- HSBC (New York, NY)
- …include but are not limited to investment risk , counterparty credit risk , operational risk , financial crime risk , liquidity risk , traded ... risk , financial /regulatory reporting risk , tax risk , model risk ,... risk across all current and potential future risk types, delivering risk oversight … more
- HSBC (New York, NY)
- …business reorganisations and the impact of new technology + To continually review the Financial Crime risks of the products and our customers, taking account of ... Senior Vice President, Global Trade Solutions - Transaction Risk Management Brand: HSBC Area of Interest: Commercial...facility structure, policy and procedure. + Assist in the oversight of the GTS portfolio, assessing appropriate use of… more
- Capco, a Wipro Company (New York, NY)
- …- applying expertise in areas such as lending, deposits, account servicing, anti- financial crime , online banking, risk identification & management, ... You will become an expert in advising clients on consumer compliance, anti- financial crime , operations, technical solutions and new business process changes.… more
- SMBC (Jersey City, NJ)
- …& Testing ("M&T") in the Compliance Department, Americas Division, the Head of Financial Crime Compliance ("FCC") Monitoring & Testing manages the execution of ... key stakeholders from various internal bank departments such as KYC, Sanctions, Financial Intelligence Unit, Data Analytics, Program Management, Risk and… more
- Polaris Industries (Huntsville, AL)
- …Provide professional security consultation to site leadership, collaborating on risk assessments and treatments, investigations, and security initiatives. + Conduct ... Site Security Risk Assessments, ensuring sites are aligned to Global Security...intelligence and ethical leadership. **People Leadership** + Provide direct oversight of the Site Safety & Security Specialist, assigning… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** **Position:** Financial Crime Risk Oversight Specialist, Global Markets ... **Reports to:** Director, Financial Crime Risk Oversight , TD Securities, US **Position Summary** The US FCRM TDS Business Oversight team supports TD… more
- TD Bank (New York, NY)
- …targeted risk reviews of products/services, customers, and operations. The Financial Crime Risk Business Oversight Specialist acts as key business ... who can provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** FCRMBO - Retail… more
- TD Bank (New York, NY)
- …this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight , TD Securities, US ... TD Securities in developing, implementing, and maintaining a robust financial crime risk management ("FCRM")...interpretation of and compliance with applicable financial crime laws, regulations, and guidance. + Provide oversight… more
- Vanguard (Malvern, PA)
- … and risk operations. + Integrate advanced analytics into financial crime strategy and enterprise risk oversight . Key Responsibilities + Develop and ... Data Lake into compelling stories and actionable insights that support financial crime prevention, enhance risk detection, and deliver measurable business… more
- Manulife (Boston, MA)
- …support and leadership in the development and implementation of the Financial Crime Program. + Assist in the oversight of global AML/ATF control activities ... accredited institution is required + Professional certification in compliance, financial crime , risk management, or... Policy development and governance, including the design or oversight of risk assessments, and/or the design… more
- Manulife (Boston, MA)
- …Training:** + Conduct regular risk assessments to evaluate potential GWAM financial crime risks within North America, ensuring implementation of appropriate ... maintaining the highest standards of integrity and compliance in financial crime prevention globally. Our Global Wealth...and Records Management. + Annual AML Delegate Due Diligence Oversight . + Ongoing Monitoring and Registers of High- Risk… more
- City National Bank (Phoenix, AZ)
- …* Minimum 10 years in a combination of fraud & payment risk , risk management, cyber or financial crime investigations, responsible for fraud or ... WHAT IS THE OPPORTUNITY? The Enterprise Fraud & Payments Risk Manager is responsible for the oversight ...ability to anticipate and manage internal and external (cybercrime, financial fraud, identity theft, trading and sales fraud, etc.)… more
- Capgemini (New York, NY)
- … services or other regulated sectors. + In addition, knowledge and experience in Financial Crime Compliance, AML, KYC, and Fraud in Financial Services ... , you will lead transformation programs that strengthen governance, control, and risk management across financial services. You'll design and deliver regulatory… more
- Capgemini (New York, NY)
- … services or other regulated sectors. + In addition, knowledge and experience in Financial Crime Compliance, AML, KYC, and Fraud in Financial Services ... , you will support the delivery of transformation programs that strengthen risk and control environments across financial services. You'll work closely… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …vulnerabilities and oversee the implementation of controls to fortify compliance and mitigate financial crime risk . + Manage enterprise-wide AML policies and ... and skills to ensure compliance, mitigate risk , and reinforce a strong financial crime prevention culture. + Oversee the AML issues management process,… more
- Bank of America (Atlanta, GA)
- …Units (FLUs) and Control Functions (CFs) to complete compliance, policy, operational/fraud risk management requirements.The Global Financial Crime ("GFC") ... that cover the US and 38 non-U.S. jurisdictions. **_Responsibilities include:_** + Oversight of Global Financial Crimes (GFC) monitoring and testing activities… more
- GE Vernova (New York, NY)
- …controls underpinning an effective global compliance program. + Experience with Financial Crime Compliance laws, regulations, controls and program requirements ... an experienced regulatory compliance professional that will partner with GE Vernova's Financial Services ("FS") business to manage FS' compliance program. The Deputy… more
- KeyBank (Amherst, NY)
- …of quantitative works, including model development and ad hoc analytics to address financial crime compliance needs in AML/BSA/OFAC + Research, compile and ... traditional databases, cloud-based computing, and distribution computing + Knowledge of financial crime regulatory requirements, technology, and data analysis… more
- Bank of America (New York, NY)
- …+ Ability to connect business activity patterns to potential financial crime indicators, ensuring that controls are risk -based and proportionate to product ... trading, compliance, risk , and operations functions to identify and mitigate financial crime risks. + Strong analytical and communication skills, with the… more
- Bank of America (Chicago, IL)
- …Financial Crimes Modeling and Analytics is responsible for enterprise-wide financial crime model development and implementation, ongoing performance ... effective challenges on model development/validation + Maintains and provides oversight of model development and model risk ...is responsible for periodically substantiating the ongoing fitness of financial crime models in accordance with a… more
