Westlake, TX)
- …testing of the audit issue action plans completed by the business. + ** Risk Assessment:** Under the direct supervision of IAD Management, participate in ... all significant risks are identified and appropriately reported by management and risk functions to the Board and Executive Management, to evaluate whether risks… more