- Banner Bank (Seattle, WA)
- …to ensure compliance with policies and regulations. Perform ongoing credit risk management through daily monitoring of the loan portfolio; ensure proper risk ... security requirements, and government regulations.Education & CertificationsBachelor's Degree in Finance , Accounting, Business, Economics, or other related field; or… more
- Citigroup (Tampa, FL)
- Serves as a senior Finance & Risk compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... teams and global functions, including Legal, Risk , Operations and Technology, and Finance to prevent and detect non- compliance issues and promote a culture… more
- Citigroup (Tampa, FL)
- …on privacy and data protection risks, risk mitigation measures and compliance activities for Finance ; + Monitor corrective action and related remediation ... Privacy Standards enterprise wide; + Establish and implement process and procedures for Finance adopting Citi Data Privacy policies, in compliance with all… more
- Capital One (Plano, TX)
- …Manager Compliance Advisor to support Auto Finance in Plano. The Compliance Advisor Senior Manager performs a key risk management role (second line of ... auto finance originations compliance experience or auto finance originations risk experience + CRCM certification or CIPP certification + Proficient in… more
- Citigroup (New York, NY)
- …with the ECDO to bring Data Risk within appetite; + Support compliance activities for the Finance Federated Chief Data Office (FCDO) Assessment Unit ... the Model and EUC Lifecycle. The role operates in partnership with stakeholders (eg, Finance businesses, Technology, Risk , Model Risk Management (MRM), etc.)… more
- Capital One (Melville, NY)
- … Manager - Lending & Finance Corporate Compliance is seeking a Compliance Advisor Manager to perform a key risk management role in the second line ... Advisor Manager will assist in the advisory of the Finance corporate function, which is responsible for executing overall...with the lines of business and partners to mitigate compliance risk . The successful candidate will be… more
- Capital One (Richmond, VA)
- …degree or military experience + At least 5 years work experience in a Finance , Compliance , Audit, Legal, Risk Management, or a combination Preferred ... West Creek 3 (12073), United States of America, Richmond, Virginia Manager, Finance Risk Management Capital One is seeking a motivated professional to join the … more
- Capital One (Richmond, VA)
- West Creek 3 (12073), United States of America, Richmond, Virginia Associate, Finance Risk Management Capital One is seeking a motivated professional for an ... Associate position in the Finance Risk Management (FRM) team. FRM associates...of operation while reducing risk and influencing risk stakeholders (ie, risk offices, compliance… more
- Capital One (Mclean, VA)
- …experience + At least 5 years of Risk Management experience in Finance , Operations, Compliance , Audit, or a combination **Preferred Qualifications:** + 5+ ... Industry + 7+ years of Risk Management experience in Finance , Operations, Compliance , Audit, or a combination + 2+ years experience in capital markets… more
- MUFG (Tempe, AZ)
- …by the Federal Reserve bank, FDIC, OCC and state banking regulators, compliance risk management and regulatory oversight. + Collaborative with strong ... coordinates with other areas of the Global Financial Crime Compliance team to build partnerships and best practices. +...client or control issues to the Head of Trade Finance AML Advisory. + Coordinates risk re-evaluation… more
- Capital One (Richmond, VA)
- …Creek 3 (12073), United States of America, Richmond, Virginia Senior Associate, Finance Risk Management-Horizontal Operations Program Capital One is seeking a ... motivated professional for a Senior Associate position in the Finance Risk Management (FRM) team. FRM associates...of operation while reducing risk and influencing risk stakeholders (ie, risk offices, compliance… more
- Stanford University (Stanford, CA)
- Finance and Compliance Analyst **School of Engineering, Stanford, California, United States** Finance Post Date May 21, 2024 Requisition # 103331 **Note - ... techniques and systems. Engineering Research Administration (ERA) is looking for an experienced Finance and Compliance Analyst who is excited to be part of… more
- Capital One (Mclean, VA)
- Center 1 (19052), United States of America, McLean, Virginia Principal Associate, Finance Risk Management (Hybrid) **Capital One is seeking a motivated ... professional to join the Finance Risk Management (FRM) team as a...or military experience + At least 3 years of risk management, regulatory compliance , audit, accounting or… more
- SMBC (Jersey City, NJ)
- …to its employees. **Role Description** SMBC Group is seeking a Vice-President for the Compliance Risk Assessment team ("CRA team") within the Compliance ... services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and...role will report to the Director who serves as Compliance Risk Assessment team leader and will… more
- Capital One (Mclean, VA)
- Center 1 (19052), United States of America, McLean, Virginia Manager- Finance Risk Management- Data Risk (Hybrid) Capital One is seeking a motivated ... professional for a Manager position within the Finance Risk Management (FRM) team. FRM associates...of operation while reducing risk and influencing risk stakeholders, ie, risk offices, compliance… more
- Robert Half (Los Angeles, CA)
- JOB REQUISITION Los Angeles Risk and Compliance Intern - 2025 LOCATION LOS ANGELES ADDITIONAL LOCATION(S) JOB DESCRIPTION Are You Ready to Live Something ... inspired to make a difference? You've come to the right place. POSITION HIGHLIGHTS Risk and Compliance interns work with Protiviti's clients, who are typically… more
- Bloomberg (New York, NY)
- Financial Specialist - Legal & Compliance - Finance & Administration **New York, NY** Posted Mar 13, 2024 - Requisition No. 123780 The energy of a newsroom, the ... a finance specialist to join our larger finance team supporting the Legal & Compliance ...efficient use of resources to minimize legal and regulatory risk + Develop and maintenance of KPIs and business… more
- Citigroup (Tampa, FL)
- …Management, Operations, Technology, Finance , other Control Functions, and In-Business Risk to address compliance issues which may impact the supported ... Serves as a Privacy and Responsible Data compliance risk officer for Independent ...+ Data Model development experience with AI/ML methods in finance or banking preferred + Proficient in tools like… more
- Robert Half Technology (Philadelphia, PA)
- …Reporting & Analysis - Prepare regular reports and presentations on governance, risk , and compliance activities for management and stakeholders. Analyze data ... compliance gaps. Provide insights and recommendations to enhance governance, risk management, and compliance processes. Support internal and external audit… more
- Discover (Riverwoods, IL)
- …across different areas of Corporate Treasury with a focus on process and compliance excellence. Supports Corporate Risk and Compliance activities. Works ... and risk mitigation. . Develops and implements tools to facilitate risk , compliance , issue management and remediation activities . Supports implementation of… more
